SEC 13F Intelligence

Managers / Q2 2021 · view latest →

Gotham Asset Management, LLC

CIK 0001510387 · 825 THIRD AVENUE, SUITE 1750, NEW YORK, NY, 10022 · 646-432-3736

Reported Value
$2.4B
Q2 2021
Positions
982
Filings on Record
30
2019–present window
Filed
Aug 16, 2021
original filing

Summary

Gotham Asset Management, LLC reported $2.4B in U.S.-listed holdings across 982 positions for Q2 2021.

Its largest position, MSFT, represents 2.2% of the portfolio.

Compared with Q1 2021, the fund opened 184 new positions and exited 181.

Portfolio Metrics

Turnover
+20.9%
vs prior filed quarter
Top-10 Concentration
+13.2%
share of reported value
Largest Position
+2.2%
Microsoft
New / Exited
184 / 181
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $6.4BQ4 ’18Q1 ’19: $6.8BQ2 ’19: $6.3BQ3 ’19: $5.7BQ4 ’19: $5.4BQ4 ’19Q1 ’20: $3.6BQ2 ’20: $3.3BQ3 ’20: $3.1BQ4 ’20: $3.0BQ4 ’20Q1 ’21: $2.2BQ2 ’21: $2.4BQ3 ’21: $2.5BQ4 ’21: $3.1BQ4 ’21Q1 ’22: $3.2BQ2 ’22: $3.1BQ3 ’22: $3.3BQ4 ’22: $3.6BQ4 ’22Q1 ’23: $4.1BQ2 ’23: $4.6BQ3 ’23: $4.8BQ4 ’23: $5.4BQ4 ’23Q1 ’24: $6.6BQ2 ’24: $7.7BQ3 ’24: $9.7BQ4 ’24: $10.5BQ4 ’24Q1 ’25: $12.0BQ2 ’25: $16.7BQ3 ’25: $23.0BQ4 ’25: $27.4BQ4 ’25Q1 ’26: $32.7Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 90.7%Other: 6.3%ETP: 1.6%REIT: 1.3%ADR: 0.1%Other: 0.0%
  • Common Stock · 90.7% · $2.1B
  • Other · 6.3% · $148M
  • ETP · 1.6% · $38M
  • REIT · 1.3% · $32M
  • ADR · 0.1% · $2M
  • Other · 0.0% · $698,000

Quarter-over-Quarter Changes full breakdown →

vs Q1 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
HESHESS CORPNEW+88.3K88.3K+$8M$8M
VRTXVERTEX PHARMACEUTICALS INCNEW+36.3K36.3K+$7M$7M
SEAGATE TECHNOLOGY HLDNGS PLNEW+67.0K67.0K+$6M$6M
COHREURCOHERENT INCNEW+15.6K15.6K+$4M$4M
DDD3-D SYS CORP DELNEW+97.1K97.1K+$4M$4M
OGNORGANON & CONEW+123.7K123.7K+$4M$4M
TXTTEXTRON INCNEW+51.6K51.6K+$4M$4M
FLNACASSAVA SCIENCES INCNEW+39.7K39.7K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2021

