SEC 13F Intelligence

Managers / Q2 2021 · view latest →

DFPG INVESTMENTS, LLC

CIK 0001504665 · 9017 S RIVERSIDE DRIVE, SUITE 210, SANDY, UT, 84070 · 801-838-9999

Reported Value
$264M
Q2 2021
Positions
173
Filings on Record
21
2019–present window
Filed
Jul 21, 2021
original filing

Summary

Dfpg Investments, Llc reported $264M in U.S.-listed holdings across 173 positions for Q2 2021.

Its largest position, FTSM, represents 3.9% of the portfolio.

Compared with Q1 2021, the fund opened 27 new positions and exited 11.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $75MQ4 ’18Q1 ’19: $93MQ2 ’19: $104MQ3 ’19: $121MQ3 ’19Q4 ’19: $153MQ1 ’20: $134MQ2 ’20: $164MQ2 ’20Q3 ’20: $187MQ4 ’20: $217MQ1 ’21: $234MQ1 ’21Q2 ’21: $264MQ3 ’21: $264MQ4 ’21: $239MQ4 ’21Q1 ’22: $257MQ2 ’22: $229MQ3 ’22: $235MQ3 ’22Q4 ’22: $606.9BQ1 ’23: $931MQ2 ’23: $1.1BQ2 ’23Q3 ’23: $1.1BQ4 ’23: $1.3Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 55.1%ETP: 37.2%Other: 2.2%ADR: 2.1%MLP: 2.1%Other: 1.3%
  • Common Stock · 55.1% · $146M
  • ETP · 37.2% · $98M
  • Other · 2.2% · $6M
  • ADR · 2.1% · $6M
  • MLP · 2.1% · $6M
  • Other · 1.3% · $3M

Quarter-over-Quarter Changes full breakdown →

Holdings — Q2 2021

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Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2023$1.3B621Jan 10, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B575Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.1B575Jul 24, 202313F-HRchanges · EDGAR ↗
Q1 2023$931M514Apr 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$606.9B434Feb 2, 202313F-HRchanges · EDGAR ↗
Q3 2022$235M175Oct 24, 202213F-HRchanges · EDGAR ↗
Q2 2022$229M159Aug 1, 202213F-HRchanges · EDGAR ↗
Q1 2022$257M168Apr 22, 202213F-HRchanges · EDGAR ↗
Q4 2021$239M179Jan 31, 202213F-HRchanges · EDGAR ↗
Q3 2021$264M182Oct 19, 202113F-HRchanges · EDGAR ↗
Q2 2021$264M173Jul 21, 202113F-HRchanges · EDGAR ↗
Q1 2021$234M158Apr 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$217M163Jan 19, 202113F-HRchanges · EDGAR ↗
Q3 2020$187M172Oct 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$164M175Jul 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$134M158Apr 17, 202013F-HRchanges · EDGAR ↗
Q4 2019$153M165Feb 4, 202013F-HRchanges · EDGAR ↗
Q3 2019$121M159Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$104M163Jul 30, 201913F-HRchanges · EDGAR ↗
Q1 2019$93M139Apr 10, 201913F-HRchanges · EDGAR ↗
Q4 2018$75M120Jan 22, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • TOWNSQUARE CAPITAL LLC028-19141

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.