SEC 13F Intelligence

Managers / Q4 2020 · view latest →

BALASA DINVERNO & FOLTZ LLC

CIK 0001308757 · 630-875-4915

Reported Value
$1.2B
Q4 2020
Positions
291
Filings on Record
16
2019–present window
Filed
Jan 26, 2021
original filing

Summary

Balasa Dinverno & Foltz LLC reported $1.2B in U.S.-listed holdings across 291 positions for Q4 2020.

Its largest position, IWF, represents 13.0% of the portfolio.

Compared with Q3 2020, the fund opened 45 new positions and exited 12.

Portfolio Metrics

Turnover
+2.3%
vs prior filed quarter
Top-10 Concentration
+64.9%
share of reported value
Largest Position
+13.0%
Ishares Russell 1000 Growth Etf
New / Exited
45 / 12
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $797MQ4 ’18Q1 ’19: $835MQ2 ’19: $858MQ2 ’19Q3 ’19: $864MQ4 ’19: $943MQ4 ’19Q1 ’20: $795MQ2 ’20: $901MQ2 ’20Q3 ’20: $1.1BQ4 ’20: $1.2BQ4 ’20Q1 ’21: $1.2BQ2 ’21: $1.4BQ2 ’21Q3 ’21: $1.4BQ4 ’21: $1.6BQ4 ’21Q1 ’22: $1.5BQ2 ’22: $1.6BQ2 ’22Q3 ’22: $1.6Bfilingsflow.com

Portfolio Composition

By security type
ETP: 76.2%Common Stock: 23.2%REIT: 0.3%Other: 0.2%ADR: 0.0%
  • ETP · 76.2% · $919M
  • Common Stock · 23.2% · $279M
  • REIT · 0.3% · $4M
  • Other · 0.2% · $3M
  • ADR · 0.0% · $458,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
EQHEquitable Holdings Inc.NEW+66.4K66.4K+$2M$2M
LBRDKLiberty Broadband Corp. - Class CNEW+6.3K6.3K+$993,000$993,000
DEDeere & Co.NEW+2.5K2.5K+$682,000$682,000
VTRSViatris Inc.NEW+32.5K32.5K+$610,000$610,000
CNXCConcentrix Corp.NEW+5.3K5.3K+$519,000$519,000
CARRCarrier Global Corp.NEW+13.6K13.6K+$512,000$512,000
RHIHalf Robert Int'lNEW+6.9K6.9K+$431,000$431,000
Blackrock IncNEW+551551+$398,000$398,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

