SEC 13F Intelligence

Managers / Q2 2020 · view latest →

Financial Architects, Inc

CIK 0001416692 · FIVE GREENTREE CENTER, SUITE 312, MARLTON, NJ, 08053 · 856-985-8400

Reported Value
$435M
Q2 2020
Positions
855
Filings on Record
20
2019–present window
Filed
Aug 11, 2020
original filing

Summary

Financial Architects, Inc reported $435M in U.S.-listed holdings across 855 positions for Q2 2020.

Its largest position, Ishares Tr, represents 4.9% of the portfolio.

Compared with Q1 2020, the fund opened 85 new positions and exited 88.

Portfolio Metrics

Turnover
+5.2%
vs prior filed quarter
Top-10 Concentration
+30.6%
share of reported value
Largest Position
+4.9%
Ishares Tr
New / Exited
85 / 88
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $522MQ4 ’18Q1 ’19: $588MQ2 ’19: $536MQ3 ’19: $428MQ3 ’19Q4 ’19: $463MQ1 ’20: $365MQ2 ’20: $435MQ2 ’20Q3 ’20: $454MQ4 ’20: $541MQ1 ’21: $638MQ1 ’21Q2 ’21: $694MQ3 ’21: $689MQ4 ’21: $740MQ4 ’21Q1 ’22: $698MQ2 ’22: $79MQ3 ’22: $573MQ3 ’22Q4 ’22: $602MQ1 ’23: $623MQ2 ’23: $663MQ2 ’23filingsflow.com

Portfolio Composition

By security type
ETP: 65.4%Common Stock: 31.0%Other: 1.6%ADR: 1.3%REIT: 0.5%Other: 0.2%
  • ETP · 65.4% · $284M
  • Common Stock · 31.0% · $135M
  • Other · 1.6% · $7M
  • ADR · 1.3% · $6M
  • REIT · 0.5% · $2M
  • Other · 0.2% · $682,000

Quarter-over-Quarter Changes full breakdown →

vs Q1 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
NETCLOUDFLARE INCNEW+13.5K13.5K+$487,000$487,000
PDDPINDUODUO INCNEW+3.9K3.9K+$336,000$336,000
SFMSPROUTS FMRS MKT INCNEW+11.1K11.1K+$285,000$285,000
BUDANHEUSER BUSCH INBEV SA/NVNEW+5.2K5.2K+$255,000$255,000
GOGROCERY OUTLET HLDG CORPNEW+6.2K6.2K+$254,000$254,000
RTXRAYTHEON TECHNOLOGIES CORPNEW+3.7K3.7K+$230,000$230,000
1LIFE HEALTHCARE INCNEW+6.1K6.1K+$222,000$222,000
NOMAD FOODS LTDNEW+10.3K10.3K+$220,000$220,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2020

28 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHWAB STRATEGIC TRUS BRD MKT ETF · US AGGREGATE B · INTL EQTY ETF · US DIVIDEND EQ · SHT TM US TRES · US MID-CAP ETF · SCHWAB FDT US LG · SCHWB FDT INT SC · US LCAP GR ETF · SCHWAB FDT US SC · 1 5YR CORP BD · US LCAP VA ETF17.42%$76M1.55M
2ISHARES TRMSCI MIN VOL ETF · MIN VOL EAFE ETF · CORE S&P SCP ETF · TIPS BD ETF · SELECT DIVID ETF · PFD AND INCM SEC · GLOB HLTHCRE ETF · CORE MSCI TOTAL13.02%$57M876.1K
3INVESCO EXCHANGE TRADED FD TS&P500 PUR GWT · S&P500 EQL WGT · S&P500 EQL STP5.31%$23M199.2K
4AAPLAPPLE INChistory →COM3.73%$16M44.5K
5XLUSELECT SECTOR SPDR TRTECHNOLOGY · SBI INT-UTILS2.84%$12M141.4K
6MSFTMICROSOFT CORPhistory →COM1.99%$9M42.5K
7VANGUARD WHITEHALL FDSHIGH DIV YLD1.98%$9M109.3K
82671931DINVESCO EXCH TRD SLF IDX FDBULSHS 2021 CB · BULSHS 2020 CB1.86%$8M379.8K
9VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD1.72%$7M90.6K
10JNJJOHNSON & JOHNSONhistory →COM1.62%$7M50.1K
11BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.34%$6M32.6K
12VANGUARD CHARLOTTE FDSINTL BD IDX ETF1.24%$5M93.3K
13PEPPEPSICO INChistory →COM1.10%$5M36.0K
14VANGUARD MALVERN FDSSTRM INFPROIDX1.04%$5M90.3K
15GQ9SPDR GOLD TRGOLD SHS0.96%$4M25.1K
16BACVERIZON COMMUNICATIONS INCCOM0.93%$4M73.1K
17AMZNAMAZON COM INCCOM0.82%$4M1.3K
18AMPLIFY ETF TRBLACKSWAN GRWT0.80%$3M113.8K
19METAFACEBOOK INCCL A0.80%$3M15.2K
20BCEBCE INCCOM NEW0.66%$3M68.8K
21SPDR SER TRBLMBRG BRC CNVRT0.66%$3M47.1K
22CAMBRIA ETF TRGLB ASSET ALLO0.60%$3M101.4K
23INTCINTEL CORPCOM0.57%$2M41.6K
24ADPAUTOMATIC DATA PROCESSING INCOM0.55%$2M16.0K
25GOOGALPHABET INCCAP STK CL C0.54%$2M1.7K
26VANGUARD SPECIALIZED FUNDSDIV APP ETF0.54%$2M19.9K
27VVISA INCCOM CL A0.53%$2M12.0K
28ABBVABBVIE INCCOM0.49%$2M21.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2023$663M316Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$623M311May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$602M322Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$573M309Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$79M57Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$698M328May 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$740M334Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$689M323Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$694M335Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$638M328May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$541M299Feb 17, 202113F-HRchanges · EDGAR ↗
Q3 2020$454M274Nov 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$435M855Aug 11, 202013F-HRchanges · EDGAR ↗
Q1 2020$365M858May 7, 202013F-HRchanges · EDGAR ↗
Q4 2019$463M909Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$428M1,003Nov 6, 201913F-HRchanges · EDGAR ↗
Q2 2019$536M1,191Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$588M1,867May 13, 2019RESTATEMENTchanges · EDGAR ↗
Q4 2018$522M1,730Feb 1, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 15 additional managers.

  • ACR LCG
  • AthenaInvest Global
  • Churchhill
  • Delaware Capital Large Cap Val
  • Federated Strategic Value
  • Financial Architects
  • JP Morgan Mid Cap Value
  • Lyrical
  • Navellier Large Cap Growth
  • Neuberger Berman All-Cap Core
  • NorthCoast Tactical Growth
  • Polen Capital LCG
  • Santa Barbara Dividend Growth
  • US Trust NY Value Equity
  • Windhaven Investment

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.