SEC 13F Intelligence

Managers / Q1 2023 · view latest →

Baker Avenue Asset Management, LP

CIK 0001432529 · ONE EMBARCADERO CENTER, STE 2530, SAN FRANCISCO, CA, 94111 · 415-986-1110

Reported Value
$1.9B
Q1 2023
Positions
1,623
Filings on Record
32
2019–present window
Filed
May 16, 2023
original filing

Summary

Baker Avenue Asset Management, LP reported $1.9B in U.S.-listed holdings across 1,623 positions for Q1 2023.

Its largest position, Ishares Core Total Usd Bond Market Etf, represents 4.3% of the portfolio.

Compared with Q4 2022, the fund opened 226 new positions and exited 171.

Portfolio Metrics

Turnover
+13.4%
vs prior filed quarter
Top-10 Concentration
+30.7%
share of reported value
Largest Position
+4.3%
Ishares Core Total Usd Bond Market Etf
New / Exited
226 / 171
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.0BQ4 ’18Q1 ’19: $1.2BQ2 ’19: $1.2BQ3 ’19: $1.3BQ4 ’19: $1.4BQ4 ’19Q1 ’20: $839MQ2 ’20: $1.2BQ3 ’20: $1.3BQ4 ’20: $1.5BQ4 ’20Q1 ’21: $1.6BQ2 ’21: $1.8BQ3 ’21: $1.7BQ4 ’21: $2.0BQ4 ’21Q1 ’22: $2.0BQ2 ’22: $1.5BQ3 ’22: $1.6BQ4 ’22: $1.7BQ4 ’22Q1 ’23: $1.9BQ2 ’23: $2.0BQ3 ’23: $2.0BQ4 ’23: $2.3BQ4 ’23Q1 ’24: $2.6BQ2 ’24: $2.9BQ3 ’24: $3.2BQ4 ’24: $3.3BQ4 ’24Q1 ’25: $3.2BQ2 ’25: $3.5BQ3 ’25: $4.2BQ4 ’25: $4.3BQ4 ’25Q1 ’26: $4.4Bfilingsflow.com

Portfolio Composition

By security type
ETP: 52.3%Common Stock: 41.6%Other: 3.8%ADR: 1.8%Closed-End Fund: 0.3%Other: 0.2%
  • ETP · 52.3% · $970M
  • Common Stock · 41.6% · $771M
  • Other · 3.8% · $70M
  • ADR · 1.8% · $33M
  • Closed-End Fund · 0.3% · $6M
  • Other · 0.2% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
LINDE PLC SHSNEW+34.3K34.3K+$12M$12M
INVESCO S&P 500 EQUAL WEIGHT CONSUMER DISCRETIONARY ETFNEW+19.6K19.6K+$3M$3M
APPAPPLOVIN CORP COM CL ANEW+151.1K151.1K+$2M$2M
COLUMBIA MULTI-SECTOR MUNICIPAL INCOME ETFNEW+50.3K50.3K+$1M$1M
DIMENSIONAL NATIONAL MUNICIPAL BOND ETFNEW+21.4K21.4K+$1M$1M
APOLLO COML REAL EST FIN INC COMNEW+53.6K53.6K+$499,184$499,184
BCMLBAY COML BK WALNUT CREEK CALIFNEW+28.8K28.8K+$491,904$491,904
MARKET VECTORS ETF HIGH YIELD MUNI INDEXNEW+6.3K6.3K+$326,221$326,221

