SEC 13F Intelligence

Managers / Q4 2021 · view latest →

Rafferty Asset Management, LLC

CIK 0001389426 · 535 MADISON AVE,, 37TH FLOOR, NEW YORK, NY, 10022 · 646-572-3390

Reported Value
$19.0B
Q4 2021
Positions
1,298
Filings on Record
30
2019–present window
Filed
Feb 10, 2022
original filing

Summary

Rafferty Asset Management, LLC reported $19.0B in U.S.-listed holdings across 1,298 positions for Q4 2021.

Its largest position, Ishares Tr, represents 15.3% of the portfolio.

Compared with Q3 2021, the fund opened 116 new positions and exited 70.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $4.6BQ4 ’18Q1 ’19: $6.2BQ2 ’19: $5.7BQ3 ’19: $6.4BQ4 ’19: $6.5BQ4 ’19Q1 ’20: $2.4BQ2 ’20: $7.1BQ3 ’20: $8.3BQ4 ’20: $10.2BQ4 ’20Q1 ’21: $14.6BQ2 ’21: $15.9BQ3 ’21: $14.6BQ4 ’21: $19.0BQ4 ’21Q1 ’22: $16.9BQ2 ’22: $10.9BQ3 ’22: $9.4BQ4 ’22: $11.9BQ4 ’22Q1 ’23: $14.8BQ2 ’23: $17.7BQ3 ’23: $17.0BQ4 ’23: $23.7BQ4 ’23Q1 ’24: $26.8BQ2 ’24: $26.9BQ3 ’24: $29.2BQ4 ’24: $28.3BQ4 ’24Q1 ’25: $23.5BQ2 ’25: $30.3BQ3 ’25: $30.8BQ4 ’25: $28.9BQ4 ’25Q1 ’26: $24.6Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 61.3%ETP: 32.8%Other: 3.8%ADR: 1.3%REIT: 0.5%Other: 0.3%
  • Common Stock · 61.3% · $11.6B
  • ETP · 32.8% · $6.2B
  • Other · 3.8% · $716M
  • ADR · 1.3% · $246M
  • REIT · 0.5% · $103M
  • Other · 0.3% · $51M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
WOLF*WOLFSPEED INCNEW+402.1K402.1K+$45M$45M
AFLAFLAC INCNEW+345.0K345.0K+$20M$20M
ASXASE TECHNOLOGY HLDG CO LTDNEW+2.52M2.52M+$20M$20M
EPAMEPAM SYS INCNEW+11.8K11.8K+$8M$8M
CRCCALIFORNIA RES CORPNEW+169.1K169.1K+$7M$7M
CRKCOMSTOCK RES INCNEW+823.5K823.5K+$7M$7M
CIVICIVITAS RESOURCES INCNEW+131.6K131.6K+$6M$6M
2JQGRITSTONE BIO INCNEW+469.2K469.2K+$6M$6M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

