SEC 13F Intelligence

Managers / Q1 2019 · view latest →

Lesa Sroufe & Co

CIK 0001492162 · 801 2ND AVENUE SUITE 304, SEATTLE, WA, 98104 · 206-838-8385

Reported Value
$117M
Q1 2019
Positions
60
Filings on Record
28
2019–present window
Filed
May 3, 2019
original filing

Summary

Lesa Sroufe & Co reported $117M in U.S.-listed holdings across 60 positions for Q1 2019.

Its largest position, Nutrien, represents 4.1% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+36.4%
share of reported value
Largest Position
+4.1%
Nutrien

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $117MQ1 ’19Q2 ’19: $113MQ3 ’19: $105MQ4 ’19: $105MQ1 ’20: $74MQ1 ’20Q2 ’20: $75MQ3 ’20: $72MQ4 ’20: $84MQ1 ’21: $90MQ1 ’21Q2 ’21: $100MQ3 ’21: $94MQ4 ’21: $100MQ1 ’22: $100MQ1 ’22Q3 ’22: $83MQ4 ’22: $90MQ1 ’23: $99MQ2 ’23: $94MQ2 ’23Q3 ’23: $93MQ4 ’23: $98MQ1 ’24: $107MQ2 ’24: $103MQ2 ’24Q3 ’24: $107MQ1 ’25: $100MQ2 ’25: $109MQ3 ’25: $124MQ3 ’25Q4 ’25: $134MQ1 ’26: $147Mfilingsflow.com

Portfolio Composition

By security type
Other: 45.4%Common Stock: 44.4%ADR: 9.8%REIT: 0.2%ETP: 0.1%Royalty Trst: 0.1%
  • Other · 45.4% · $53M
  • Common Stock · 44.4% · $52M
  • ADR · 9.8% · $11M
  • REIT · 0.2% · $278,000
  • ETP · 0.1% · $124,000
  • Royalty Trst · 0.1% · $66,000

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
NUTRIEN LTDNEW+91.2K91.2K+$5M$5M
FEFIRSTENERGY CORPNEW+113.4K113.4K+$5M$5M
TELEFONICA BRASIL SANEW+383.7K383.7K+$5M$5M
EXELON CORPORATIONNEW+92.3K92.3K+$5M$5M
M D C HOLDING INCNEW+148.9K148.9K+$4M$4M
PAASPAN AMERICAN SILVER FNEW+307.6K307.6K+$4M$4M
ORANYORANGE SA F SPONSORED ADR 1 ADNEW+245.9K245.9K+$4M$4M
M & T BANK CORPNEW+24.8K24.8K+$4M$4M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2019

