SEC 13F Intelligence

Managers / Q1 2021 · view latest →

Veritable, L.P.

CIK 0001300311 · C/O THE CORPORATION TRUST COMPANY, CORPORATION TRUST CENTER,1209 ORANGE ST., WILMINGTON, DE, 19801 · 610-640-9551

Reported Value
$5.9B
Q1 2021
Positions
839
Filings on Record
19
2019–present window
Filed
May 17, 2021
original filing

Summary

Veritable, L.P. reported $5.9B in U.S.-listed holdings across 839 positions for Q1 2021.

The portfolio is heavily concentrated: IVV alone accounts for 29.9% of reported value.

Compared with Q4 2020, the fund opened 74 new positions and exited 19.

Portfolio Metrics

Turnover
+2.2%
vs prior filed quarter
Top-10 Concentration
+72.7%
share of reported value
Largest Position
+29.9%
Ishares Tr
New / Exited
74 / 19
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $5.0BQ1 ’19Q2 ’19: $5.0BQ3 ’19: $5.1BQ4 ’19: $5.4BQ4 ’19Q1 ’20: $4.1BQ2 ’20: $4.6BQ3 ’20: $5.0BQ3 ’20Q4 ’20: $5.4BQ1 ’21: $5.9BQ2 ’21: $6.2BQ2 ’21Q3 ’21: $6.2BQ4 ’21: $6.8BQ1 ’22: $6.5BQ1 ’22Q2 ’22: $5.5BQ3 ’22: $5.2BQ4 ’22: $5.8BQ4 ’22Q1 ’23: $6.1BQ2 ’23: $6.5BQ3 ’23: $0Q3 ’23filingsflow.com

Portfolio Composition

By security type
ETP: 72.4%Common Stock: 25.0%Closed-End Fund: 1.4%Other: 0.5%REIT: 0.3%Other: 0.4%
  • ETP · 72.4% · $4.3B
  • Common Stock · 25.0% · $1.5B
  • Closed-End Fund · 1.4% · $85M
  • Other · 0.5% · $29M
  • REIT · 0.3% · $19M
  • Other · 0.4% · $22M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
BBNBLACKROCK TAX MUNICPAL BD TRNEW+275.3K275.3K+$7M$7M
PBRPETROLEO BRASILEIRO SA PETRONEW+80.0K80.0K+$678,000$678,000
IXJISHARES TRNEW+6.9K6.9K+$534,000$534,000
ODFLOLD DOMINION FREIGHT LINE INNEW+1.4K1.4K+$344,000$344,000
CCLCARNIVAL CORPNEW+12.9K12.9K+$342,000$342,000
PDDPINDUODUO INCNEW+2.5K2.5K+$328,000$328,000
ABIOMED INCNEW+1.0K1.0K+$323,000$323,000
AZTABROOKS AUTOMATION INC NEWNEW+3.8K3.8K+$313,000$313,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

