SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Janney Montgomery Scott LLC

CIK 0001329948 · 1717 ARCH STREET, PHILADELPHIA, PA, 19103 · 215-665-6000

Reported Value
$23.4B
Q3 2021
Positions
3,035
Filings on Record
31
2019–present window
Filed
Oct 29, 2021
original filing

Summary

Janney Montgomery Scott LLC reported $23.4B in U.S.-listed holdings across 3,035 positions for Q3 2021.

Its largest position, XLK, represents 2.6% of the portfolio.

Compared with Q2 2021, the fund opened 174 new positions and exited 131.

Portfolio Metrics

Turnover
+4.9%
vs prior filed quarter
Top-10 Concentration
+18.7%
share of reported value
Largest Position
+2.6%
Tech Sel Sect Spdr Etf
New / Exited
174 / 131
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $10.4BQ4 ’18Q1 ’19: $12.2BQ2 ’19: $13.0BQ3 ’19: $13.7BQ4 ’19: $15.2BQ4 ’19Q1 ’20: $12.6BQ2 ’20: $15.8BQ3 ’20: $17.5BQ4 ’20: $20.7BQ4 ’20Q1 ’21: $20.6BQ2 ’21: $22.7BQ3 ’21: $23.4BQ4 ’21: $25.8BQ4 ’21Q1 ’22: $23.4BQ2 ’22: $22.1BQ3 ’22: $23.3BQ4 ’22: $25.7BQ4 ’22Q1 ’23: $24.5BQ2 ’23: $28.7BQ3 ’23: $26.8BQ4 ’23: $30.8BQ4 ’23Q1 ’24: $33.6BQ2 ’24: $32.8BQ3 ’24: $35.8BQ4 ’24: $36.1BQ4 ’24Q1 ’25: $35.3BQ2 ’25: $38.3BQ3 ’25: $42.2BQ4 ’25: $43.6BQ4 ’25Q1 ’26: $40.4Bfilingsflow.com

Portfolio Composition

By security type
ETP: 52.3%Common Stock: 43.1%REIT: 1.3%Other: 1.2%Closed-End Fund: 1.0%Other: 1.1%
  • ETP · 52.3% · $12.2B
  • Common Stock · 43.1% · $10.1B
  • REIT · 1.3% · $304M
  • Other · 1.2% · $281M
  • Closed-End Fund · 1.0% · $240M
  • Other · 1.1% · $264M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
GENERAL ELECTRIC CO NEWNEW+106.2K106.2K+$11M$11M
TMETENCENT MUSIC ENTMT ADSNEW+1.21M1.21M+$9M$9M
PAUGINNOVATR US EQTY PWR ETFNEW+231.7K231.7K+$7M$7M
PFIINV DWA FINL MOMENT ETFNEW+102.0K102.0K+$5M$5M
RLRALPH LAUREN CORP CL ANEW+45.7K45.7K+$5M$5M
GXOGXO LOGISTICS INCNEW+54.7K54.7K+$4M$4M
GUNRFLEX MSTAR NAT RES ETFNEW+84.2K84.2K+$3M$3M
UUNITY SOFTWARE INCNEW+21.8K21.8K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

