SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Walthausen & Co., LLC

CIK 0001483339 · 2691 ROUTE 9, SUITE 102, MALTA, NY, 12020 · (518) 371-3450

Reported Value
$395M
Q3 2021
Positions
141
Filings on Record
18
2019–present window
Filed
Nov 12, 2021
original filing

Summary

Walthausen & Co., LLC reported $395M in U.S.-listed holdings across 141 positions for Q3 2021.

Its largest position, KE, represents 1.7% of the portfolio.

Compared with Q2 2021, the fund opened 15 new positions and exited 33.

Portfolio Metrics

Turnover
+6.0%
vs prior filed quarter
Top-10 Concentration
+13.1%
share of reported value
Largest Position
+1.7%
Kimball Electronics
New / Exited
15 / 33
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $722MQ4 ’18Q1 ’19: $769MQ2 ’19: $757MQ2 ’19Q3 ’19: $722MQ4 ’19: $763MQ4 ’19Q1 ’20: $467MQ2 ’20: $493MQ2 ’20Q3 ’20: $482MQ4 ’20: $367MQ4 ’20Q1 ’21: $474MQ2 ’21: $927MQ2 ’21Q3 ’21: $395MQ4 ’21: $381MQ4 ’21Q1 ’22: $354MQ2 ’22: $223MQ2 ’22Q3 ’22: $120Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 90.8%Other: 5.1%REIT: 4.1%
  • Common Stock · 90.8% · $359M
  • Other · 5.1% · $20M
  • REIT · 4.1% · $16M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SEBSeaboard CorpNEW+693693+$3M$3M
VVVValvoline IncNEW+89.4K89.4K+$3M$3M
HLLYHolley IncNEW+231.3K231.3K+$3M$3M
COHUCOHU IncNEW+86.4K86.4K+$3M$3M
ALITEURAlight IncNEW+233.5K233.5K+$3M$3M
TFINTriumph Bancorp IncNEW+26.3K26.3K+$3M$3M
3TYTitan Machinery IncNEW+96.4K96.4K+$2M$2M
VSTOEURVista Outdoor IncNEW+60.5K60.5K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1KEKimball Electronics Inchistory →Com1.66%$7M254.8K
2MERCMercer Int'l Inchistory →Com1.55%$6M527.3K
3CACCamden National Corphistory →Com1.49%$6M123.0K
4GSBCGreat Southern Bancorphistory →Com1.48%$6M106.8K
5GLDDGreat Lakes Dredge & Dock Corphistory →Com1.47%$6M385.8K
6ORNOrion Group Holdings Inchistory →Com1.22%$5M885.4K
7ALNTAllied Motion Technologies Inchistory →Com1.15%$5M144.8K
8Textainer Group Holdings LtdCom1.11%$4M125.2K
9CNXCConcentrix Corp.history →Com1.00%$4M22.3K
10UMHUMH Properties IncCom1.00%$4M171.9K
11SBG1Seacoast Bank Corp of FloridaCom0.98%$4M114.9K
12GDOTGreen Dot CorpCom0.98%$4M77.1K
13HCCIUSDHeritage Crystal Clean IncCom0.98%$4M132.9K
14MNROMonro Muffler Brake IncCom0.95%$4M65.1K
15HTLFEURHeartland Financial USA IncCom0.94%$4M77.0K
16WASHWashington Trust Bancorp IncCom0.94%$4M69.8K
17GDP1USDGoodrich Petroleum CorpCom0.94%$4M156.2K
18AZZAZZ IncCom0.93%$4M69.2K
19NBTBNBT Bancorp IncCom0.93%$4M101.8K
20THFFFirst Financial CorpCom0.93%$4M87.4K
21FBNCFirst Bancorp N.C.Com0.93%$4M85.4K
22CHCOCity Holding CompanyCom0.92%$4M46.4K
23STCStewart Information Services CCom0.91%$4M57.0K
24VPGVishay Precision Group IncCom0.90%$4M102.2K
25Signet Jewelers LimitedCom0.89%$4M44.6K
26CLFCleveland-Cliffs IncCom0.88%$3M176.0K
27VSECVSE CorpCom0.88%$3M72.3K
28GPORGulfport Energy CorpCom0.88%$3M42.1K
29TN1Tennant CompanyCom0.87%$3M46.6K
30CMCCommercial Metals CoCom0.87%$3M113.0K
31EPREPR PropertiesCom0.87%$3M69.7K
32RRyder System IncCom0.86%$3M41.0K
33PACWUSDPacwest BancorpCom0.85%$3M74.3K
34TCBKTrico BancsharesCom0.85%$3M77.3K
358TGThermon Group Holdings IncCom0.85%$3M193.6K
36SKYSkyline Champion CorpCom0.84%$3M55.0K
37MEIMethode Electronics IncCom0.82%$3M77.2K
38GVAGranite Construction IncCom0.79%$3M79.2K
39WSFSWSFS Financial CorpCom0.79%$3M60.5K
40HUBGHub Group IncCom0.78%$3M44.9K
41HBNCHorizon Bancorp IncCom0.78%$3M169.8K
42OCFCOceanfirst Financial CorpCom0.77%$3M142.7K
43OSISOSI Systems IncCom0.76%$3M31.7K
44WSBCWesbanco IncCom0.76%$3M87.7K
45GIIIG-III Apparel Group LimitedCom0.75%$3M104.4K
46AGMFederal Agricultural MortgageCom0.74%$3M26.9K
47WBSWebster Financial CorpCom0.74%$3M53.5K
48NMIHNMI Holdings IncCom0.73%$3M127.7K
49HWCHancock Whitney CorporationCom0.73%$3M61.2K
50INDBIndependent Bank CorpCom0.73%$3M37.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2022$120M95Nov 14, 2022RESTATEMENTchanges · EDGAR ↗
Q2 2022$223M140Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$354M140May 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$381M141Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$395M141Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021REVEALED$927M286Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$474M141May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$367M137Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$482M132Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$493M128Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$467M128May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$763M139Feb 18, 202013F-HRchanges · EDGAR ↗
Q3 2019$722M137Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$757M137Aug 13, 201913F-HRchanges · EDGAR ↗
Q1 2019$769M137May 10, 201913F-HRchanges · EDGAR ↗
Q4 2018$722M138Feb 22, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • The Bank of NY Mellon028-12592

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.