SEC 13F Intelligence

Managers / Q2 2020 · view latest →

PHILLIPS FINANCIAL MANAGEMENT, LLC

CIK 0001350660 · 6920 POINTE INVERNESS WAY, SUITE 230, FORT WAYNE, IN, 46804 · 260-420-7732

Reported Value
$611M
Q2 2020
Positions
83
Filings on Record
30
2019–present window
Filed
Aug 7, 2020
original filing

Summary

Phillips Financial Management, LLC reported $611M in U.S.-listed holdings across 83 positions for Q2 2020.

Its largest position, Ishares S P 500 Index, represents 9.4% of the portfolio.

Compared with Q1 2020, the fund opened 2 new positions and exited 1.

Portfolio Metrics

Turnover
+0.6%
vs prior filed quarter
Top-10 Concentration
+52.8%
share of reported value
Largest Position
+9.4%
Ishares S P 500 Index
New / Exited
2 / 1
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $468MQ4 ’18Q1 ’19: $525MQ2 ’19: $546MQ3 ’19: $569MQ4 ’19: $610MQ4 ’19Q1 ’20: $504MQ2 ’20: $611MQ3 ’20: $639MQ4 ’20: $732MQ4 ’20Q1 ’21: $813MQ2 ’21: $970MQ3 ’21: $966MQ4 ’21: $1.0BQ4 ’21Q1 ’22: $1.1BQ2 ’22: $923MQ3 ’22: $907MQ4 ’22: $983MQ4 ’22Q1 ’23: $1.0BQ2 ’23: $1.1BQ3 ’23: $1.1BQ4 ’23: $1.2BQ4 ’23Q1 ’24: $1.2BQ2 ’24: $1.2BQ3 ’24: $1.3BQ4 ’24: $1.3BQ4 ’24Q1 ’25: $1.3BQ2 ’25: $1.4BQ3 ’25: $1.5BQ4 ’25: $1.6BQ4 ’25Q1 ’26: $1.4Bfilingsflow.com

Portfolio Composition

By security type
ETP: 97.6%Other: 1.9%Common Stock: 0.5%
  • ETP · 97.6% · $596M
  • Other · 1.9% · $12M
  • Common Stock · 0.5% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
VANGUARD S&P ETF SMALL CAP 600NEW+10.1K10.1K+$1M$1M
WMBWILLIAMS COS INC COMNEW+10.6K10.6K+$203,000$203,000
ISHARES LIQUIDITY INCOME ETFADDED+15.1K26.4K+$770,000$1M
ISHARES TRS&P SHORT TERM NATL MUNICIPAL BD FDSOLD OUT−28.5K0−$3M$0
ISHARES CORE MSCI EAFEADDED+36.5K77.2K+$2M$4M
ISHARES CORE U.S. REIT ETFADDED+38.9K89.7K+$2M$4M
SPDR S&P GLOBAL NATURAL RESOURCES ETFADDED+12.1K29.1K+$562,000$1M
VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHS ETFADDED+7.5K18.7K+$928,000$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2020

