SEC 13F Intelligence

Managers / Q3 2020 · view latest →

Phocas Financial Corp.

CIK 0001356783 · 1080 MARINA VILLAGE PARKWAY, SUITE 520, ALAMEDA, CA, 94501 · (510) 523-5800

Reported Value
$582M
Q3 2020
Positions
188
Filings on Record
36
2019–present window
Filed
Nov 13, 2020
original filing

Summary

Phocas Financial Corp. reported $582M in U.S.-listed holdings across 188 positions for Q3 2020.

Its largest position, BLD*, represents 2.0% of the portfolio.

Compared with Q2 2020, the fund opened 23 new positions and exited 27.

Portfolio Metrics

Turnover
+18.7%
vs prior filed quarter
Top-10 Concentration
+15.5%
share of reported value
Largest Position
+2.0%
Topbuild
New / Exited
23 / 27
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $896MQ4 ’18Q1 ’19: $995MQ2 ’19: $935MQ3 ’19: $938MQ4 ’19: $832MQ4 ’19Q1 ’20: $497MQ2 ’20: $563MQ3 ’20: $582MQ4 ’20: $654MQ4 ’20Q1 ’21: $654MQ2 ’21: $794MQ3 ’21: $791MQ4 ’21: $786MQ4 ’21Q1 ’22: $804MQ2 ’22: $668MQ3 ’22: $646MQ4 ’22: $694MQ4 ’22Q1 ’23: $698MQ2 ’23: $731MQ3 ’23: $688MQ4 ’23: $757MQ4 ’23Q1 ’24: $24MQ2 ’24: $25MQ3 ’24: $26MQ4 ’24: $134MQ4 ’24Q1 ’25: $652MQ2 ’25: $695MQ3 ’25: $771MQ4 ’25: $769MQ4 ’25Q1 ’26: $637Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 76.6%REIT: 16.6%ETP: 4.5%Other: 2.3%NY Reg Shrs: 0.1%
  • Common Stock · 76.6% · $446M
  • REIT · 16.6% · $96M
  • ETP · 4.5% · $26M
  • Other · 2.3% · $14M
  • NY Reg Shrs · 0.1% · $362,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
T86TRI POINTE GROUP INCNEW+301.8K301.8K+$5M$5M
AWGASBURY AUTOMOTIVE GROUP INCNEW+50.7K50.7K+$5M$5M
SYNASYNAPTICS INCNEW+49.8K49.8K+$4M$4M
LNWOSCIENTIFIC GAMES CORPNEW+104.8K104.8K+$4M$4M
AHRTARMADA HOFFLER PPTYS INCNEW+362.7K362.7K+$3M$3M
BJRIBJS RESTAURANTS INCNEW+110.7K110.7K+$3M$3M
BIOTELEMETRY INCNEW+65.6K65.6K+$3M$3M
AVNTAVIENT CORPNEW+100.5K100.5K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1BLD*TOPBUILD CORPhistory →COM2.02%$12M68.8K
2NXSTNEXTSTAR MEDIA GROUP INChistory →COM1.97%$11M127.5K
3IRTINDEPENDENCE RLTY TR INChistory →COM1.63%$9M818.7K
4CWENCLEARWAY ENERGY INChistory →CL C1.52%$9M329.3K
5GMREUSDGLOBAL MED REIT INChistory →COM NEW1.49%$9M643.8K
6TFINTRIUMPH BANCORP INChistory →COM1.44%$8M269.1K
7IBTXUSDINDEPENDENT BK GROUP INChistory →COM1.40%$8M184.1K
8MYRGMYR GROUP INC DELhistory →COM1.37%$8M213.8K
9LF2PACIFIC PREMIER BANCORPhistory →COM1.35%$8M389.4K
10SPBSPECTRUM BRANDS HLDGS INC NEhistory →COM1.32%$8M134.4K
11QTSQTS RLTY TR INChistory →COM CL A1.31%$8M121.3K
12BMCHBMC STK HLDS INChistory →COM1.29%$8M175.2K
13TRNOTERRENO RLTY CORPhistory →COM1.25%$7M133.3K
14OMFONEMAIN HLDGShistory →COM1.25%$7M233.5K
15BXMTBLACKSTONE MTG TR INChistory →COM CL A1.24%$7M329.1K
16BOOTBOOT BARN HLDGS INChistory →COM1.19%$7M247.1K
17SCHWAB STRATEGIC TRUS LRG CAP RTF1.19%$7M86.2K
18AEOAMERICAN EAGLE OUTFITTERS INChistory →COM1.17%$7M458.1K
19UAOSTERLING CONSTRUCTION CO INChistory →COM1.15%$7M473.0K
20STERLING BANCORP DELCOM1.14%$7M629.0K
21PE1EURPARSLEY ENERGY INChistory →CL A1.12%$7M695.6K
