SEC 13F Intelligence

Managers / Q3 2022 · view latest →

PRELUDE CAPITAL MANAGEMENT, LLC

CIK 0001387508 · 600 LEXINGTON AVENUE, 20TH FLOOR, NEW YORK, NY, 10022 · 212-546-1180

Reported Value
$2.8B
Q3 2022
Positions
1,553
Filings on Record
33
2019–present window
Filed
Nov 14, 2022
original filing

Summary

Prelude Capital Management, LLC reported $2.8B in U.S.-listed holdings across 1,553 positions for Q3 2022.

Its largest position, Vanguard Index Fds, represents 3.1% of the portfolio.

Compared with Q2 2022, the fund opened 401 new positions and exited 548.

Portfolio Metrics

Turnover
+21.5%
vs prior filed quarter
Top-10 Concentration
+13.4%
share of reported value
Largest Position
+3.1%
Vanguard Index Fds
New / Exited
401 / 548
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.5BQ4 ’18Q1 ’19: $1.8BQ2 ’19: $2.0BQ3 ’19: $2.2BQ4 ’19: $2.6BQ4 ’19Q1 ’20: $1.5BQ2 ’20: $1.8BQ3 ’20: $2.1BQ4 ’20: $3.9BQ4 ’20Q1 ’21: $3.9BQ2 ’21: $3.4BQ3 ’21: $3.9BQ4 ’21: $3.9BQ4 ’21Q1 ’22: $3.5BQ2 ’22: $3.5BQ3 ’22: $2.8BQ4 ’22: $1.9BQ4 ’22Q1 ’23: $3.1BQ2 ’23: $1.5BQ3 ’23: $1.5BQ4 ’23: $1.5BQ4 ’23Q1 ’24: $1.9BQ2 ’24: $1.4BQ3 ’24: $1.7BQ4 ’24: $1.6BQ4 ’24Q1 ’25: $1.3BQ2 ’25: $1.0BQ3 ’25: $1.3BQ4 ’25: $1.4BQ4 ’25Q1 ’26: $1.3Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 39.5%ETP: 35.6%Other: 19.6%ADR: 2.6%REIT: 1.7%Other: 1.1%
  • Common Stock · 39.5% · $1.1B
  • ETP · 35.6% · $990M
  • Other · 19.6% · $545M
  • ADR · 2.6% · $72M
  • REIT · 1.7% · $48M
  • Other · 1.1% · $30M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
KKR ACQUISITION HOLDING I CONEW+3.12M3.12M+$31M$31M
SCREAMING EAGLE ACQUISITN CONEW+1.50M1.50M+$15M$15M
AVLRUSDAVALARA INCNEW+149.4K149.4K+$14M$14M
HNGRUSDHANGER INCNEW+696.7K696.7K+$13M$13M
CHURCHILL CAPITAL CORP VIINEW+1.29M1.29M+$13M$13M
1LIFE HEALTHCARE INCNEW+613.8K613.8K+$11M$11M
GORES HOLDINGS IX INCNEW+1.00M1.00M+$10M$10M
SWCHFSIERRA WIRELESS INCNEW+314.4K314.4K+$10M$10M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2022

