SEC 13F Intelligence

Managers / Q4 2020 · view latest →

Marquette Asset Management, LLC

CIK 0001395067 · 150 SOUTH 5TH STREET, SUITE 2800, MINNEAPOLIS, MN, 55402 · 6126613770

Reported Value
$434M
Q4 2020
Positions
232
Filings on Record
32
2019–present window
Filed
Jan 15, 2021
original filing

Summary

Marquette Asset Management, LLC reported $434M in U.S.-listed holdings across 232 positions for Q4 2020.

The portfolio is heavily concentrated: Schwab Strategic Tr alone accounts for 22.4% of reported value.

Compared with Q3 2020, the fund opened 23 new positions and exited 14.

Portfolio Metrics

Turnover
+2.9%
vs prior filed quarter
Top-10 Concentration
+64.4%
share of reported value
Largest Position
+22.4%
Schwab Strategic Tr
New / Exited
23 / 14
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $260MQ4 ’18Q1 ’19: $298MQ2 ’19: $296MQ3 ’19: $299MQ4 ’19: $306MQ4 ’19Q1 ’20: $242MQ2 ’20: $307MQ3 ’20: $359MQ4 ’20: $434MQ4 ’20Q1 ’21: $414MQ2 ’21: $454MQ3 ’21: $445MQ4 ’21: $477MQ4 ’21Q1 ’22: $430MQ2 ’22: $352MQ3 ’22: $320MQ4 ’22: $338MQ4 ’22Q1 ’23: $376MQ2 ’23: $403MQ3 ’23: $422MQ4 ’23: $543MQ4 ’23Q1 ’24: $577MQ2 ’24: $588MQ3 ’24: $631MQ4 ’24: $613MQ4 ’24Q1 ’25: $567MQ2 ’25: $597MQ3 ’25: $653MQ4 ’25: $677MQ4 ’25Q1 ’26: $669MQ2 ’26: $779Mfilingsflow.com

Portfolio Composition

By security type
ETP: 93.9%Common Stock: 5.3%Other: 0.4%Closed-End Fund: 0.2%ADR: 0.1%Other: 0.0%
  • ETP · 93.9% · $408M
  • Common Stock · 5.3% · $23M
  • Other · 0.4% · $2M
  • Closed-End Fund · 0.2% · $955,000
  • ADR · 0.1% · $591,000
  • Other · 0.0% · $9,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CHINOOK THERAPEUTICS INCNEW+182.0K182.0K+$3M$3M
AMERICAN CENTY ETF TRNEW+40.5K40.5K+$3M$3M
XLUSELECT SECTOR SPDR TRNEW+10.0K10.0K+$627,000$627,000
BHBIGLARI HLDGS INCNEW+3.0K3.0K+$334,000$334,000
GDLGDL FDNEW+36.0K36.0K+$314,000$314,000
DNOWNOW INCNEW+39.4K39.4K+$283,000$283,000
VOYA NAT RES EQUITY INCOME FNEW+108.7K108.7K+$278,000$278,000
TRCTEJON RANCH CONEW+15.6K15.6K+$225,000$225,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

