Managers / Q3 2019 · view latest →

SG Americas Securities, LLC

CIK 0001313360 · 245 PARK AVENUE, NEW YORK, NY, 10167 · 212-278-6000

Reported Value

$12.2B

Q3 2019

Positions

2,997

Filings on Record

2019–present window

Filed

Nov 4, 2019

original filing

Summary

Sg Americas Securities, LLC reported $12.2B in U.S.-listed holdings across 2,997 positions for Q3 2019.

Its largest position, Ishares Tr Iboxx Inv Cp Etf, represents 2.5% of the portfolio.

Compared with Q2 2019, the fund opened 423 new positions and exited 491.

Portfolio Metrics

Turnover

+31.1%

vs prior filed quarter

Top-10 Concentration

+15.9%

share of reported value

Largest Position

+2.5%

Ishares Tr Iboxx Inv Cp Etf

New / Exited

423 / 491

positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value

Portfolio Composition

By security type

Common Stock · 52.1% · $6.4B
ETP · 22.8% · $2.8B
Other · 12.0% · $1.5B
US DOMESTIC · 5.8% · $708M
REIT · 3.4% · $409M
Other · 4.0% · $486M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

Issuer	Move	Share Δ	Shares now	Value Δ	Value now
BND VANGUARD BD INDEX FD INC TOTAL BND MRKT	NEW	+311.6K	311.6K	+$26M	$26M
CROWN CASTLE INTL CORP NEW 6.875 CON PFD A	NEW	+19.3K	19.3K	+$24M	$24M
DOMINION ENERGY INC UNIT 99/99/9999	NEW	+125.0K	125.0K	+$13M	$13M
PALO ALTO NETWORKS INC NOTE 0.750 7/0	NEW	+120.0K	120.0K	+$13M	$13M
CREE INC NOTE 0.875 9/0	NEW	+101.7K	101.7K	+$11M	$11M
ON SEMICONDUCTOR CORP NOTE 1.00012/0	NEW	+95.0K	95.0K	+$11M	$11M
SILICON LABORATORIES INC NOTE 1.375 3/0	NEW	+81.6K	81.6K	+$11M	$11M
XRX XEROX HOLDINGS CORP COM	NEW	+337.3K	337.3K	+$10M	$10M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