22SFSTIFEL FINL CORPhistory →COM1.12%$6M128.4K
23EFSCENTERPRISE FINL SVCS CORPhistory →COM1.11%$6M237.7K
24AIR TRANSPORT SERVICES GRP ICOM1.10%$6M256.1K
25FNBFNB CORPhistory →COM1.09%$6M934.8K
26HRTGHERITAGE INS HLDGS INChistory →COM1.05%$6M605.2K
27ABMABM INDS INChistory →COM1.03%$6M162.8K
28FIRST TR EXCH TRADED FC IIIINSTL PFD SECS1.00%$6M300.4K
29AUBATLANTIC UN BANKSHARES CORPCOM1.00%$6M272.1K
30CASHMETA FINL GROUP INCCOM0.99%$6M300.2K
31BKHBLACK HILLS CORPCOM0.99%$6M107.3K
32PRIPRIMERICA INCCOM0.98%$6M50.6K
33ATKRATKORE INTL GROUP INCCOM0.98%$6M250.3K
34AVNSAVANOS MED INCCOM0.98%$6M170.9K
35AMERICAN FIN TR INCCOM CL A0.97%$6M899.2K
36RXNEURREXNORD CORPCOM0.96%$6M187.7K
37KAIKADANT INCCOM0.96%$6M50.8K
38SJIEURSOUTH JERSEY INDS INCCOM0.95%$6M287.8K
39AEISADVANCED ENERGY INDSCOM0.95%$6M87.7K
40T86TRI POINTE GROUP INCCOM0.94%$5M301.8K
41PINNACLE FINL PARTNERS INCCOM0.93%$5M152.6K
42TWNKEURHOSTESS BRANDS INCCL A0.92%$5M432.9K
43VTYVERINT SYS INCCOM0.89%$5M107.5K
44PLXSPLEXUS CORPCOM0.89%$5M73.1K
45PFBCPREFERRED BK LOS ANGELES CACOM0.88%$5M160.1K
46GX6TPI COMPOSITES INCCOM0.88%$5M177.3K
47MTRNMATERION CORPCOM0.88%$5M98.6K
48PEBPEBBLEBROOK HOTEL TRCOM0.87%$5M403.6K
49OSKOSHKOSH CORPCOM0.86%$5M67.9K
50FULFULLER H B COCOM0.85%$5M108.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$637M155May 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$769M148Jan 26, 2026RESTATEMENTchanges · EDGAR ↗
Q3 2025$771M147Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$695M142Aug 6, 202513F-HRchanges · EDGAR ↗
Q1 2025$652M145May 9, 202513F-HRchanges · EDGAR ↗
Q4 2024$134M141Feb 5, 202513F-HRchanges · EDGAR ↗
Q3 2024$26M138Nov 7, 202413F-HRchanges · EDGAR ↗
Q2 2024$25M134Jul 24, 202413F-HRchanges · EDGAR ↗
Q1 2024$24M142May 1, 2024RESTATEMENTchanges · EDGAR ↗
Q4 2023$757M160Jan 30, 202413F-HRchanges · EDGAR ↗
Q3 2023$688M175Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$731M185Jul 13, 202313F-HRchanges · EDGAR ↗
Q1 2023$698M187Apr 13, 202313F-HRchanges · EDGAR ↗
Q4 2022$694M321Jan 11, 202313F-HRchanges · EDGAR ↗
Q3 2022$646M201Oct 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$668M201Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$804M209May 25, 202213F-HRchanges · EDGAR ↗
Q4 2021$786M193Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$791M206Nov 16, 202113F-HRchanges · EDGAR ↗
Q2 2021$794M214Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$654M193Mar 1, 2021RESTATEMENTchanges · EDGAR ↗
Q4 2020$654M193Feb 16, 2021RESTATEMENTchanges · EDGAR ↗
Q3 2020$582M188Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$563M192Aug 24, 202013F-HRchanges · EDGAR ↗
Q1 2020$497M185May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$832M194Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$938M193Nov 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$935M320Aug 19, 2019RESTATEMENTchanges · EDGAR ↗
Q1 2019$995M192May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$896M355Feb 15, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.