18 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SCHWAB STRATEGIC TRUS LCAP GR ETF · US DIVIDEND EQ · US SML CAP ETF · US MID-CAP ETF · INTL EQTY ETF · EMRG MKTEQ ETF · US AGGREGATE B · US LCAP VA ETF · SHT TM US TRES33.63%$146M1.59M
2ISHARES TRRUS 1000 GRW ETF · RUS 1000 VAL ETF · RUSSELL 2000 ETF · MICRO-CAP ETF · RUS MID CAP ETF · MSCI EAFE ETF · MSCI EMG MKT ETF · PFD AND INCM SEC · CORE US AGGBD ET · SELECT DIVID ETF21.20%$92M640.8K
3INVESCO EXCHANGE TRADED FD TS&P500 PUR GWT · FTSE RAFI 15009.32%$40M250.1K
4AMERICAN CENTY ETF TRUS SML CP VALU · INTL SMCP VLU · US EQT ETF5.30%$23M399.8K
5XLCSELECT SECTOR SPDR TRTECHNOLOGY · SBI HEALTHCARE · COMMUNICATION · SBI CONS DISCR · SBI INT-FINL · SBI INT-INDS · SBI CONS STPLS · SBI INT-UTILS · SBI MATERIALS · ENERGY5.00%$22M283.6K
6VUGVANGUARD INDEX FDSMID CAP ETF · SMALL CP ETF · GROWTH ETF4.10%$18M85.8K
7VANGUARD BD INDEX FDSINTERMED TERM3.44%$15M160.7K
8ARK ETF TRINNOVATION ETF3.37%$15M117.5K
9VANGUARD INTL EQUITY INDEX FALLWRLD EX US · FTSE EMR MKT ETF3.08%$13M231.0K
10SPDR S&P 500 ETF TRTR UNIT2.99%$13M34.7K
11SPDR INDEX SHS FDSPORTFOLIO EMG MK1.69%$7M173.8K
12CHINOOK THERAPEUTICS INCCOM0.67%$3M182.0K
13AAPLAPPLE INCCOM0.59%$3M19.4K
14SPDR SER TRS&P 600 SMCP VAL0.18%$773,00011.7K
15BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.16%$683,0002.9K
16MSFTMICROSOFT CORPCOM0.15%$648,0002.9K
17GOOGLALPHABET INCCAP STK CL A0.13%$564,000322
18UNHUNITEDHEALTH GROUP INCCOM0.12%$534,0001.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$779M831Jul 9, 202613F-HRchanges · EDGAR ↗
Q1 2026$669M796Apr 24, 202613F-HRchanges · EDGAR ↗
Q4 2025$677M698Jan 16, 202613F-HRchanges · EDGAR ↗
Q3 2025$653M700Oct 24, 202513F-HRchanges · EDGAR ↗
Q2 2025$597M133Jul 15, 202513F-HRchanges · EDGAR ↗
Q1 2025$567M147Apr 9, 202513F-HRchanges · EDGAR ↗
Q4 2024$613M190Jan 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$631M230Oct 8, 202413F-HRchanges · EDGAR ↗
Q2 2024$588M193Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$577M197May 6, 202413F-HRchanges · EDGAR ↗
Q4 2023$543M192Feb 2, 202413F-HRchanges · EDGAR ↗
Q3 2023$422M299Oct 27, 202313F-HRchanges · EDGAR ↗
Q2 2023$403M317Jul 28, 202313F-HRchanges · EDGAR ↗
Q1 2023$376M213May 1, 202313F-HRchanges · EDGAR ↗
Q4 2022$338M217Jan 12, 202313F-HRchanges · EDGAR ↗
Q3 2022$320M250Oct 6, 202213F-HRchanges · EDGAR ↗
Q2 2022$352M370Jul 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$430M392Apr 26, 202213F-HRchanges · EDGAR ↗
Q4 2021$477M264Jan 19, 202213F-HRchanges · EDGAR ↗
Q3 2021$445M263Oct 29, 2021RESTATEMENTchanges · EDGAR ↗
Q2 2021$454M238Jul 19, 202113F-HRchanges · EDGAR ↗
Q1 2021$414M239Apr 23, 202113F-HRchanges · EDGAR ↗
Q4 2020$434M232Jan 15, 202113F-HRchanges · EDGAR ↗
Q3 2020$359M223Oct 27, 202013F-HRchanges · EDGAR ↗
Q2 2020$307M244Jul 21, 202013F-HRchanges · EDGAR ↗
Q1 2020$242M247Apr 8, 202013F-HRchanges · EDGAR ↗
Q4 2019$306M238Jan 28, 202013F-HRchanges · EDGAR ↗
Q3 2019$299M267Oct 22, 201913F-HRchanges · EDGAR ↗
Q2 2019$296M256Jul 23, 201913F-HRchanges · EDGAR ↗
Q1 2019$298M294May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$260M96Jan 16, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.