436 positions

Export to Excel

#	Issuer	Class	% Portfolio	Value ↓	Shares
1	ISHARES TR IBOXX INV CP ETF	COM	2.48%	$302M	2.37M
2	QQQ INVESCO QQQ TR UNIT SER 1 history →	COM	2.22%	$271M	1.43M
3	ISHARES TR IBOXX HI YD ETF	COM	1.97%	$240M	2.75M
4	V VISA INC COM CL A history →	COM	1.41%	$172M	997.4K
5	GLD SPDR GOLD TRUST GOLD history →	COM	1.40%	$171M	1.23M
6	AMZN AMAZON COM INC COM history →	COM	1.39%	$170M	98.0K
7	FXI ISHARES TR CHINA LG-CAP ETF history →	COM	1.37%	$166M	4.18M
8	AGG ISHARES TR CORE US AGGBD ET history →	COM	1.36%	$165M	1.46M
9	TLT ISHARES TR 20 YR TR BD ETF history →	COM	1.17%	$143M	1.00M
10	JPM JPMORGAN CHASE & CO COM history →	COM	1.15%	$140M	1.19M
11	MCD MCDONALDS CORP COM history →	COM	1.08%	$131M	610.9K
12	TSLA TESLA INC COM history →	COM	1.04%	$126M	525.1K
13	SPY SPDR S&P 500 ETF TR TR UNIT history →	COM	0.99%	$120M	404.9K
14	GDXJ VANECK VECTORS ETF TR JR GOLD MINERS E history →	COM	0.85%	$103M	2.84M
15	UNH UNITEDHEALTH GROUP INC COM history →	COM	0.80%	$97M	446.7K
16	IWM ISHARES TR RUSSELL 2000 ETF history →	COM	0.77%	$94M	622.1K
17	DHR DANAHER CORPORATION COM history →	COM	0.67%	$81M	561.5K
18	PM PHILIP MORRIS INTL INC COM history →	COM	0.66%	$81M	1.07M
19	DG DOLLAR GEN CORP NEW COM history →	COM	0.65%	$79M	499.9K
20	IAC INTERACTIVECORP COM	COM	0.65%	$79M	364.5K
21	RAYTHEON CO COM NEW	COM	0.60%	$74M	375.4K
22	WFC WELLS FARGO CO NEW COM history →	COM	0.59%	$72M	1.43M
23	EEM ISHARES TR MSCI EMG MKT ETF history →	COM	0.57%	$69M	1.69M
24	BRK/B BERKSHIRE HATHAWAY INC DEL CL B NEW history →	COM	0.56%	$69M	330.5K
25	SO SOUTHERN CO COM history →	COM	0.56%	$68M	1.10M
26	MSFT MICROSOFT CORP COM history →	COM	0.51%	$62M	448.9K
27	BA BOEING CO COM history →	COM	0.51%	$62M	162.5K
28	PEP PEPSICO INC COM history →	COM	0.50%	$61M	443.7K
29	CSCO CISCO SYS INC COM history →	COM	0.49%	$59M	1.20M
30	MDT MEDTRONIC PLC history →	COM	0.44%	$53M	488.3K
31	GOOG ALPHABET INC CAP STK CL C	COM	0.42%	$51M	41.6K
32	XRT SPDR SERIES TRUST S&P RETAIL ETF history →	COM	0.41%	$50M	1.17M
33	NVDA NVIDIA CORP COM history →	COM	0.40%	$49M	279.0K
34	BAC BANK AMER CORP COM history →	COM	0.39%	$47M	1.61M
35	SPDR SERIES TRUST S&P OILGAS EXP	COM	0.39%	$47M	2.11M
36	IYR ISHARES TR U.S. REAL ES ETF history →	COM	0.38%	$47M	499.8K
37	CREDIT SUISSE NASSAU BRH VELOCITY SHS DAI	COM	0.38%	$46M	3.38M
38	DUK DUKE ENERGY CORP NEW COM NEW history →	COM	0.37%	$45M	465.5K
39	DTE ENERGY CO UNIT 99/99/9999	COM	0.36%	$44M	753.9K
40	MICROCHIP TECHNOLOGY INC NOTE 1.625 2/1	BND	0.35%	$43M	273.5K
41	GDX VANECK VECTORS ETF TR GOLD MINERS ETF history →	COM	0.34%	$42M	1.57M
42	CVX CHEVRON CORP NEW COM history →	COM	0.33%	$41M	343.3K
43	PIONEER NAT RES CO COM	COM	0.33%	$40M	318.6K
44	XLK SELECT SECTOR SPDR TR TECHNOLOGY history →	COM	0.32%	$39M	486.8K
45	JNJ JOHNSON & JOHNSON COM history →	COM	0.31%	$37M	288.2K
46	IBM INTERNATIONAL BUSINESS MACHS COM history →	COM	0.30%	$37M	254.3K
47	PGR PROGRESSIVE CORP OHIO COM history →	COM	0.30%	$37M	473.3K
48	HST HOST HOTELS & RESORTS INC COM history →	COM	0.30%	$36M	2.11M
49	COLONY STARWOOD HOMES NOTE 3.500 1/1	BND	0.30%	$36M	272.7K
50	META FACEBOOK INC CL A history →	COM	0.30%	$36M	204.2K
