SEC 13F Intelligence

Managers / Q3 2021 · view latest →

HARBOR INVESTMENT ADVISORY, LLC

CIK 0001468792 · 2330 W. JOPPA ROAD, SUITE 160, LUTHERVILLE, MD, 21093 · 410-659-8906

Reported Value
$738M
Q3 2021
Positions
1,343
Filings on Record
27
2019–present window
Filed
Oct 12, 2021
original filing

Summary

Harbor Investment Advisory, LLC reported $738M in U.S.-listed holdings across 1,343 positions for Q3 2021.

Its largest position, AAPL, represents 7.5% of the portfolio.

Compared with Q2 2021, the fund opened 107 new positions and exited 46.

Portfolio Metrics

Turnover
+5.2%
vs prior filed quarter
Top-10 Concentration
+31.5%
share of reported value
Largest Position
+7.5%
Apple Inc Com
New / Exited
107 / 46
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’19: $434MQ4 ’19Q1 ’20: $372MQ2 ’20: $471MQ3 ’20: $523MQ4 ’20: $624MQ4 ’20Q1 ’21: $664MQ2 ’21: $738MQ3 ’21: $738MQ4 ’21: $790MQ4 ’21Q1 ’22: $754MQ2 ’22: $624MQ3 ’22: $607MQ4 ’22: $640MQ4 ’22Q1 ’23: $669MQ2 ’23: $718MQ3 ’23: $764MQ4 ’23: $867MQ4 ’23Q1 ’24: $957MQ2 ’24: $958MQ3 ’24: $1.0BQ4 ’24: $1.1BQ4 ’24Q1 ’25: $1.0BQ2 ’25: $1.1BQ3 ’25: $1.2BQ4 ’25: $1.3BQ4 ’25Q1 ’26: $1.3BQ2 ’26: $1.4Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 72.2%ETP: 21.4%Other: 2.5%REIT: 2.2%ADR: 1.2%Other: 0.6%
  • Common Stock · 72.2% · $533M
  • ETP · 21.4% · $158M
  • Other · 2.5% · $18M
  • REIT · 2.2% · $16M
  • ADR · 1.2% · $9M
  • Other · 0.6% · $5M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
GENERAL ELECTRIC CO COM NEWNEW+4.8K4.8K+$490,000$490,000
LEALEAR CORP COM NEWNEW+1.7K1.7K+$263,000$263,000
CGBDTCG BDC INC COMNEW+16.8K16.8K+$225,000$225,000
CFCF INDS HLDGS INC COMNEW+3.9K3.9K+$218,000$218,000
ISHARES MSCI USA MOMENTUM FACTOR ETFNEW+1.1K1.1K+$196,000$196,000
INVESCO DWA MOMENTUM ETFNEW+1.8K1.8K+$164,000$164,000
HEI/AHEICO CORP NEW CL ANEW+1.2K1.2K+$148,000$148,000
SITESITEONE LANDSCAPE SUPPLY INC COMNEW+655655+$131,000$131,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