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1MSFTMICROSOFT CORPhistory →COM2.20%$52M191.6K
2AMZNAMAZON COM INChistory →COM1.84%$43M12.6K
3SPDR S&P 500 ETF TRTR UNIT1.61%$38M88.8K
4AAPLAPPLE INChistory →COM1.60%$38M275.8K
5GOOGLALPHABET INChistory →CAP STK CL A1.50%$35M14.5K
6METAFACEBOOK INChistory →CL A1.41%$33M95.5K
7WMTWALMART INChistory →COM0.80%$19M134.6K
8PFEPFIZER INChistory →COM0.79%$19M477.2K
9ORCLORACLE CORPhistory →COM0.75%$18M226.2K
10DYHTARGET CORPhistory →COM0.67%$16M65.0K
11AMATAPPLIED MATLS INChistory →COM0.64%$15M106.4K
12DWDPEURDUPONT DE NEMOURS INChistory →COM0.63%$15M192.1K
13INTCINTEL CORPhistory →COM0.62%$15M261.8K
14QCOMQUALCOMM INChistory →COM0.60%$14M99.1K
15CSCOCISCO SYS INChistory →COM0.60%$14M265.4K
16DDOMINION ENERGY INChistory →COM0.56%$13M178.8K
17PGPROCTER AND GAMBLE COhistory →COM0.55%$13M96.4K
18PKNPERKINELMER INChistory →COM0.53%$12M80.8K
19PYPLPAYPAL HLDGS INChistory →COM0.50%$12M40.9K
20KHCKRAFT HEINZ COhistory →COM0.50%$12M291.7K
21NOCNORTHROP GRUMMAN CORPhistory →COM0.49%$12M31.9K
22NXP SEMICONDUCTORS N VCOM0.48%$11M55.0K
23ADPAUTOMATIC DATA PROCESSING INhistory →COM0.48%$11M56.8K
24JNJJOHNSON & JOHNSONhistory →COM0.47%$11M67.2K
257HPHP INChistory →COM0.47%$11M363.9K
26MRKMERCK & CO INChistory →COM0.46%$11M140.7K
27LOWLOWES COS INChistory →COM0.46%$11M55.8K
28UPSUNITED PARCEL SERVICE INChistory →CL B0.45%$11M51.4K
29NFLXNETFLIX INChistory →COM0.44%$10M19.9K
30UNHUNITEDHEALTH GROUP INChistory →COM0.44%$10M25.9K
31HWMHOWMET AEROSPACE INChistory →COM0.43%$10M294.4K
32FDXFEDEX CORPhistory →COM0.42%$10M33.4K
33VVISA INChistory →COM CL A0.42%$10M42.5K
34NIELSEN HLDGS PLCSHS EUR0.41%$10M392.1K
35DHRDANAHER CORPORATIONhistory →COM0.41%$10M36.0K
36AVGOBROADCOM INChistory →COM0.41%$10M20.2K
37HDHOME DEPOT INChistory →COM0.40%$9M29.7K
38MEDTRONIC PLCSHS0.40%$9M76.1K
39BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW0.40%$9M34.0K
40LBEURL BRANDS INChistory →COM0.40%$9M129.8K
41MMM3M COhistory →COM0.39%$9M46.9K
42TAT&T INChistory →COM0.39%$9M323.7K
43NOWSERVICENOW INChistory →COM0.38%$9M16.5K
44SWKSTANLEY BLACK & DECKER INChistory →COM0.37%$9M42.7K
45TXNTEXAS INSTRS INChistory →COM0.37%$9M45.3K
46BLKCHFBLACKROCK INChistory →COM0.37%$9M9.9K
47BACVERIZON COMMUNICATIONS INChistory →COM0.37%$9M154.3K
48HO1HOLOGIC INChistory →COM0.36%$9M128.9K
49TROWPRICE T ROWE GROUP INChistory →COM0.36%$9M43.3K
50LMTLOCKHEED MARTIN CORPhistory →COM0.36%$9M22.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$32.7B1,749May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$27.4B1,719Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$23.0B1,676Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$16.7B1,655Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$12.0B1,541May 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$10.5B1,421Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$9.7B1,402Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$7.7B1,407Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$6.6B1,366May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$5.4B1,324Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$4.8B1,313Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$4.6B1,294Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$4.1B1,309May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$3.6B1,201Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$3.3B1,156Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$3.1B1,104Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$3.2B1,115May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$3.1B1,126Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$2.5B1,005Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.4B982Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$2.2B979May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$3.0B984Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$3.1B1,011Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$3.3B1,043Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$3.6B1,055May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$5.4B1,087Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$5.7B1,075Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$6.3B1,117Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$6.8B1,162May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$6.4B965Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.