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES S&P 500 INDEXCORE S&P500 ETF9.35%$57M184.5K
2ISHARES AGGREGATE BOND ETFCORE US AGGBD ET7.38%$45M381.5K
3ISHARES CORE S&P MID CAP ETFCORE S&P MCP ETF6.97%$43M239.4K
4ISHARES S&P 500 VALUE ETFS&P 500 VAL ETF5.44%$33M307.1K
5ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETFCORE MSCI TOTAL5.30%$32M593.4K
6VANGUARD TOTAL INTERNATIONAL STOCK ETFVG TL INTL STK F4.10%$25M509.0K
7VANGUARD TOTAL INTERNATIONAL BOND ETFINTL BD IDX ETF3.98%$24M420.9K
8ISHARES EDGE MSCI MULTIFACTOR USA ETFMULTIFACTOR USA3.79%$23M745.1K
9VANGUARD TOTAL BOND MARKET INDEX FUNDTOTAL BND MRKT3.33%$20M230.6K
10VANGUARD MID-CAP INDEX FUNDMID CAP ETF3.14%$19M117.0K
11VANGUARD REIT ETFREAL ESTATE ETF2.94%$18M229.1K
12ISHARES CORE INTERNATIONAL AGGREGATE BOND FUNDCORE INTL AGGR2.73%$17M299.2K
13VANGUARD INTERMEDIATE TERM CORP BOND FD ETFINT-TERM CORP2.49%$15M159.7K
14ISHARES S&P SMALL-CAP 600 VALUE ETFSP SMCP600VL ETF2.29%$14M116.1K
15VANGUARD S&P 500 ETFS&P 500 ETF SHS2.03%$12M43.8K
16VANGUARD S&P 500 VALUE ETF500 VAL IDX FD1.99%$12M116.4K
17ISHARES EDGE MSCI MULTIFACTOR INTL ETFMULTIFACTOR INTL1.62%$10M430.9K
18ISHARES CORE 1-5 YEAR USD BOND ETFCORE 1 5 YR USD1.58%$10M187.1K
19ISHARES S&P SMALL-CAP FUNDCORE S&P SCP ETF1.53%$9M136.4K
20ISHARES TIPS BOND ETFTIPS BD ETF1.50%$9M74.5K
21VANGUARD FTSE ALL-WORLD EX US INDEX FUNDALLWRLD EX US1.48%$9M189.6K
22VANGUARD INTERMEDIATE-TERM BOND INDEX FUNDINTERMED TERM1.35%$8M88.3K
23VANGUARD SMALL-CAP VALUE INDEX FUNDSM CP VAL ETF1.33%$8M76.1K
24ISHARES MSCI EAFE ETFMSCI EAFE ETF1.08%$7M108.1K
25VANGUARD SHORT-TERM CORPORATE BOND INDEX FUNDSHRT TRM CORP BD0.91%$6M66.9K
26VANGUARD MEGA CAP ETFMEGA CAP INDEX0.89%$5M49.9K
27VANGUARD TAX-EXEMPT BOND ETFTAX EXEMPT BD0.84%$5M95.4K
28VANGUARD MEGA CAP VALUE ETFMEGA CAP VAL ETF0.82%$5M68.0K
29SPDR HIGH YIELD BOND ETFBLOOMBERG BRCLYS0.79%$5M47.8K
30ISHARES AMT-FREE MUNI BOND ETFNATIONAL MUN ETF0.78%$5M41.4K
31ISHARES EDGE MSCI MULTIFACTOR USA SMALL-CAP ETFMULTIFACTOR USA0.74%$5M126.5K
32ISHARES CORE MSCI EAFECORE MSCI EAFE0.72%$4M77.2K
33VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETFSTRM INFPROIDX0.71%$4M86.9K
34VTVVANGUARD VALUE INDEX FUNDVALUE ETF0.68%$4M41.8K
35ISHARES CORE U.S. REIT ETFCRE U S REIT ETF0.64%$4M89.7K
36ISHARES IBONDS SEP 2020 TERM MUNI BOND ETFIBONDS SEP20200.63%$4M150.2K
37VANGUARD SHORT TERM BONDSHORT TRM BOND0.57%$3M41.9K
38VANGUARD LARGE-CAP INDEX FUNDLARGE CAP ETF0.57%$3M24.2K
39ISHARES EDGE MSCI MULTIFACTOR EMERGING MARKETS ETFMLT FCTR EMG MKT0.53%$3M82.9K
40ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETFBROAD USD HIGH0.49%$3M78.5K
41SPDR DJ WILSHIRE REIT (ETF)DJ REIT ETF0.49%$3M38.1K
42ISHARES IBONDS DEC 2021 TERM MUNI BOND ETFGLOBAL REIT ETF0.47%$3M110.2K
43ISHARES S&P MIDCAP 400 VALUE ETFS&P MC 400VL ETF0.46%$3M21.2K
44ISHARES CORE TOTAL USD BOND MARKET ETFCORE TOTAL USD0.46%$3M51.7K
45VANGUARD S&P MID-CAP 400 ETFMIDCP 400 IDX0.44%$3M22.3K
46VANGUARD SMALL CAP ETFSMALL CP ETF0.44%$3M18.3K
47ISHARES RUSSELL MID-CAP ETFRUS MID CAP ETF0.43%$3M48.6K
48ISHARES RUSSELL 1000 ETFRUS 1000 ETF0.40%$2M14.2K
49ISHARES IBONDS DEC 2022 TERM MUNI BOND ETFIBONDS DEC20220.40%$2M92.6K
50SPDR BARCLAYS CAP TIPS CAPITAL TIPS ETFBLOMBRG BRC TIPS0.38%$2M76.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.4B283Apr 16, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.6B307Jan 26, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.5B305Oct 24, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.4B279Jul 30, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.3B258Apr 30, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.3B259Feb 10, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.3B276Nov 7, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.2B272Aug 8, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.2B263Apr 23, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.2B252Jan 25, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B238Nov 9, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.1B237Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.0B237May 8, 202313F-HRchanges · EDGAR ↗
Q4 2022$983M225Jan 24, 202313F-HRchanges · EDGAR ↗
Q3 2022$907M224Nov 8, 202213F-HRchanges · EDGAR ↗
Q2 2022$923M104Jul 22, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.1B139May 6, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.0B90Feb 7, 202213F-HRchanges · EDGAR ↗
Q3 2021$966M90Nov 9, 202113F-HRchanges · EDGAR ↗
Q2 2021$970M89Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$813M85May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$732M86Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$639M84Nov 6, 202013F-HRchanges · EDGAR ↗
Q2 2020$611M83Aug 7, 202013F-HRchanges · EDGAR ↗
Q1 2020$504M82May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$610M78Feb 19, 202013F-HRchanges · EDGAR ↗
Q3 2019$569M76Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$546M76Aug 6, 201913F-HRchanges · EDGAR ↗
Q1 2019$525M78May 7, 201913F-HRchanges · EDGAR ↗
Q4 2018$468M77Feb 4, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.