Managers / Q3 2023 · view latest →
Sigma Planning Corp
CIK 0001449126 · 300 PARKLAND PLAZA, ANN ARBOR, MI, 48103 · 734-663-1611
Reported Value
$2.7B
Q3 2023
Positions
1,197
Filings on Record
30
2019–present window
Filed
Nov 6, 2023
original filing
Summary
Sigma Planning Corp reported $2.7B in U.S.-listed holdings across 1,197 positions for Q3 2023.
Its largest position, IVV, represents 5.2% of the portfolio.
Compared with Q2 2023, the fund opened 115 new positions and exited 125.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
Composition data arrives with ticker enrichment.
Quarter-over-Quarter Changes full breakdown →
Holdings — Q3 2023
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $3.6B | 1,309 | May 4, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $3.6B | 1,295 | Jan 30, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $3.5B | 1,290 | Nov 10, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $3.3B | 1,244 | Aug 5, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $3.1B | 1,203 | May 2, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $3.2B | 1,162 | Feb 3, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $3.3B | 1,218 | Nov 4, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $3.2B | 1,196 | Aug 6, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $3.2B | 1,222 | May 2, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $1.3B | 846 | Feb 1, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $2.7B | 1,197 | Nov 6, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $2.8B | 1,202 | Aug 2, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $3.0B | 1,295 | May 8, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $2.80T | 1,261 | Jan 24, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $2.6B | 1,261 | Nov 10, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $2.9B | 1,288 | Aug 11, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $3.3B | 1,362 | Apr 20, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $3.6B | 1,383 | Feb 2, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $3.3B | 1,372 | Oct 28, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $3.4B | 1,413 | Aug 13, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $3.1B | 1,325 | May 6, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $2.9B | 1,194 | Feb 9, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $2.5B | 1,060 | Nov 3, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $2.3B | 1,054 | Jul 31, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $1.7B | 915 | May 1, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $2.4B | 1,051 | Feb 3, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $2.1B | 1,000 | Nov 1, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $1.9B | 989 | Aug 1, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $1.8B | 940 | May 1, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q4 2018 | $1.4B | 851 | Jan 31, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.