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2023

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES CORE TOTAL USD BOND MARKET ETFETF4.26%$79M1.71M
2FIDELITY TOTAL BOND ETFETF4.21%$78M1.70M
3SCHWAB US AGGREGATE BOND ETFETF3.88%$72M1.54M
4AAPLAPPLE INChistory →Stock3.52%$65M396.2K
5VANGUARD SMALL CAP ETFETF3.20%$59M312.5K
6MSFTMICROSOFThistory →Stock2.87%$53M184.8K
7ISHARES RUSSELL 1000 GROWTH ETFETF2.64%$49M200.4K
8ISHARES MSCI USA QUALITY FACTOR ETFETF2.47%$46M368.8K
9ISHARES MSCI EAFE GROWTH ETFETF1.84%$34M363.8K
10AMZNAMAZON.COM INChistory →Stock1.76%$33M315.1K
11NDQPOWERSHARES QQQ TRhistory →ETF1.74%$32M100.6K
12ISHARES S&P 500 INDEXETF1.73%$32M78.1K
13ISHARES S&P 500 VALUE ETFETF1.69%$31M206.9K
14JPMJPMORGAN CHASE & CO COMhistory →Stock1.55%$29M219.9K
15UPSUNITED PARCEL SERVICE INChistory →Stock1.49%$28M142.2K
16NVDANVIDIA CORPhistory →Stock1.40%$26M93.6K
17BUNGE LIMITED FStock1.36%$25M264.8K
18VANGUARD TOTAL STOCK MARKET ETFETF1.28%$24M116.3K
19ISHARES MSCI EAFE SMALL CAP ETFETF1.27%$24M396.2K
20PHPARKER-HANNIFIN CORP COMhistory →Stock1.21%$22M66.8K
21GOOGLGOOGLE INChistory →Stock1.16%$22M207.3K
22VANGUARD LARGE CAPETF1.09%$20M108.5K
23SLBSCHLUMBERGER LTD COM STKhistory →Stock1.08%$20M408.0K
24JPMORGAN U.S. QUALITY FACTOR ETFETF1.05%$20M473.8K
25VANGUARD FTSE EMERGING MARKETS ETFETF1.03%$19M471.1K
26SCHWAB STRATEGIC TR US LRG CAP ETFETF1.02%$19M392.1K
27ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETFETF1.00%$19M446.1K
28ISHARES CONVERTIBLE BOND ETFETF0.90%$17M230.5K
29ISHARES FALLEN ANGELS USD BOND ETFETF0.86%$16M627.4K
30AMATAPPLIED MATLS INC COMhistory →Stock0.84%$16M127.2K
31ISHARES INC MSCI MEXICOETF0.84%$16M261.6K
32CATCATERPILLAR INC COMhistory →Stock0.84%$16M67.8K
33FCXFREEPORT MCMORAN COPPERhistory →Stock0.81%$15M366.9K
34ISHARES JP MORGAN USD EMERGING MARKETS BOND ETFETF0.81%$15M173.4K
35ORCLORACLE CORPORATIONhistory →Stock0.78%$14M155.9K
36GUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHTETF0.77%$14M98.7K
37RYDEX ETF TR S&P EQUAL WEIGHT TECHNOLOGY ETFETF0.76%$14M50.9K
38AMDADVANCED MICRO DEVICES INC COMhistory →Stock0.74%$14M139.8K
39NFLXNETFLIX COM INChistory →Stock0.73%$14M39.4K
40ABJAABB LTD SPONSORED ADRhistory →ADR0.72%$13M386.6K
41GENERAL ELECTRIC CO COM NEWStock0.66%$12M128.2K
42LINDE PLC SHSStock0.66%$12M34.3K
43LVSLAS VEGAS SANDS CORPhistory →Stock0.62%$12M201.1K
44MRSHMARSH & MCLENNAN COS INC COMhistory →Stock0.62%$11M68.7K
45JOHNSON CTLS INCStock0.61%$11M188.6K
46ABBVABBVIE INC COMhistory →Stock0.61%$11M71.1K
47GLWCORNING INC COMhistory →Stock0.60%$11M315.8K
48ISHARES S&P U.S. PREFERRED STOCK ETFETF0.57%$11M340.0K
49LRCXEURLAM RESEARCH CORPhistory →Stock0.56%$10M19.5K
50DEDEERE & CO COMhistory →Stock0.56%$10M25.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$4.4B758May 12, 202613F-HRchanges · EDGAR ↗
Q4 2025$4.3B625Feb 10, 202613F-HRchanges · EDGAR ↗
Q3 2025$4.2B675Oct 31, 202513F-HRchanges · EDGAR ↗
Q2 2025$3.5B512Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$3.2B469May 8, 202513F-HRchanges · EDGAR ↗
Q4 2024$3.3B429Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$3.2B442Nov 4, 202413F-HRchanges · EDGAR ↗
Q2 2024$2.9B425Aug 8, 202413F-HRchanges · EDGAR ↗
Q1 2024$2.6B394May 13, 202413F-HRchanges · EDGAR ↗
Q4 2023$2.3B404Feb 15, 2024RESTATEMENTchanges · EDGAR ↗
Q3 2023$2.0B1,605Nov 15, 202313F-HRchanges · EDGAR ↗
Q2 2023$2.0B1,592Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.9B1,623May 16, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.7B1,556Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.6B338Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.5B308Aug 3, 202213F-HRchanges · EDGAR ↗
Q1 2022$2.0B297May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$2.0B304Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.7B254Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.8B240Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.6B242May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.5B236Feb 17, 2021RESTATEMENTchanges · EDGAR ↗
Q3 2020$1.3B219Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.2B233Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$839M196May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.4B250Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.3B238Nov 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.2B235Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.2B242May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.0B245Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.