381 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1XLKTECH SEL SECT SPDR ETFhistory →ETF/Closed End2.64%$618M4.14M
2IVVISHS CORE SP 500 ETFhistory →ETF/Closed End2.48%$580M1.35M
3MSFTMICROSOFT CORPhistory →Common Stock2.33%$545M1.93M
4VEUVNGRD FTSE ALL WORLD ETFhistory →ETF/Closed End1.88%$440M7.21M
5VCITVNGRD INTRM CORP BD ETFhistory →ETF/Closed End-1.85%$434M4.59M
6ESGUISHS ESG AWARE MSCI ETFETF/Closed End1.65%$386M4.81M
7XLFFINL SEL SECT SPDR ETFhistory →ETF/Closed End1.51%$353M9.40M
8XLYCONS DSCR SEL SPDR ETFhistory →ETF/Closed End1.48%$346M1.93M
9XLVHLTHCR SEL SECT SPDR ETFhistory →ETF/Closed End1.45%$340M2.67M
10XLCSELECT COMMN SVC SEL ETFhistory →ETF/Closed End1.41%$329M4.11M
11JPMJPMORGAN CHASE COhistory →Common Stock1.02%$238M1.45M
12SPSBSPDR SHORT TERM CORP ETFhistory →ETF/Closed End-0.89%$208M6.65M
13SPYSPDR SP 500 ETFhistory →ETF/Closed End0.84%$196M457.0K
14IWFISHS RUSS 1000 GRW ETFhistory →ETF/Closed End0.83%$195M710.3K
15ISHS CORE TTL USD BD ETFETF/Closed End-0.82%$191M3.59M
16GOOGLALPHABET INC Ahistory →Common Stock0.81%$190M71.2K
17GOVTISHS U S TREAS ETFhistory →ETF/Closed End-0.77%$181M6.80M
18VPLVNGRD FTSE PACIFIC ETFhistory →ETF/Closed End0.76%$179M2.21M
19IJRISHS CORE SP SMCP ETFhistory →ETF/Closed End0.75%$174M1.60M
20JNJJOHNSON JOHNSONhistory →Common Stock0.73%$170M1.05M
21EFGISHS MSCI EAFE GRW ETFhistory →ETF/Closed End0.72%$169M1.59M
22VVISA INC CL Ahistory →Common Stock0.69%$161M723.3K
23EFVISHS MSCI EAFE VAL ETFhistory →ETF/Closed End0.69%$161M3.16M
24VEAVNGRD FTSE DEV MKTS ETFhistory →ETF/Closed End0.66%$155M3.07M
25HDHOME DEPOT INChistory →Common Stock0.59%$139M422.5K
26XLIINDL SEL SECT SPDR ETFhistory →ETF/Closed End0.59%$138M1.41M
27TIPISHS TIPS BD ETFhistory →ETF/Closed End-0.59%$138M1.08M
28UNHUNITEDHEALTH GROUP INChistory →Common Stock0.57%$133M339.8K
29IYGISHS US FINL SVCS ETFhistory →ETF/Closed End0.56%$131M695.3K
30GOOGALPHABET INC Chistory →Common Stock0.56%$130M48.9K
31VONGVNGRD RUS1000 GRW IN ETFhistory →ETF/Closed End0.56%$130M1.85M
32AAXJISHS AC ASIA EX JPN ETFhistory →ETF/Closed End0.55%$128M1.51M
33METAFACEBOOK INC Ahistory →Common Stock0.53%$124M366.6K
34VYMVNGRD HGH DIV YLD ETFhistory →ETF/Closed End0.52%$122M1.18M
35IEURISHS CORE MSCI EUR ETFhistory →ETF/Closed End0.52%$122M2.17M
36MRKMERCK COMPANY INC NEWhistory →Common Stock0.50%$117M1.56M
37VONVVNGRD RUS1000 VL IN ETFhistory →ETF/Closed End0.50%$117M1.70M
38DISWALT DISNEY COhistory →Common Stock0.50%$116M687.4K
39VOOVNGRD SP 500 ETFhistory →ETF/Closed End0.49%$113M287.7K
40VZVERIZON COMMNS INChistory →Common Stock0.49%$113M2.10M
41SDYSPDR SP DIVIDEND ETFhistory →ETF/Closed End0.48%$112M952.7K
