SEC 13F Intelligence

Managers / Q4 2022 · view latest →

Eagle Ridge Investment Management

CIK 0001445891 · 4 HIGH RIDGE PARK, 3RD FLOOR, STAMFORD, CT, 06905 · 2032274515

Reported Value
$857M
Q4 2022
Positions
151
Filings on Record
25
2019–present window
Filed
Jan 19, 2023
original filing

Summary

Eagle Ridge Investment Management reported $857M in U.S.-listed holdings across 151 positions for Q4 2022.

Its largest position, MBB, represents 6.8% of the portfolio.

Compared with Q3 2022, the fund opened 6 new positions and exited 3.

Portfolio Metrics

Turnover
+4.5%
vs prior filed quarter
Top-10 Concentration
+39.6%
share of reported value
Largest Position
+6.8%
Ishares Tr
New / Exited
6 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $589MQ4 ’18Q1 ’19: $680MQ2 ’19: $689MQ3 ’19: $690MQ4 ’19: $746MQ4 ’19Q1 ’20: $576MQ2 ’20: $660MQ3 ’20: $715MQ4 ’20: $791MQ4 ’20Q1 ’21: $827MQ2 ’21: $862MQ3 ’21: $898MQ4 ’21: $956MQ4 ’21Q1 ’22: $939MQ2 ’22: $830MQ3 ’22: $796MQ4 ’22: $857MQ4 ’22Q1 ’23: $889MQ2 ’23: $953MQ3 ’23: $917MQ4 ’23: $1.0BQ4 ’23Q1 ’24: $1.1BQ2 ’24: $1.1BQ3 ’24: $1.1BQ4 ’24: $1.1BQ4 ’24filingsflow.com

Portfolio Composition

By security type
Common Stock: 75.5%ETP: 18.5%ADR: 4.2%REIT: 1.7%Other: 0.1%MLP: 0.0%
  • Common Stock · 75.5% · $647M
  • ETP · 18.5% · $159M
  • ADR · 4.2% · $36M
  • REIT · 1.7% · $15M
  • Other · 0.1% · $624,851
  • MLP · 0.0% · $409,919

Quarter-over-Quarter Changes full breakdown →

vs Q3 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
VZVERIZON COMMUNICATIONS INCNEW+619.8K619.8K+$24M$24M
SPYMSPDR SER TRNEW+32.9K32.9K+$1M$1M
DDDUPONT DE NEMOURS INCNEW+3.8K3.8K+$258,872$258,872
AMGNAMGEN INCNEW+835835+$219,304$219,304
NVONOVO-NORDISK A SNEW+1.6K1.6K+$213,161$213,161
FFBCFIRST FINL BANCORP OHNEW+8.3K8.3K+$201,860$201,860
BILSPDR SER TRADDED+6.9K12.3K+$629,008$1M
DOXAMDOCS LTDSOLD OUT−152.8K0−$12M$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2022