49 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INC COMhistory →Stock7.51%$55M391.6K
2AMZNAMAZON COM INC COMhistory →Stock6.59%$49M14.8K
3GOOGLALPHABET INC CAP STK CL AStock5.80%$43M16.0K
4MSFTMICROSOFT CORP COMhistory →Stock3.74%$28M98.0K
5BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWhistory →Stock1.81%$13M49.0K
6UNHUNITEDHEALTH GROUP INC COMhistory →Stock1.73%$13M32.7K
7ISHARES CORE S&P 500 ETFETF1.51%$11M25.8K
8PYPLPAYPAL HLDGS INC COMhistory →Stock1.49%$11M42.3K
9MAMASTERCARD INCORPORATED CL Ahistory →Stock1.36%$10M28.9K
10VVISA INC COM CL Ahistory →Stock1.33%$10M44.2K
11ISHARES RUSSELL 2000 VALUE ETFETF1.22%$9M56.3K
12CRMSALESFORCE COM INC COMhistory →Stock1.19%$9M32.3K
13JPMJPMORGAN CHASE & CO COMhistory →Stock1.17%$9M52.6K
14INVESCO S&P 500 EQUAL WEIGHT ETFETF1.12%$8M55.0K
15SBUXSTARBUCKS CORP COMhistory →Stock1.10%$8M73.5K
16JNJJOHNSON & JOHNSON COMhistory →Stock1.08%$8M49.3K
17METAFACEBOOK INC CL Ahistory →Stock1.05%$8M22.8K
18DISDISNEY WALT CO COMhistory →Stock1.04%$8M45.3K
19VANGUARD REAL ESTATE ETFETF0.98%$7M70.9K
20BLKCHFBLACKROCK INC COMStock0.85%$6M7.5K
21VICRVICOR CORP COMStock0.84%$6M46.3K
22AMGNAMGEN INC COMStock0.83%$6M28.8K
23TROWT ROWE PRICE GROUP INC COMStock0.78%$6M29.4K
24AMTAMERICAN TOWER CORP NEW COMREIT0.75%$6M21.0K
25ISHARES MSCI EAFE ETFETF0.74%$5M70.2K
26VUGVANGUARD GROWTH INDEX FUNDETF0.71%$5M18.0K
27MRNAMODERNA INC COMStock0.68%$5M13.0K
28NKENIKE INC CL BStock0.65%$5M33.2K
29BXBLACKSTONE INC COMStock0.65%$5M41.1K
30FIRST TRUST VALUE LINE DIVIDEND INDEX FUNDETF0.65%$5M121.6K
31HDHOME DEPOT INC COMStock0.64%$5M14.3K
32ISHARES RUSSELL TOP 200 GROWTH ETFETF0.62%$5M29.9K
33BACBK OF AMERICA CORP COMStock0.60%$4M104.7K
34ISHARES RUSSELL 2000 GROWTH ETFETF0.56%$4M14.1K
35HONGBPHONEYWELL INTL INC COMStock0.54%$4M18.9K
36DOCUDOCUSIGN INC COMStock0.53%$4M15.3K
37ISHARES RUSSELL TOP 200 VALUE ETFETF0.53%$4M59.4K
38ISHARES RUSSELL 1000 GROWTH ETFETF0.51%$4M13.8K
39XYZSQUARE INC CL AStock0.50%$4M15.3K
40VANGUARD MID-CAP VALUE INDEX FUNDETF0.47%$3M24.6K
41PEPPEPSICO INC COMStock0.46%$3M22.7K
42VTVVANGUARD VALUE INDEX FUNDETF0.46%$3M25.2K
43SPDR S&P 500 ETFETF0.46%$3M7.8K
44ABTABBOTT LABS COMStock0.45%$3M27.9K
45VANGUARD TOTAL STOCK MARKET INDEX FUNDETF0.45%$3M14.8K
46ORCLORACLE CORP COMStock0.43%$3M36.3K
47ISHARES CORE MSCI EAFE ETFETF0.41%$3M40.6K
48SPDR GOLD MINISHARES TRUSTETF0.41%$3M171.5K
49PGPROCTER AND GAMBLE CO COMStock0.41%$3M21.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$1.4B1,315Jul 7, 202613F-HRchanges · EDGAR ↗
Q1 2026$1.3B1,233Apr 23, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.3B1,230Jan 7, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.2B1,180Oct 27, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.1B1,176Jul 1, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.0B1,176Apr 9, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.1B1,147Jan 16, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.0B1,151Oct 4, 202413F-HRchanges · EDGAR ↗
Q2 2024$958M1,306Jul 19, 202413F-HRchanges · EDGAR ↗
Q1 2024$957M1,339Apr 12, 202413F-HRchanges · EDGAR ↗
Q4 2023$867M1,169Jan 26, 202413F-HRchanges · EDGAR ↗
Q3 2023$764M1,189Oct 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$718M1,343Jul 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$669M1,328Apr 21, 202313F-HRchanges · EDGAR ↗
Q4 2022$640M1,344Jan 24, 202313F-HRchanges · EDGAR ↗
Q3 2022$607M1,400Nov 1, 202213F-HRchanges · EDGAR ↗
Q2 2022$624M1,384Jul 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$754M1,368Apr 20, 202213F-HRchanges · EDGAR ↗
Q4 2021$790M1,348Jan 10, 202213F-HRchanges · EDGAR ↗
Q3 2021$738M1,343Oct 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$738M1,284Jul 27, 202113F-HRchanges · EDGAR ↗
Q1 2021$664M1,289Apr 16, 202113F-HRchanges · EDGAR ↗
Q4 2020$624M1,249Feb 4, 202113F-HRchanges · EDGAR ↗
Q3 2020$523M1,167Oct 23, 202013F-HRchanges · EDGAR ↗
Q2 2020$471M1,204Jul 16, 202013F-HRchanges · EDGAR ↗
Q1 2020$372M1,058May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$434M1,052Jan 16, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.