42CVXCHEVRON CORPhistory →Common Stock0.47%$110M1.08M
43CSCOCISCO SYSTEMS INChistory →Common Stock0.47%$110M2.02M
44CMCSACOMCAST CORP A NEWhistory →Common Stock0.47%$110M1.96M
45NVDANVIDIA CORPhistory →Common Stock0.46%$108M520.6K
46IEFAISHS CORE MSCI EAFE ETFhistory →ETF/Closed End0.46%$107M1.45M
47PGPROCTER GAMBLE COhistory →Common Stock0.45%$105M753.3K
48IEIISHS 37Y TRSY ETFhistory →ETF/Closed End-0.44%$102M781.9K
49PFEPFIZER INChistory →Common Stock0.43%$101M2.35M
50PYPLPAYPAL HLDGS INChistory →Common Stock0.43%$101M387.1K
51VLUEISHS MSCI USA VAL ETFhistory →ETF/Closed End0.43%$101M998.8K
52XLEENERGY SEL SECT SPDR ETFhistory →ETF/Closed End0.41%$95M1.82M
53TMOTHERMO FISHER SCIENTIFIChistory →Common Stock0.40%$94M165.2K
54MINTPIMCO ENH SHRT MATY ETFhistory →ETF/Closed End-0.40%$93M908.8K
55UPSUPS INC Bhistory →Common Stock0.39%$92M505.2K
56IGSBISHS 15 YR INVEST ETFhistory →ETF/Closed End-0.39%$92M1.68M
57MAMASTERCARD INC Ahistory →Common Stock0.39%$92M263.5K
58VOVNGRD MID CAP ETFhistory →ETF/Closed End0.39%$90M380.5K
59ABBVABBVIE INChistory →Common Stock0.38%$89M828.5K
60AVGOBROADCOM INChistory →Common Stock0.38%$88M181.4K
61GSLCGS ACTIVEBETA LGCP ETFhistory →ETF/Closed End0.36%$84M981.8K
62INTCINTEL CORPhistory →Common Stock0.36%$84M1.57M
63NEENEXTERA ENERGY INChistory →Common Stock0.34%$80M1.01M
64SPYGSPDR SP 500 GROWTH ETFhistory →ETF/Closed End0.33%$78M1.22M
65PEPPEPSICO INChistory →Common Stock0.33%$77M510.4K
66TATT INChistory →Common Stock0.33%$77M2.83M
67VIGVNGRD DIV APPREC ETFhistory →ETF/Closed End0.32%$74M484.4K
68BXBLACKSTONE INC Ahistory →Common Stock0.31%$72M621.8K
69MDTMEDTRONIC PLChistory →Common Stock0.30%$71M566.7K
70BNDXVNGRD TTL INTL BD ETFhistory →ETF/Closed End-0.30%$71M1.24M
71WMTWALMART INChistory →Common Stock0.30%$71M506.6K
72VGTVNGRD INFO TECH ETFhistory →ETF/Closed End0.30%$70M175.6K
73IWRISHS RUSS MDCP INDX ETFhistory →ETF/Closed End0.30%$70M893.5K
74TSLATESLA INChistory →Common Stock0.30%$69M89.3K
75CVSCVS HEALTH CORPhistory →Common Stock0.29%$68M801.3K
76QUALISHS MSCI USA QLTY ETFhistory →ETF/Closed End0.29%$67M506.4K
77BLACKROCK INCCommon Stock0.28%$67M79.3K
78BSVVNGRD SHORT TERM BD ETFhistory →ETF/Closed End-0.28%$66M810.6K
79CRMSALESFORCECOM INChistory →Common Stock0.28%$66M241.9K
80IBMINTL BUSINESS MACHS CORPhistory →Common Stock0.28%$66M472.2K
81MMM3M COMPANYhistory →Common Stock0.28%$65M372.6K
82IXNISHS GLBL TECH ETFhistory →ETF/Closed End0.27%$64M1.13M
83KOCOCA COLA COMPANYhistory →Common Stock0.27%$63M1.21M
84EXMOCEXXON MOBIL CORPhistory →Common Stock0.27%$63M1.07M
85IXUSISHS CORE TTL INTL ETFhistory →ETF/Closed End0.27%$62M879.2K