51	EXMOC EXXON MOBIL CORP COM history →	COM	0.29%	$36M	505.7K
52	AAPL APPLE INC COM history →	COM	0.28%	$34M	153.6K
53	WDC WESTERN DIGITAL CORP COM history →	COM	0.28%	$34M	575.4K
54	TMO THERMO FISHER SCIENTIFIC INC COM history →	COM	0.28%	$34M	117.2K
55	IEF ISHARES TR BARCLAYS 7 10 YR history →	COM	0.28%	$34M	300.0K
56	ALL ALLSTATE CORP COM history →	COM	0.27%	$33M	301.2K
57	PFE PFIZER INC COM history →	COM	0.26%	$32M	886.3K
58	VANECK VECTORS ETF TR OIL SVCS ETF	COM	0.26%	$32M	2.71M
59	ABX BARRICK GOLD CORPORATION COM history →	COM	0.26%	$31M	1.82M
60	C CITIGROUP INC COM NEW history →	COM	0.25%	$30M	439.9K
61	DIS DISNEY WALT CO COM DISNEY history →	COM	0.25%	$30M	232.6K
62	KO COCA COLA CO COM history →	COM	0.24%	$30M	544.0K
63	CMCSA COMCAST CORP NEW CL A history →	COM	0.24%	$30M	654.8K
64	GS GOLDMAN SACHS GROUP INC COM history →	COM	0.23%	$28M	137.5K
65	PPG PPG INDS INC COM history →	COM	0.23%	$28M	239.4K
66	RL RALPH LAUREN CORP CL A history →	COM	0.23%	$28M	295.8K
67	EA ELECTRONIC ARTS INC COM history →	COM	0.23%	$28M	288.7K
68	CAT CATERPILLAR INC DEL COM history →	COM	0.23%	$28M	221.3K
69	PPL PPL CORP COM history →	COM	0.23%	$28M	876.2K
70	NOC NORTHROP GRUMMAN CORP COM history →	COM	0.22%	$27M	71.3K
71	T AT&T INC COM history →	COM	0.22%	$27M	703.3K
72	BND VANGUARD BD INDEX FD INC TOTAL BND MRKT history →	COM	0.22%	$26M	311.6K
73	VZ VERIZON COMMUNICATIONS INC COM history →	COM	0.21%	$26M	432.3K
74	OGE OGE ENERGY CORP COM history →	COM	0.20%	$25M	549.0K
75	J2 GLOBAL INC NOTE 3.250 6/1	BND	0.20%	$25M	175.0K
76	CROWN CASTLE INTL CORP NEW 6.875 CON PFD A	PFD	0.20%	$24M	19.3K
77	GILD GILEAD SCIENCES INC COM history →	COM	0.20%	$24M	379.7K
78	MICROCHIP TECHNOLOGY INC NOTE 2.250 2/1	BND	0.19%	$24M	184.1K
79	XLV SELECT SECTOR SPDR TR SBI HEALTHCARE history →	COM	0.19%	$23M	258.8K
80	SBUX STARBUCKS CORP COM history →	COM	0.19%	$23M	261.3K
81	EPI WISDOMTREE TR INDIA ERNGS FD history →	COM	0.19%	$23M	959.7K
82	WTW WILLIS TOWERS WATSON PUB LTD history →	COM	0.19%	$23M	118.2K
83	EWH ISHARES INC MSCI HONG KG ETF history →	COM	0.18%	$22M	965.6K
84	KHC KRAFT HEINZ CO COM history →	COM	0.18%	$22M	773.8K
85	LIBERTY MEDIA CORP DEB 3.500 1/1	BND	0.18%	$22M	450.0K
86	MSI MOTOROLA SOLUTIONS INC COM NEW history →	COM	0.17%	$21M	125.0K
87	CCI CROWN CASTLE INTL CORP NEW COM history →	COM	0.17%	$21M	151.0K
88	BXP BOSTON PROPERTIES INC COM history →	COM	0.17%	$21M	158.9K
89	AMT AMERICAN TOWER CORP NEW COM history →	COM	0.16%	$20M	90.0K
90	ANGLOGOLD ASHANTI LTD SPONSORED ADR	COM	0.16%	$20M	1.08M
91	XLU SELECT SECTOR SPDR TR SBI INT-UTILS history →	COM	0.16%	$20M	301.3K
92	EXTENDED STAY AMER INC UNIT 99/99/9999B	COM	0.16%	$19M	1.32M
93	FTI TECHNIPFMC PLC COM history →	COM	0.15%	$19M	767.2K
94	BABA ALIBABA GROUP HLDG LTD SPONSORED ADS history →	COM	0.15%	$18M	109.6K
95	PARSLEY ENERGY INC CL A	COM	0.15%	$18M	1.09M
96	XEL XCEL ENERGY INC COM history →	COM	0.15%	$18M	279.8K
97	TDOC TELADOC HEALTH INC COM history →	COM	0.15%	$18M	267.5K
98	XLF SELECT SECTOR SPDR TR SBI INT-FINL history →	COM	0.15%	$18M	645.5K
99	SUNTRUST BKS INC COM	COM	0.14%	$18M	256.6K
100	IXN ISHARES TR GLOBAL TECH ETF history →	COM	0.14%	$18M	95.2K