129 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1MBBISHARES TRMBS ETF · SHRT NAT MUN ETF · FLTG RATE NT ETF · TIPS BD ETF · NEW YORK MUN ETF · RUS 1000 ETF · CALIF MUN BD ETF · CORE S&P500 ETF · SHORT TREAS BD · CORE S&P MCP ETF6.78%$58M701.6K
2VGSHVANGUARD SCOTTSDALE FDSSHORT TERM TREAS · SHRT TRM CORP BD4.86%$42M720.4K
3MSFTMICROSOFT CORPhistory →COM4.24%$36M151.6K
4UNHUNITEDHEALTH GROUP INChistory →COM4.23%$36M68.4K
5ORLYOREILLY AUTOMOTIVE INChistory →COM4.12%$35M41.9K
6SPSBSPDR SER TRPORTFOLIO SHORT · NUVEEN BLMBRG MU · PORTFOLIO S&P500 · BLOOMBERG 1-3 MO · PORTFOLIO SH TSR3.76%$32M1.03M
7SCHWSCHWAB CHARLES CORPhistory →COM3.48%$30M358.8K
8VZVERIZON COMMUNICATIONS INChistory →COM2.85%$24M619.8K
9SYKSTRYKER CORPORATIONhistory →COM2.66%$23M93.1K
10GOOGLALPHABET INCCAP STK CL A · CAP STK CL C2.60%$22M252.7K
11SNYSANOFIhistory →SPONSORED ADR1.97%$17M348.8K
12VVISA INChistory →COM CL A1.87%$16M77.1K
13PYPLPAYPAL HLDGS INChistory →COM1.83%$16M220.6K
14AVGOBROADCOM INChistory →COM1.82%$16M27.8K
15BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW · CL A1.78%$15M47.8K
16HDHOME DEPOT INChistory →COM1.73%$15M46.9K
17TSCOTRACTOR SUPPLY COhistory →COM1.73%$15M65.8K
18HOLOGIC INCCOM1.60%$14M183.9K
19PSAPUBLIC STORAGEhistory →COM1.55%$13M47.4K
20BLACKROCK INCCOM1.47%$13M17.8K
21HIIHUNTINGTON INGALLS INDS INChistory →COM1.45%$12M53.8K
22RTXRAYTHEON TECHNOLOGIES CORPhistory →COM1.43%$12M121.1K
23TJXTJX COS INC NEWhistory →COM1.42%$12M152.9K
24MAMASTERCARD INCORPORATEDhistory →CL A1.41%$12M34.8K
25NSCNORFOLK SOUTHN CORPhistory →COM1.40%$12M48.8K
26ITTITT INChistory →COM1.40%$12M147.8K
27INTCINTEL CORPhistory →COM1.39%$12M451.1K
28ABBVABBVIE INChistory →COM1.39%$12M73.5K
29ABTABBOTT LABShistory →COM1.34%$12M104.9K
30SRESEMPRAhistory →COM1.32%$11M73.3K
31METAMETA PLATFORMS INChistory →CL A1.29%$11M91.8K
32VTEBVANGUARD MUN BD FDShistory →TAX EXEMPT BD1.28%$11M221.2K
33SOSOUTHERN COhistory →COM1.28%$11M153.2K
34USBUS BANCORP DELhistory →COM NEW1.26%$11M247.2K
35REYNREYNOLDS CONSUMER PRODS INChistory →COM1.24%$11M353.4K
36PACGRUPO AEROPUERTO DEL PACIFIChistory →SPON ADR B1.21%$10M72.3K
37JPMJPMORGAN CHASE & COhistory →COM1.21%$10M77.2K
38SSDSIMPSON MFG INChistory →COM1.19%$10M115.0K
39UPSUNITED PARCEL SERVICE INChistory →CL B1.12%$10M55.3K
40CMECME GROUP INChistory →COM1.11%$10M56.8K
41BACBANK AMERICA CORPhistory →COM1.04%$9M268.4K
42RELXRELX PLCSPONSORED ADR0.97%$8M298.6K
43VTIPVANGUARD MALVERN FDSSTRM INFPROIDX0.94%$8M172.0K
44JNJJOHNSON & JOHNSONCOM0.92%$8M44.6K
45DISDISNEY WALT COCOM0.92%$8M90.5K
46CVSCVS HEALTH CORPCOM0.89%$8M81.6K
47TDTORONTO DOMINION BK ONTCOM NEW0.89%$8M117.3K
48THOTHOR INDS INCCOM0.88%$8M99.6K
49GRMNGARMIN LTDSHS0.85%$7M79.3K
50TRMBTRIMBLE INCCOM0.83%$7M140.4K
51AAPLAPPLE INCCOM0.72%$6M47.2K
52ROPROPER TECHNOLOGIES INCCOM0.60%$5M11.9K
53LOWLOWES COS INCCOM0.46%$4M19.9K
54ECLECOLAB INCCOM0.33%$3M19.2K
55SCHDSCHWAB STRATEGIC TRUS DIVIDEND EQ0.29%$2M32.6K
56XLKSELECT SECTOR SPDR TRTECHNOLOGY · SBI HEALTHCARE · SBI CONS DISCR · SBI INT-INDS · SBI INT-UTILS · FINANCIAL0.26%$2M24.3K
57CSLCARLISLE COS INCCOM0.24%$2M8.7K
58WBAWALGREENS BOOTS ALLIANCE INCCOM0.20%$2M46.3K
59PGPROCTER AND GAMBLE COCOM0.19%$2M10.8K