86MCDMCDONALDS CORPhistory →Common Stock0.26%$61M253.9K
87RSPINV SP 500 EQUAL ETFhistory →ETF/Closed End0.26%$61M408.1K
88IJHISHS CORE SP MDCP ETFhistory →ETF/Closed End0.26%$61M231.8K
89HONHONEYWELL INTL INChistory →Common Stock0.26%$60M283.7K
90MBBISHS MBS ETFhistory →ETF/Closed End-0.25%$59M542.1K
91USMVISHS MSCI USA M VOL ETFhistory →ETF/Closed End0.25%$58M793.7K
92EFAISHS MSCI EAFE INDX ETFhistory →ETF/Closed End0.25%$58M742.4K
93LOWLOWES COMPANIES INChistory →Common Stock0.25%$58M283.6K
94DHRDANAHER CORPhistory →Common Stock0.25%$57M188.4K
95MTUMISHS MSCI USA MOMENT ETFhistory →ETF/Closed End0.24%$57M324.6K
96VCSHVNGRD SHRT TRM CORP ETFhistory →ETF/Closed End-0.24%$56M684.6K
97VWOVNGRD FTSE EMG MKTS ETFhistory →ETF/Closed End0.24%$56M1.11M
98PNCPNC FINL SVCS GROUP INChistory →Common Stock0.24%$55M283.5K
99FTCFT L/C GR OP ALPHADX ETFhistory →ETF/Closed End0.23%$54M482.8K
100VHTVNGRD HEALTH CARE ETFhistory →ETF/Closed End0.22%$52M209.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$40.4B2,740Apr 22, 202613F-HRchanges · EDGAR ↗
Q4 2025$43.6B2,909Feb 11, 202613F-HRchanges · EDGAR ↗
Q3 2025$42.2B2,852Oct 27, 202513F-HRchanges · EDGAR ↗
Q2 2025$38.3B2,698Jul 17, 202513F-HRchanges · EDGAR ↗
Q1 2025$35.3B2,664Apr 17, 202513F-HRchanges · EDGAR ↗
Q4 2024$36.1B2,679Jan 17, 202513F-HRchanges · EDGAR ↗
Q3 2024$35.8B2,652Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$32.8B2,599Jul 25, 202413F-HRchanges · EDGAR ↗
Q1 2024$33.6B2,712May 1, 202413F-HRchanges · EDGAR ↗
Q4 2023$30.8B3,526Feb 8, 202413F-HRchanges · EDGAR ↗
Q3 2023$26.8B3,364Nov 8, 202313F-HRchanges · EDGAR ↗
Q2 2023$28.7B2,626Jul 26, 202313F-HRchanges · EDGAR ↗
Q1 2023$24.5B2,452Apr 28, 202313F-HRchanges · EDGAR ↗
Q4 2022$25.7B2,556Feb 1, 202313F-HRchanges · EDGAR ↗
Q3 2022$23.3B3,183Oct 25, 202213F-HRchanges · EDGAR ↗
Q2 2022$22.1B2,952Aug 3, 202213F-HRchanges · EDGAR ↗
Q1 2022$23.4B2,227May 4, 202213F-HRchanges · EDGAR ↗
Q4 2021$25.8B2,360Jan 27, 202213F-HRchanges · EDGAR ↗
Q3 2021$23.4B3,035Oct 29, 202113F-HRchanges · EDGAR ↗
Q2 2021$22.7B2,240Jul 26, 202113F-HRchanges · EDGAR ↗
Q1 2021$20.6B2,158Apr 27, 202113F-HRchanges · EDGAR ↗
Q4 2020$20.7B2,217Jan 25, 202113F-HRchanges · EDGAR ↗
Q3 2020$17.5B2,059Nov 6, 202013F-HRchanges · EDGAR ↗
Q2 2020$15.8B1,985Jul 23, 202013F-HRchanges · EDGAR ↗
Q1 2020$12.6B1,870Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$15.2B2,055Jan 21, 202013F-HRchanges · EDGAR ↗
Q3 2019$13.7B2,035Oct 29, 201913F-HRchanges · EDGAR ↗
Q2 2019$13.0B2,035Jul 29, 201913F-HRchanges · EDGAR ↗
Q1 2019$12.2B1,992Apr 30, 2019RESTATEMENTchanges · EDGAR ↗
Q4 2018$10.4B1,932Feb 1, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.