60 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1NUTRIEN LTDCOM4.12%$5M91.2K
2FEFIRSTENERGY CORPhistory →COM4.03%$5M113.4K
3TELEFONICA BRASIL SACOM3.96%$5M383.7K
4EXELON CORPORATIONCOM3.96%$5M92.3K
5M D C HOLDING INCCOM3.70%$4M148.9K
6PAASPAN AMERICAN SILVER Fhistory →COM3.49%$4M307.6K
7ORANYORANGE SA F SPONSORED ADR 1 ADhistory →ADR3.43%$4M245.9K
8M & T BANK CORPCOM3.34%$4M24.8K
9NEMNEWMONT MINING CORPhistory →COM3.27%$4M106.8K
10CHINA MOBILE LTD F SPONSORED AADR3.10%$4M71.2K
11SPDR BLOOMBERG BARCLAYS 1-3 MOCOM3.10%$4M39.6K
12MSFTMICROSOFT CORPhistory →COM3.03%$4M30.0K
13PROSHARES SHORT S&P 500 ETF NECOM2.94%$3M124.6K
14LAZARD LTD LPCOM2.77%$3M89.8K
15BANCO BILBAO ARGEN F SPONSOREDADR2.74%$3M558.4K
16CERSCERUS CORPhistory →COM2.72%$3M509.9K
17PETROLEO BRASILEIRO F SPONSOREADR2.66%$3M195.5K
18BENFRANKLIN RESOURCES INChistory →COM2.66%$3M93.7K
19WMKWEIS MARKETS, INChistory →COM2.64%$3M75.7K
20AAALCOA CORPhistory →COM2.64%$3M109.5K
21FLRFLUOR CORPhistory →COM2.61%$3M82.8K
22ANGLOGOLD ASHANTI F SPONSOREDADR2.57%$3M229.5K
23TOTAL S A F SPONSORED ADR 1 ADADR2.56%$3M53.8K
24FLEXTRONICS INTL LTD FCOM2.48%$3M290.4K
25BPBP PLC F SPONSORED ADR 1 ADR Rhistory →ADR2.41%$3M64.3K
26BUNGE LIMITED FCOM2.31%$3M51.0K
27JOEST JOE COMPANYhistory →COM2.29%$3M162.6K
28DAKTDAKTRONICS INChistory →COM2.09%$2M328.0K
29SCHNITZER STL INDS CLASS ACOM1.98%$2M96.4K
30EMBRAER SACOM1.95%$2M120.0K
31DIANA SHIPPING INC FCOM1.41%$2M584.7K
32AMGNAMGEN INCORPORATEDhistory →COM1.38%$2M8.5K
33TEVATEVA PHARM INDS LTD F SPONSOREhistory →ADR1.37%$2M102.5K
34CVSCVS HEALTH CORPCOM0.56%$654,00012.1K
35WBAWALGREENS BOOTS ALLIANCE INCCOM0.55%$645,00010.2K
36AMZNAMAZON COM INCCOM0.53%$625,000351
37MCDMCDONALD'S CORPCOM0.52%$613,0003.2K
38CARBO CERAMICS INCCOM0.43%$505,000144.3K
39JNJJOHNSON & JOHNSONCOM0.42%$488,0003.5K
40BABOEING COCOM0.41%$481,0001.3K
41AAPLAPPLE INCCOM0.41%$478,0002.5K
42BKUTKBANK OF UTICA N YCOM0.40%$470,0001.0K
43PEPPEPSICO INCORPORATEDCOM0.39%$457,0003.7K
44PGPROCTER & GAMBLECOM0.37%$430,0004.1K
45MERCK & CO INCCOM0.36%$424,0005.1K
46AMERISERV FINANCIALCOM0.34%$402,000100.0K
47UNITEDHEALTH GROUP INCCOM0.28%$322,0001.3K
48SYYSYSCO CORPCOM0.27%$319,0004.8K
49CISCO SYSTEMS INCCOM0.27%$314,0005.8K
50FACEBOOK INC CLASS ACOM0.27%$313,0001.9K
51OMEROMEROS CORPCOM0.26%$308,00017.7K
521/100 BERKSHIRE HTWY CLA 100 SCOM0.26%$301,000100
53BRTBRT APARTMENTS CORPCOM0.24%$278,00020.0K
54DISWALT DISNEY COCOM0.22%$256,0002.3K
55SPDR GOLD SHARES ETFCOM0.19%$221,0001.8K
56CVXCHEVRON CORPORATIONCOM0.18%$206,0001.7K
57ISHARES GOLD ETFISHARES0.11%$124,00010.1K
58SJTSAN JUAN BASIN ROYALTY TRUSTCOM0.06%$66,00012.3K
59THEMAVEN INCCOM0.01%$8,00014.0K
60SEACO LTD ORD FCOM0.00%$020.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$147M69Apr 27, 202613F-HRchanges · EDGAR ↗
Q4 2025$134M69Jan 22, 202613F-HRchanges · EDGAR ↗
Q3 2025$124M69Oct 23, 202513F-HRchanges · EDGAR ↗
Q2 2025$109M70Jul 29, 202513F-HRchanges · EDGAR ↗
Q1 2025$100M73Apr 18, 202513F-HRchanges · EDGAR ↗
Q3 2024$107M74Oct 16, 202413F-HRchanges · EDGAR ↗
Q2 2024$103M71Jul 9, 202413F-HRchanges · EDGAR ↗
Q1 2024$107M74May 6, 202413F-HRchanges · EDGAR ↗
Q4 2023$98M65Feb 1, 202413F-HRchanges · EDGAR ↗
Q3 2023$93M66Oct 19, 202313F-HRchanges · EDGAR ↗
Q2 2023$94M67Jul 20, 202313F-HRchanges · EDGAR ↗
Q1 2023$99M71Apr 19, 202313F-HRchanges · EDGAR ↗
Q4 2022$90M68Feb 2, 202313F-HRchanges · EDGAR ↗
Q3 2022$83M65Oct 27, 202213F-HRchanges · EDGAR ↗
Q1 2022$100M73Apr 21, 202213F-HRchanges · EDGAR ↗
Q4 2021$100M72Jan 28, 202213F-HRchanges · EDGAR ↗
Q3 2021$94M71Nov 1, 202113F-HRchanges · EDGAR ↗
Q2 2021$100M72Jul 22, 202113F-HRchanges · EDGAR ↗
Q1 2021$90M68May 5, 202113F-HRchanges · EDGAR ↗
Q4 2020$84M69Jan 29, 202113F-HRchanges · EDGAR ↗
Q3 2020$72M64Oct 26, 202013F-HRchanges · EDGAR ↗
Q2 2020$75M61Aug 6, 202013F-HRchanges · EDGAR ↗
Q1 2020$74M58May 8, 2020RESTATEMENTchanges · EDGAR ↗
Q4 2019$105M62Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$105M61Oct 25, 201913F-HRchanges · EDGAR ↗
Q2 2019$113M62Jul 29, 201913F-HRchanges · EDGAR ↗
Q1 2019$117M60May 3, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.