290 positions
#IssuerClass% PortfolioValueShares
1IWFiShares Russell 1000 Growth ETFhistory →RUS 1000 GRW ETF13.01%$157M650.3K
2VBKVanguard Small-Cap Growth ETFhistory →SML CP GRW ETF11.19%$135M503.8K
3MTUMiShares Edge MSCI USA Momentum Factor ETFhistory →USA MOMENTUM FCT7.80%$94M583.2K
4IVViShares Core S&P 500 ETFhistory →CORE S&P 500 ETF5.75%$69M184.6K
5IWDiShares Russell 1000 Value ETFhistory →RUS 1000 VAL ETF4.89%$59M431.1K
6GSIEGoldman Sachs ActiveBeta International Equity ETFhistory →ACTIVEBETA INT4.75%$57M1.80M
7INTFiShares Edge MSCI Multifactor Intl ETFhistory →MULTIFACTOR INTL4.46%$54M1.98M
8QUALiShares Edge MSCI USA Quality Factor ETFhistory →USA QUALITY FCTR4.39%$53M455.2K
9EFAiShares MSCI EAFE ETFhistory →MSCI EAFE ETF4.37%$53M722.2K
10VUGVanguard Growth ETFhistory →GROWTH ETF4.30%$52M204.8K
11GSLCGoldman Sachs ActiveBeta U.S. Large Cap Equity ETFhistory →ACTIVEBETA US LG2.44%$29M388.8K
12AAPLApple, Inc.history →COM1.87%$23M169.8K
13EFGiShares MSCI EAFE Growth ETFhistory →EAFE GRWTH ETF1.73%$21M206.3K
14IWPiShares Micro-Cap ETFhistory →RUS MD CP GR ETF1.15%$14M116.4K
15VTEBVanguard Tax-Exempt Bond ETFhistory →TAX EXEMPT BD1.04%$13M227.6K
16MSFTMicrosoft Corp.history →COM0.98%$12M53.2K
17IWOiShares Russell 2000 Growth ETFRUS 2000 GRW ETF0.77%$9M32.2K
18GOOGLAlphabet, Inc. - Class ACAP STK CL A · CAP STK CL C0.76%$9M5.3K
19GBILGoldman Sachs Treasury Access 0-1 Year ETFACCES TREASURY0.71%$9M85.8K
20AMZNAmazon.com, Inc.COM0.71%$9M2.6K
21LRGFiShares Edge MSCI Multifactor USA ETFMULTIFACTOR USA0.62%$7M198.0K
22WMTWal-Mart Stores, Inc.COM0.52%$6M43.7K
23JNJJohnson & JohnsonCOM0.49%$6M37.6K
24METAFacebook, Inc.CL A0.47%$6M20.6K
25SPYSPDR S&P 500 ETF TrustTR UNIT0.45%$5M14.4K
26TGTTarget Corp.COM0.41%$5M28.1K
27JPMJPMorgan Chase & Co.COM0.40%$5M38.4K
28METMetLife, Inc.COM0.40%$5M103.9K
29ADBEAdobe Systems, Inc.COM0.36%$4M8.8K
30NVDANvidia Corp.COM0.33%$4M7.5K
31HDHome Depot, Inc.COM0.32%$4M14.3K
32VZVerizon Communications, Inc.COM0.30%$4M61.7K
33IVWiShares S&P 500 Growth ETFS&P 500 GRWT ETF0.29%$4M54.9K
34PGProcter & Gamble Co.COM0.29%$3M25.1K
35UNHUnitedHealth Group, Inc.COM0.28%$3M9.5K
36INTUIntuit, Inc.COM0.27%$3M8.7K
37CVSCVS Health Corp.COM0.26%$3M46.4K
38MRKMerck & Co., Inc.COM0.25%$3M36.5K
39VVisa, Inc.COM CL A0.23%$3M12.9K
40VTIVanguard Total Stock Market ETFTOTAL STK MKT0.23%$3M14.5K
41ACNAccenture plcSHS CL A0.23%$3M10.6K
42INTCIntel Corp.COM0.23%$3M54.6K
43MUMicron Technology, Inc.COM0.22%$3M35.8K
44WTVWisdomTree US Quality Sharehld Yld ETFUS QLT SHRHD YLD0.22%$3M27.2K
45ABBVAbbVie, Inc.COM0.21%$3M24.1K
46CDNSCadence Design Systems, Inc.COM0.20%$2M17.7K
47UNMUnum GroupCOM0.20%$2M104.9K
48Arconic Corp.COM0.19%$2M78.2K
49PEPPepsiCo, Inc.COM0.19%$2M15.6K
50IDXXIDEXX Laboratories, Inc.COM0.18%$2M4.3K
51PFEPfizer, Inc.COM0.18%$2M58.6K
52BRK/BBerkshire Hathaway, Inc.CL B NEW0.17%$2M9.0K
53COSTCostco Wholesale Corp.COM0.17%$2M5.5K
54MAMasterCard, Inc.CL A0.17%$2M5.7K
55DISWalt Disney Co.COM0.16%$2M10.9K