60PFEPFIZER INCCOM0.18%$2M30.8K
61MMM3M COCOM0.15%$1M11.0K
62CLCOLGATE PALMOLIVE COCOM0.15%$1M16.6K
63UNPUNION PAC CORPCOM0.15%$1M6.2K
64TROWPRICE T ROWE GROUP INCCOM0.14%$1M11.3K
65ITWILLINOIS TOOL WKS INCCOM0.14%$1M5.5K
66EMREMERSON ELEC COCOM0.13%$1M11.7K
67MPCMARATHON PETE CORPCOM0.13%$1M9.4K
68KOCOCA COLA COCOM0.12%$1M16.7K
69TGTTARGET CORPCOM0.12%$1M6.9K
70DEDEERE & COCOM0.12%$986,1482.3K
71IRMIRON MTN INC DELCOM0.11%$982,14519.7K
72MCDMCDONALDS CORPCOM0.11%$968,7363.7K
73GSLCGOLDMAN SACHS ETF TRACTIVEBETA US LG0.11%$950,02612.5K
74MRKMERCK & CO INCCOM0.10%$884,7158.0K
75TXNTEXAS INSTRS INCCOM0.10%$845,7615.1K
76ACNACCENTURE PLC IRELANDSHS CLASS A0.09%$803,1883.0K
77PEPPEPSICO INCCOM0.09%$786,0674.4K
78DOVDOVER CORPCOM0.09%$764,9315.6K
79CSCOCISCO SYS INCCOM0.09%$734,99015.4K
80TMOTHERMO FISHER SCIENTIFIC INCCOM0.08%$723,0561.3K
81LLYLILLY ELI & COCOM0.08%$700,5841.9K
82VEUVANGUARD INTL EQUITY INDEX FALLWRLD EX US · FTSE EUROPE ETF0.08%$671,99112.8K
83OBTORANGE CNTY BANCORP INCCOM0.08%$661,43614.2K
84LMTLOCKHEED MARTIN CORPCOM0.08%$650,9241.3K
85FLEX LTDORD0.07%$624,85129.1K
86EFXEQUIFAX INCCOM0.06%$549,6502.8K
87DDOMINION ENERGY INCCOM0.06%$511,1028.3K
88WMTWALMART INCCOM0.06%$502,5043.5K
89BDXBECTON DICKINSON & COCOM0.06%$495,1831.9K
90EXMOCEXXON MOBIL CORPCOM0.06%$474,2904.3K
91FSLRFIRST SOLAR INCCOM0.05%$460,1553.1K
92AXPAMERICAN EXPRESS COCOM0.05%$447,5353.0K
93NKENIKE INCCL B0.05%$432,4693.7K
94VEAVANGUARD TAX-MANAGED FDSVAN FTSE DEV MKT0.05%$420,49710.0K
95EPDENTERPRISE PRODS PARTNERS LCOM0.05%$409,91917.0K
96URSTADT BIDDLE PPTYS INCCL A0.04%$381,65320.1K
97VTIVANGUARD INDEX FDSTOTAL STK MKT0.04%$373,0122.0K
98THRMGENTHERM INCCOM0.04%$364,5795.6K
99ORCLORACLE CORPCOM0.04%$359,6564.4K
100WRBBERKLEY W R CORPCOM0.04%$341,6604.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2024$1.1B148Jan 27, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.1B143Oct 23, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.1B138Jul 24, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.1B148Apr 18, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.0B144Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$917M143Oct 24, 202313F-HRchanges · EDGAR ↗
Q2 2023$953M150Jul 18, 202313F-HRchanges · EDGAR ↗
Q1 2023$889M157Apr 18, 202313F-HRchanges · EDGAR ↗
Q4 2022$857M151Jan 19, 202313F-HRchanges · EDGAR ↗
Q3 2022$796M148Oct 18, 202213F-HRchanges · EDGAR ↗
Q2 2022$830M149Jul 19, 202213F-HRchanges · EDGAR ↗
Q1 2022$939M155Apr 18, 202213F-HRchanges · EDGAR ↗
Q4 2021$956M157Jan 19, 202213F-HRchanges · EDGAR ↗
Q3 2021$898M146Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$862M136Jul 19, 202113F-HRchanges · EDGAR ↗
Q1 2021$827M138Apr 19, 202113F-HRchanges · EDGAR ↗
Q4 2020$791M135Jan 29, 202113F-HRchanges · EDGAR ↗
Q3 2020$715M143Oct 28, 202013F-HRchanges · EDGAR ↗
Q2 2020$660M122Jul 29, 202013F-HRchanges · EDGAR ↗
Q1 2020$576M125Apr 29, 202013F-HRchanges · EDGAR ↗
Q4 2019$746M159Feb 5, 202013F-HRchanges · EDGAR ↗
Q3 2019$690M153Oct 31, 201913F-HRchanges · EDGAR ↗
Q2 2019$689M156Aug 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$680M160May 7, 201913F-HRchanges · EDGAR ↗
Q4 2018$589M152Feb 7, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.