SEC 13F Intelligence

Managers / Q3 2019 · view latest →

RK Capital Management, LLC

CIK 0001426266 · 3033 E. FIRST AVENUE, SUITE 401, DENVER, CO, 80206-5619 · 303 394 0101

Reported Value
$273M
Q3 2019
Positions
54
Filings on Record
24
2019–present window
Filed
Nov 13, 2019
original filing

Summary

Rk Capital Management, LLC reported $273M in U.S.-listed holdings across 54 positions for Q3 2019.

Its largest position, PLOW, represents 5.0% of the portfolio.

Compared with Q2 2019, the fund opened 9 new positions and exited 6.

Portfolio Metrics

Turnover
+15.5%
vs prior filed quarter
Top-10 Concentration
+34.5%
share of reported value
Largest Position
+5.0%
Douglas Dynamics
New / Exited
9 / 6
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $347MQ1 ’19Q2 ’19: $323MQ3 ’19: $273MQ4 ’19: $267MQ4 ’19Q1 ’20: $222MQ2 ’20: $342MQ3 ’20: $353MQ3 ’20Q4 ’20: $452MQ1 ’21: $502MQ2 ’21: $532MQ2 ’21Q3 ’21: $528MQ4 ’21: $550MQ1 ’22: $510MQ1 ’22Q2 ’22: $425MQ3 ’22: $390MQ4 ’22: $422MQ4 ’22Q1 ’23: $455MQ2 ’23: $466MQ3 ’23: $423MQ3 ’23Q4 ’23: $470MQ1 ’24: $495MQ2 ’24: $373MQ2 ’24filingsflow.com

Portfolio Composition

By security type
Common Stock: 95.0%ADR: 3.0%Other: 2.0%ETP: 0.0%
  • Common Stock · 95.0% · $260M
  • ADR · 3.0% · $8M
  • Other · 2.0% · $5M
  • ETP · 0.0% · $31,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
BWXTBWX TECHNOLOGIES INCNEW+115.9K115.9K+$7M$7M
LSCCLATTICE SEMICONDUCTOR CORPNEW+301.7K301.7K+$6M$6M
MODMODINE MFG CONEW+437.1K437.1K+$5M$5M
ELFE L F BEAUTY INCNEW+201.4K201.4K+$4M$4M
DBIDESINGER BRANDS INCNEW+187.1K187.1K+$3M$3M
ENTGENTEGRIS INCNEW+63.2K63.2K+$3M$3M
AMC ENTMT HLDGS INCNEW+164.6K164.6K+$2M$2M
FRPTFRESHPET INCNEW+28.6K28.6K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