56TSLATesla, Inc.COM0.16%$2M2.7K
57PWRQuanta Services, Inc.COM0.16%$2M26.5K
58KRKroger Co.COM0.16%$2M59.5K
59ALLYAlly Financial, Inc.COM0.16%$2M52.8K
60PLDProLogis, Inc.COM0.15%$2M18.3K
61NEMNewmont Mining Corp.COM0.15%$2M30.3K
62AMGNAmgen, Inc.COM0.15%$2M7.7K
63ORCLOracle Corp.COM0.15%$2M27.3K
64NEENextEra Energy, Inc.COM0.14%$2M22.5K
65GNRCGenerac Holdings, Inc.COM0.14%$2M7.6K
66TAT&T Inc.COM0.14%$2M59.1K
67EQHEquitable Holdings Inc.COM0.14%$2M66.4K
68CSCOCisco Systems, Inc.COM0.14%$2M37.3K
69SAMBoston Beer Co. IncCL A0.14%$2M1.7K
70DSIiShares MSCI KLD 400 Social ETFMSCI KLD400 SOC0.14%$2M23.0K
71SPDR MSCI AWCI ex-US ETFMSCI ACWI EXUS0.14%$2M59.3K
72ALLAllstate Corp.COM0.13%$2M14.6K
73SCZiShares MSCI EAFE Small-Cap ETFEAFE SML CP ETF0.13%$2M23.2K
74PYPLPayPal Holdings, Inc.COM0.13%$2M6.8K
75CLColgate-Palmolive Co.COM0.13%$2M18.5K
76DHRDanaher Corp.COM0.13%$2M7.1K
77AMDAdvanced Micro Devices, Inc.COM0.13%$2M17.1K
78BMYBristol-Myers Squibb CompanyCOM0.13%$2M24.7K
79ELEstee Lauder Companies, Inc.CL A0.13%$2M5.7K
80TXNTexas Instruments, Inc.COM0.13%$2M9.3K
81JBTMJohn Bean Technologies Corp.COM0.13%$2M13.3K
82QCOMQualcomm, Inc.COM0.12%$1M9.4K
83TMOThermo Fisher Scientific, Inc.COM0.12%$1M3.1K
84NKENike, Inc. Cl BCL B0.12%$1M9.9K
85ALAir Lease Corp.CL A0.12%$1M31.2K
86IJRiShares Core S&P Small-Cap ETFCORE S&P SCP ETF0.11%$1M14.7K
87PRUPrudential Financial, Inc.COM0.11%$1M17.1K
88RPGInvesco S&P 500 Pure Growth ETFS&P500 PUR GWT0.11%$1M8.1K
89Cerner Corp.COM0.11%$1M16.8K
90CMCSAComCast Corp. Cl A Common StockCL A0.11%$1M25.0K
91BACBank of America Corp.COM0.11%$1M42.9K
92GMGeneral Motors Co. - OldCOM0.11%$1M30.9K
93ABTAbbott LaboratoriesCOM0.11%$1M11.7K
94NRGNRG Energy, Inc.COM NEW0.11%$1M34.0K
95MSMorgan StanleyCOM NEW0.09%$1M16.7K
96ELVAnthem Inc.COM0.09%$1M3.4K
97BIIBBiogen Idec Inc.COM0.09%$1M4.4K
98LMTLockheed Martin Corp.COM0.09%$1M3.0K
99GENNortonLifeLock Inc.COM0.09%$1M50.4K
100QQQInvesco QQQ TrustUNIT SER 10.08%$1M3.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2022$1.6B336Oct 25, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.6B333Aug 9, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.5B344Apr 25, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.6B343Jan 26, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.4B328Oct 26, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.4B329Jul 23, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.2B305Apr 29, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.2B291Jan 26, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.1B258Nov 10, 202013F-HRchanges · EDGAR ↗
Q2 2020$901M236Aug 7, 202013F-HRchanges · EDGAR ↗
Q1 2020$795M251Apr 30, 202013F-HRchanges · EDGAR ↗
Q4 2019$943M269Jan 22, 202013F-HRchanges · EDGAR ↗
Q3 2019$864M255Nov 6, 201913F-HRchanges · EDGAR ↗
Q2 2019$858M246Aug 7, 201913F-HRchanges · EDGAR ↗
Q1 2019$835M246May 10, 201913F-HRchanges · EDGAR ↗
Q4 2018$797M227Feb 4, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.