44 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRCORE S&P500 ETF · RUSSELL 2000 ETF · CHINA LG-CAP ETF · 20 YR TR BD ETF · CORE S&P MCP ETF · MSCI EMG MKT ETF26.36%$5.0B25.68M
2AAPLAPPLE INCCOM2.94%$559M3.15M
3VANECK ETF TRUSTGOLD MINERS ETF · JUNIOR GOLD MINE2.83%$538M15.47M
4MSFTMICROSOFT CORPCOM2.70%$513M1.53M
5AVGOBROADCOM INCCOM2.45%$465M699.0K
6NVDANVIDIA CORPORATIONCOM2.15%$408M1.39M
7QCOMQUALCOMM INCCOM2.02%$384M2.10M
8INTCINTEL CORPCOM1.56%$297M5.77M
9BRK/BBERKSHIRE HATHAWAY INC DELCL B1.52%$290M969.0K
10AMDADVANCED MICRO DEVICES INCCOM1.36%$258M1.79M
11JPMJPMORGAN CHASE & COCOM1.29%$246M1.55M
12AMATAPPLIED MATLS INCCOM1.12%$213M1.35M
13MRVLMARVELL TECHNOLOGY INCCOM1.12%$212M2.43M
14MUMICRON TECHNOLOGY INCCOM1.11%$212M2.27M
15TXNTEXAS INSTRS INCCOM1.07%$204M1.08M
16LRCXEURLAM RESEARCH CORPCOM1.06%$202M281.4K
17KLACKLA CORPCOM1.02%$194M451.5K
18NXP SEMICONDUCTORS N VCOM0.99%$187M822.9K
19ADIANALOG DEVICES INCCOM0.98%$187M1.06M
20MCHPMICROCHIP TECHNOLOGY INC.COM0.95%$181M2.08M
21KRANESHARES TRCSI CHI INTERNET0.94%$179M4.90M
22XLNXEURXILINX INCCOM0.89%$169M799.1K
23BACBK OF AMERICA CORPCOM0.89%$169M3.80M
24ASML HOLDING N VN Y REGISTRY SHS0.85%$162M203.1K
25TSMTAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADS0.84%$161M1.33M
26ISHARES INCMSCI BRAZIL ETF0.66%$126M4.50M
27WFCWELLS FARGO CO NEWCOM0.53%$101M2.11M
28ONON SEMICONDUCTOR CORPCOM0.53%$101M1.48M
29AWMSKYWORKS SOLUTIONS INCCOM0.53%$100M644.0K
30TERTERADYNE INCCOM0.53%$100M610.3K
31EXMOCEXXON MOBIL CORPCOM0.48%$91M1.49M
32CHVCHEVRON CORP NEWCOM0.45%$86M733.6K
33MPWRMONOLITHIC PWR SYS INCCOM0.42%$80M162.2K
34VVISA INCCOM CL A0.40%$75M348.3K
35CSCOCISCO SYS INCCOM0.37%$70M1.11M
36BLKCHFBLACKROCK INCCOM0.37%$70M76.3K
37DWDMORGAN STANLEYCOM0.37%$69M707.3K
38SCHWSCHWAB CHARLES CORPCOM0.35%$67M794.5K
39GSGOLDMAN SACHS GROUP INCCOM0.35%$66M173.1K
40MAMASTERCARD INCORPORATEDCL A0.34%$65M182.3K
41ENQENTEGRIS INCCOM0.34%$65M471.1K
42QRVOQORVO INCCOM0.34%$65M412.8K
43ADBEADOBE SYSTEMS INCORPORATEDCOM0.34%$64M113.0K
44TRVCCITIGROUP INCCOM0.33%$63M1.05M

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$24.6B1,057May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$28.9B1,134Feb 13, 202613F-HRchanges · EDGAR ↗
Q3 2025$30.8B1,104Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$30.3B1,077Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$23.5B1,058May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$28.3B1,140Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$29.2B1,137Nov 13, 202413F-HRchanges · EDGAR ↗
Q2 2024$26.9B1,168Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$26.8B1,080May 13, 202413F-HRchanges · EDGAR ↗
Q4 2023$23.7B1,070Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$17.0B1,072Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$17.7B1,089Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$14.8B1,140May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$11.9B1,120Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$9.4B1,137Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$10.9B1,124Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$16.9B1,217May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$19.0B1,298Feb 10, 202213F-HRchanges · EDGAR ↗
Q3 2021$14.6B1,252Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$15.9B1,253Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$14.6B1,159May 10, 202113F-HRchanges · EDGAR ↗
Q4 2020$10.2B1,007Feb 10, 202113F-HRchanges · EDGAR ↗
Q3 2020$8.3B949Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$7.1B970Aug 7, 202013F-HRchanges · EDGAR ↗
Q1 2020$2.4B596May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$6.5B864Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$6.4B798Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$5.7B795Aug 9, 201913F-HRchanges · EDGAR ↗
Q1 2019$6.2B789May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$4.6B616Feb 11, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • Hilton Capital Management, LLC028-14787

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.