Filing History

Quarter	Reported Value	Positions	Filed	Type	Links
Q1 2026	$92.9B	3,194	Apr 16, 2026	13F-HR	changes · EDGAR ↗
Q4 2025	$78.3B	3,598	Jan 9, 2026	13F-HR	changes · EDGAR ↗
Q3 2025	$29.7B	3,354	Oct 23, 2025	13F-HR	changes · EDGAR ↗
Q2 2025	$24.1B	2,879	Aug 8, 2025	13F-HR	changes · EDGAR ↗
Q1 2025	$30.5B	3,447	Apr 15, 2025	13F-HR	changes · EDGAR ↗
Q4 2024	$24.4B	3,101	Jan 17, 2025	13F-HR	changes · EDGAR ↗
Q3 2024	$27.6B	3,400	Oct 3, 2024	13F-HR	changes · EDGAR ↗
Q2 2024	$17.2B	2,798	Jul 12, 2024	13F-HR	changes · EDGAR ↗
Q1 2024	$20.8B	2,929	May 6, 2024	13F-HR	changes · EDGAR ↗
Q4 2023	$10.7B	3,082	Jan 12, 2024	13F-HR	changes · EDGAR ↗
Q3 2023	$8.7B	3,093	Oct 13, 2023	13F-HR	changes · EDGAR ↗
Q2 2023	$13.2B	2,212	Jul 10, 2023	13F-HR	changes · EDGAR ↗
Q1 2023	$8.6B	3,217	Apr 28, 2023	13F-HR	changes · EDGAR ↗
Q4 2022	$8.2B	3,046	Feb 2, 2023	13F-HR	changes · EDGAR ↗
Q3 2022	$8.1B	3,163	Oct 31, 2022	13F-HR	changes · EDGAR ↗
Q2 2022	$9.4B	3,397	Jul 29, 2022	13F-HR	changes · EDGAR ↗
Q1 2022	$13.6B	2,914	Apr 29, 2022	13F-HR	changes · EDGAR ↗
Q4 2021	$18.4B	3,341	Feb 7, 2022	13F-HR	changes · EDGAR ↗
Q3 2021	$21.3B	3,819	Nov 1, 2021	13F-HR	changes · EDGAR ↗
Q2 2021	$21.5B	2,820	Aug 12, 2021	13F-HR	changes · EDGAR ↗
Q1 2021	$19.1B	3,234	May 13, 2021	13F-HR	changes · EDGAR ↗
Q4 2020	$18.7B	3,339	Feb 4, 2021	13F-HR	changes · EDGAR ↗
Q3 2020	$15.7B	2,653	Nov 9, 2020	13F-HR	changes · EDGAR ↗
Q2 2020	$12.0B	3,676	Jul 20, 2020	13F-HR	changes · EDGAR ↗
Q1 2020	$10.7B	3,433	Apr 30, 2020	13F-HR	changes · EDGAR ↗
Q4 2019	$11.0B	3,288	Jan 28, 2020	13F-HR	changes · EDGAR ↗
Q3 2019	$12.2B	2,997	Nov 4, 2019	13F-HR	changes · EDGAR ↗
Q2 2019	$14.5B	3,065	Jul 29, 2019	13F-HR	changes · EDGAR ↗
Q1 2019	$10.9B	3,361	Apr 29, 2019	13F-HR	changes · EDGAR ↗
Q4 2018	$11.4B	3,066	Feb 1, 2019	13F-HR	changes · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.