393 positions (from 498 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IVVISHARES TRCORE S&P500 ETF · CORE S&P MCP ETF · RUS 1000 ETF · RUS MID CAP ETF · RUSSELL 2000 ETF · CORE S&P SCP ETF · NATIONAL MUN ETF · RUS 2000 VAL ETF · MSCI EAFE ETF · U.S. REAL ES ETF · RUS 2000 GRW ETF · S&P 500 GRWT ETF · S&P 500 VAL ETF · RUS 1000 GRW ETF · COHEN STEER REIT · S&P 100 ETF · IBOXX INV CP ETF · SELECT DIVID ETF · RUS 1000 VAL ETF · EAFE VALUE ETF · GLB INFRASTR ETF · GL CLEAN ENE ETF · U.S. TECH ETF · RUSSELL 3000 ETF · MSCI EMG MKT ETF · S&P MC 400GR ETF · MSCI ACWI EX US · CORE MSCI EAFE · RUS MD CP GR ETF · PFD AND INCM SEC · GBL COMM SVC ETF · RUS MDCP VAL ETF · IBOXX HI YD ETF · CORE S&P TTL STK · GLOBAL ENERG ETF · U.S. ENERGY ETF · TIPS BD ETF · EAFE GRWTH ETF · EAFE SML CP ETF · ESG AW MSCI EAFE · GLOBAL REIT ETF · GLOB HLTHCRE ETF29.92%$1.8B10.53M
2SPYSPDR S&P 500 ETF TRhistory →TR UNIT13.97%$821M2.07M
3VOOVANGUARD INDEX FDSS&P 500 ETF SHS · MID CAP ETF · TOTAL STK MKT · REAL ESTATE ETF · SMALL CP ETF · LARGE CAP ETF · SM CP VAL ETF · VALUE ETF · SML CP GRW ETF · GROWTH ETF · MCAP GR IDXVIP · MCAP VL IDXVIP9.64%$567M1.96M
4MDYSPDR S&P MIDCAP 400 ETF TRhistory →UTSER1 S&PDCRP8.44%$496M1.04M
5SDYSPDR SER TRS&P DIVID ETF · SPDR S&P 500 ETF · PORTFLI TIPS ETF · PORTFOLIO S&P500 · PORTFOLIO S&P400 · S&P 400 MDCP GRW · S&P 400 MDCP VAL · FTSE INT GVT ETF · DJ REIT ETF · S&P 600 SMCP VAL · S&P 600 SMCP GRW · PRTFLO S&P500 HI · BLOOMBERG BRCLYS · PORTFOLIO S&P600 · PRTFLO S&P500 VL2.26%$133M1.66M
6VYMVANGUARD WHITEHALL FDSHIGH DIV YLD · INTL HIGH ETF2.07%$122M1.23M
7XLKSELECT SECTOR SPDR TRTECHNOLOGY · SBI INT-UTILS · SBI CONS DISCR · SBI INT-FINL · ENERGY · SBI INT-INDS · SBI HEALTHCARE · SBI CONS STPLS · COMMUNICATION · SBI MATERIALS · RL EST SEL SEC1.99%$117M1.57M
8CMCSACOMCAST CORP NEWhistory →CL A1.72%$101M1.86M
9AAPLAPPLE INChistory →COM1.49%$88M718.2K
10MSFTMICROSOFT CORPhistory →COM1.23%$72M306.5K
11BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW · CL A1.13%$66M178.9K
12GOOGALPHABET INCCAP STK CL C · CAP STK CL A0.84%$50M24.0K
13PGPROCTER AND GAMBLE COhistory →COM0.76%$45M329.7K
14IEMGISHARES INCCORE MSCI EMKT · MSCI GBL ETF NEW0.62%$37M573.3K
15AMZNAMAZON COM INChistory →COM0.60%$35M11.4K
16XNEAXNUVEEN AMT FREE QLTY MUN INChistory →COM0.56%$33M2.24M
17NADNUVEEN QUALITY MUNCP INCOMEhistory →COM0.56%$33M2.16M
18JPMJPMORGAN CHASE & COCOM · ALERIAN ML ETN0.55%$32M429.6K
19JNJJOHNSON & JOHNSONhistory →COM0.48%$28M172.9K
20MAMASTERCARD INCORPORATEDhistory →CL A0.47%$28M77.4K
21VWOVANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF · ALLWRLD EX US · TT WRLD ST ETF · FTSE EUROPE ETF · FTSE PACIFIC ETF0.44%$26M443.0K
22VEAVANGUARD TAX-MANAGED INTL FDhistory →FTSE DEV MKT ETF0.44%$26M522.4K
23VDEVANGUARD WORLD FDSENERGY ETF · UTILITIES ETF · INDUSTRIAL ETF · COMM SRVC ETF · FINANCIALS ETF · CONSUM STP ETF · INF TECH ETF0.40%$23M227.4K
24HDHOME DEPOT INChistory →COM0.33%$20M64.3K
25VTEBVANGUARD MUN BD FDShistory →TAX EXEMPT BD0.30%$18M320.4K
26VTIPVANGUARD MALVERN FDShistory →STRM INFPROIDX0.28%$17M321.6K
27METAFACEBOOK INChistory →CL A0.28%$16M55.1K
28ABTABBOTT LABShistory →COM0.27%$16M132.8K
29QQQINVESCO QQQ TRhistory →UNIT SER 10.26%$15M48.3K
30DISDISNEY WALT COhistory →COM0.25%$15M81.1K
31PMPHILIP MORRIS INTL INChistory →COM0.24%$14M157.3K
32PEPPEPSICO INChistory →COM0.24%$14M97.9K
33VVISA INChistory →COM CL A0.23%$14M65.0K
34CSCOCISCO SYS INChistory →COM0.22%$13M251.6K
35ABBVABBVIE INChistory →COM0.22%$13M119.4K
36UNHUNITEDHEALTH GROUP INChistory →COM0.21%$12M33.6K
37CVXCHEVRON CORP NEWhistory →COM0.21%$12M117.1K
38KOCOCA COLA COhistory →COM0.21%$12M230.3K
39INTCINTEL CORPhistory →COM0.20%$12M181.8K
40PYPLPAYPAL HLDGS INChistory →COM0.19%$11M46.2K
41VONEVANGUARD SCOTTSDALE FDSVNG RUS1000IDX · INT-TERM CORP · MORTG-BACK SEC0.19%$11M95.6K