54 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1PLOWDOUGLAS DYNAMICS INChistory →COM4.96%$14M304.1K
2JAZZJAZZ PHARMACEUTICALS PLChistory →SHS USD4.41%$12M94.1K
3MGRCMCGRATH RENTCORPhistory →COM4.07%$11M160.1K
4CHDNCHURCHILL DOWNS INChistory →COM3.58%$10M79.4K
5FIXCOMFORT SYSTEMS USA INChistory →COM3.50%$10M216.5K
6MIX TELEMATICS LTDSPONSORED ADR2.97%$8M581.9K
7ICFIICF INTL INChistory →COM2.80%$8M90.8K
8CMTLCOMTECH TELECOMMUNICATIONS Chistory →COM NEW2.79%$8M234.6K
9GNRCGENERAC HLDGS INChistory →COM2.74%$7M95.5K
10EHCENCOMPASS HEALTH CORPhistory →COM2.65%$7M114.3K
11FSVFIRSTSERVICE CORP NEWhistory →COM2.62%$7M69.9K
12BWXTBWX TECHNOLOGIES INChistory →COM2.43%$7M115.9K
13MRCYMERCURY SYS INChistory →COM2.39%$7M80.5K
14VRRMVERRA MOBILITY CORPhistory →COM2.39%$7M454.6K
15LOGMEIN INCCOM2.33%$6M89.8K
16UPLAND SOFTWARE INCCOM2.26%$6M177.1K
17ZIXIZIX CORPhistory →COM2.21%$6M833.3K
18GTLSCHART INDS INChistory →COM PAR $0.012.20%$6M96.5K
19PFENEX INCCOM2.09%$6M676.3K
20LSCCLATTICE SEMICONDUCTOR CORPhistory →COM2.02%$6M301.7K
21SPARTAN MTRS INCCOM1.99%$5M397.2K
22KBRKBR INChistory →COM1.91%$5M212.9K
23JBTMJOHN BEAN TECHNOLOGIES CORPhistory →COM1.89%$5M51.9K
24MODMODINE MFG COhistory →COM1.82%$5M437.1K
25AUBATLANTIC UN BANKSHARES CORPhistory →COM1.81%$5M132.8K
26LADLITHIA MTRS INChistory →CL A1.80%$5M37.2K
27IRMDIRADIMED CORPhistory →COM1.77%$5M230.7K
28MATXMATSON INChistory →COM1.75%$5M127.2K
29ONBOLD NATL BANCORP INDhistory →COM1.75%$5M277.3K
30KNXKNIGHT SWIFT TRANSN HLDGS INhistory →CL A1.74%$5M131.0K
31SRISTONERIDGE INChistory →COM1.59%$4M140.4K
32PATKPATRICK INDS INChistory →COM1.42%$4M90.8K
33BLBDBLUE BIRD CORPhistory →COM1.39%$4M199.6K
34WIFIBOINGO WIRELESS INChistory →COM1.31%$4M323.0K
35ELFE L F BEAUTY INChistory →COM1.29%$4M201.4K
36R1 RCM INCCOM1.26%$3M385.5K
37VVXVECTRUS INChistory →COM1.22%$3M81.7K
38DBIDESINGER BRANDS INChistory →CL A1.17%$3M187.1K
39AMNAMN HEALTHCARE SERVICES INChistory →COM1.17%$3M55.6K
40OXMOXFORD INDS INChistory →COM1.16%$3M44.1K
41RBCRBC BEARINGS INChistory →COM1.11%$3M18.2K
42CDNACAREDX INChistory →COM1.09%$3M132.2K
43ENTGENTEGRIS INChistory →COM1.09%$3M63.2K
44WGOWINNEBAGO INDUSTRIEShistory →COM1.00%$3M71.5K
45LFUSLITTELFUSE INChistory →COM1.00%$3M15.4K
46NGSNATURAL GAS SERVICES GROUPCOM0.98%$3M209.0K
47EXPOEXPONENT INCCOM0.89%$2M34.7K
48AZTABROOKS AUTOMATION INCCOM0.82%$2M60.6K
49TTITETRA TECHNOLOGIES INC DELCOM0.82%$2M1.11M
50CLARCLARUS CORPCOM0.72%$2M166.8K
51TTCTORO COCOM0.70%$2M25.9K
52AMC ENTMT HLDGS INCCL A COM0.64%$2M164.6K
53FRPTFRESHPET INCCOM0.52%$1M28.6K
54IWOISHARES TRRUS 2000 GRW ETF0.01%$31,000160

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2024Under review19Nov 13, 202413F-HRchanges · EDGAR ↗
Q2 2024$373M36Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$495M45May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$470M48Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$423M47Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$466M47Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$455M46May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$422M45Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$390M48Nov 10, 202213F-HRchanges · EDGAR ↗
Q2 2022$425M51Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$510M56May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$550M57Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$528M63Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$532M64Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$502M68May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$452M61Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$353M67Nov 16, 2020RESTATEMENTchanges · EDGAR ↗
Q2 2020$342M62Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$222M50May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$267M56Feb 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$273M54Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$323M51Aug 13, 201913F-HRchanges · EDGAR ↗
Q1 2019$347M47May 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.