47 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VANGUARD INDEX FDSS&P 500 ETF SHS3.13%$87M265.2K
2ISHARES TRRUSSELL 2000 ETF2.97%$83M501.8K
3GQ9SPDR GOLD TRhistory →GOLD SHS1.15%$32M206.2K
4BABAALIBABA GROUP HLDG LTDhistory →SPONSORED ADS1.12%$31M388.8K
5KKR ACQUISITION HOLDING I COCOM CLASS A1.10%$31M3.12M
6TWTRUSDTWITTER INChistory →COM1.09%$30M691.9K
7YUSDALLEGHANY CORP MDhistory →COM0.89%$25M29.6K
8AUSTERLITZ ACQUISITION CORPCOM CL A · SHS CL A0.73%$20M2.08M
9BHFBRIGHTHOUSE FINL INChistory →COM0.69%$19M440.2K
10GRBKGREEN BRICK PARTNERS INChistory →COM0.66%$18M857.0K
11CTXSEURCITRIX SYS INChistory →COM0.61%$17M163.1K
12ZEN1EURZENDESK INChistory →COM0.55%$15M201.5K
13SCREAMING EAGLE ACQUISITN COCLASS A ORD SHS0.52%$15M1.50M
14AVLRUSDAVALARA INChistory →COM0.49%$14M149.4K
15RG6ROGERS CORPhistory →COM0.49%$14M56.4K
16DREUSDDUKE REALTY CORPhistory →COM NEW0.49%$14M281.3K
17VRRMVERRA MOBILITY CORPhistory →CL A COM STK0.47%$13M851.3K
18HNGRUSDHANGER INChistory →COM NEW0.47%$13M696.7K
19SWCHEURSWITCH INChistory →CL A0.46%$13M378.3K
20CHURCHILL CAPITAL CORP VIICOM CL A0.46%$13M1.29M
21CHNGUSDCHANGE HEALTHCARE INChistory →COM0.45%$13M460.1K
22ATVIEURACTIVISION BLIZZARD INChistory →COM0.45%$12M168.1K
23AAWWUSDATLAS AIR WORLDWIDE HLDGS INhistory →COM NEW0.44%$12M128.8K
24ARES ACQUISITION CORPORATIONCOM CL A0.42%$12M1.19M
25CEIXEURCONSOL ENERGY INC NEWhistory →COM0.40%$11M175.0K
26CCXIEURCHEMOCENTRYX INChistory →COM0.39%$11M208.9K
271LIFE HEALTHCARE INCCOM0.38%$11M613.8K
28PINDUODUO INCNOTE 12/00.36%$10M11.20M
29HLITHARMONIC INChistory →COM0.36%$10M768.2K
30K6BKBR INCCOM0.35%$10M228.6K
31NIELSEN HLDGS PLCSHS EUR0.35%$10M352.6K
32MGIEURMONEYGRAM INTL INCCOM NEW0.35%$10M932.4K
33GORES HOLDINGS IX INCCLASS A COM0.35%$10M1.00M
34GOOGLALPHABET INCCAP STK CL A0.35%$10M101.1K
35SWCHFSIERRA WIRELESS INCCOM0.34%$10M314.4K
36MSFTMICROSOFT CORPCOM0.34%$9M40.2K
37UMPQUSDUMPQUA HLDGS CORPCOM0.33%$9M536.1K
38ENSENERSYSCOM0.33%$9M156.1K
39RRXREGAL REXNORD CORPORATIONCOM0.32%$9M63.3K
40LHCGUSDLHC GROUP INCCOM0.32%$9M54.0K
41FT2FIRST HORIZON CORPORATIONCOM0.31%$9M381.6K
42SJIEURSOUTH JERSEY INDS INCCOM0.31%$9M259.8K
43GBTUSDGLOBAL BLOOD THERAPEUTICS INCOM0.31%$9M125.0K
44PYPLPAYPAL HLDGS INCCOM0.29%$8M93.4K
45BKIEURBLACK KNIGHT INCCOM0.28%$8M119.8K
46S76STORE CAP CORPCOM0.27%$7M238.8K
47SLAM CORPCL A SHS0.26%$7M743.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.3B1,176May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.4B1,260Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.3B1,119Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.0B975Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.3B1,143May 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.6B1,179Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.7B1,241Nov 14, 2024RESTATEMENTchanges · EDGAR ↗
Q2 2024$1.4B1,182Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.9B1,282May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.5B1,099Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.5B1,106Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.5B1,087Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$3.1B1,143May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.9B1,292Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$2.8B1,553Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$3.5B1,790Aug 24, 2022RESTATEMENTchanges · EDGAR ↗
Q1 2022$3.5B1,744May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$3.9B1,961Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$3.9B1,670Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$3.4B1,614Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$3.9B1,499May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$3.9B1,213Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$2.1B1,792Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.8B1,938Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.5B1,384May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$2.6B1,877Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$2.2B1,667Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$2.0B1,608Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.8B1,720May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.5B1,743Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.