42MCDMCDONALDS CORPhistory →COM0.18%$11M47.1K
43MRKMERCK & CO. INChistory →COM0.18%$10M135.2K
44NVDANVIDIA CORPORATIONhistory →COM0.17%$10M19.1K
45IVOOVANGUARD ADMIRAL FDS INCMIDCP 400 IDX · SMLLCP 600 IDX0.17%$10M56.4K
46TSLATESLA INCCOM0.17%$10M14.7K
47PFEPFIZER INCCOM0.16%$10M262.3K
48UNILEVER PLCSPON ADR NEW0.15%$9M161.7K
49BACBK OF AMERICA CORPCOM0.15%$9M232.3K
50ADBEADOBE SYSTEMS INCORPORATEDCOM0.15%$9M18.3K
51SCHDSCHWAB STRATEGIC TRUS DIVIDEND EQ · US BRD MKT ETF0.14%$8M108.0K
52NKENIKE INCCL B0.14%$8M60.2K
53EXMOCEXXON MOBIL CORPCOM0.14%$8M142.5K
54MMM3M COCOM0.12%$7M38.0K
55TXNTEXAS INSTRS INCCOM0.12%$7M37.0K
56VZVERIZON COMMUNICATIONS INCCOM0.12%$7M119.3K
57NEENEXTERA ENERGY INCCOM0.12%$7M90.8K
58BBNBLACKROCK TAX MUNICPAL BD TRSHS0.12%$7M275.3K
59BMYBRISTOL-MYERS SQUIBB COCOM0.11%$7M105.6K
60RTXRAYTHEON TECHNOLOGIES CORPCOM0.11%$6M81.4K
61UNPUNION PAC CORPCOM0.11%$6M28.3K
62BTTBLACKROCK MUN TARGET TERM TRCOM SHS BEN IN0.10%$6M240.9K
63ACNACCENTURE PLC IRELANDSHS CLASS A0.10%$6M22.2K
64HONHONEYWELL INTL INCCOM0.10%$6M28.0K
65ORCLORACLE CORPCOM0.10%$6M86.2K
66TMOTHERMO FISHER SCIENTIFIC INCCOM0.10%$6M13.1K
67MLMMARTIN MARIETTA MATLS INCCOM0.10%$6M17.7K
68AMGNAMGEN INCCOM0.10%$6M23.4K
69DHRDANAHER CORPORATIONCOM0.10%$6M25.6K
70AMATAPPLIED MATLS INCCOM0.10%$6M42.5K
71BIVVANGUARD BD INDEX FDSINTERMED TERM · SHORT TRM BOND · TOTAL BND MRKT0.10%$6M66.1K
72CBCHUBB LIMITEDCOM0.10%$6M35.5K
73LOWLOWES COS INCCOM0.09%$5M28.8K
74SBUXSTARBUCKS CORPCOM0.09%$5M50.1K
75MDTMEDTRONIC PLCSHS0.09%$5M46.0K
76WMTWALMART INCCOM0.09%$5M39.7K
77COSTCOSTCO WHSL CORP NEWCOM0.09%$5M15.1K
78USBUS BANCORP DELCOM NEW0.09%$5M94.9K
79NBBNUVEEN TAXABLE MUNICPAL INMCOM0.09%$5M227.8K
80QCOMQUALCOMM INCCOM0.09%$5M38.5K
81TAT&T INCCOM0.09%$5M166.0K
82BROOKFIELD ASSET MGMT INCCL A LTD VT SH0.09%$5M112.5K
83CATCATERPILLAR INCCOM0.08%$5M21.5K
84TGTTARGET CORPCOM0.08%$5M24.1K
85ADPAUTOMATIC DATA PROCESSING INCOM0.08%$5M25.0K
86AXPAMERICAN EXPRESS COCOM0.08%$5M33.2K
87DDDUPONT DE NEMOURS INCCOM0.08%$5M60.5K
88LLYLILLY ELI & COCOM0.08%$5M25.0K
89NFLXNETFLIX INCCOM0.08%$5M8.9K
90BF/ABROWN FORMAN CORPCL A · CL B0.08%$5M70.6K
91IBMINTERNATIONAL BUSINESS MACHSCOM0.08%$5M34.5K
92DTDWISDOMTREE TRUS TOTAL DIVIDND0.08%$5M40.5K
93SPGIS&P GLOBAL INCCOM0.08%$4M12.7K
94DEDEERE & COCOM0.07%$4M11.6K
95BABAALIBABA GROUP HLDG LTDSPONSORED ADS0.07%$4M18.7K
96COPCONOCOPHILLIPSCOM0.07%$4M80.0K
97NSCNORFOLK SOUTHN CORPCOM0.07%$4M15.7K
98VIGVANGUARD SPECIALIZED FUNDSDIV APP ETF0.07%$4M28.2K
99BABOEING COCOM0.07%$4M15.8K
100GSGOLDMAN SACHS GROUP INCCOM0.07%$4M12.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2023$01Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$6.5B891Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023$6.1B892May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$5.8B864Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$5.2B793Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$5.5B907Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$6.5B906May 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$6.8B909Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$6.2B878Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$6.2B868Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$5.9B839May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$5.4B782Feb 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$5.0B738Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$4.6B757Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$4.1B725May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$5.4B811Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$5.1B799Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$5.0B800Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$5.0B798May 15, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.