SEC 13F Intelligence

Managers / Q4 2018 · view latest →

GUGGENHEIM CAPITAL LLC

CIK 0001283072 · 227 WEST MONROE, SUITE 4900, CHICAGO, IL, 60606 · (212) 401-0227

Reported Value
$11.8B
Q4 2018
Positions
4,432
Filings on Record
32
2019–present window
Filed
Feb 14, 2019
original filing

Summary

Guggenheim Capital Llc reported $11.8B in U.S.-listed holdings across 4,432 positions for Q4 2018.

Its largest position, MSFT, represents 1.3% of the portfolio.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $11.8BQ4 ’18Q1 ’19: $12.3BQ2 ’19: $12.3BQ3 ’19: $13.6BQ4 ’19: $12.5BQ4 ’19Q2 ’20: $12.9BQ3 ’20: $13.8BQ4 ’20: $15.9BQ1 ’21: $15.2BQ1 ’21Q2 ’21: $17.0BQ3 ’21: $16.7BQ4 ’21: $19.2BQ1 ’22: $16.6BQ1 ’22Q2 ’22: $12.7BQ3 ’22: $10.9BQ4 ’22: $11.38TQ1 ’23: $11.9BQ1 ’23Q2 ’23: $12.7BQ3 ’23: $11.6BQ4 ’23: $13.2BQ1 ’24: $14.2BQ1 ’24Q2 ’24: $14.1BQ3 ’24: $14.3BQ4 ’24: $12.3BQ1 ’25: $10.9BQ1 ’25Q2 ’25: $12.6BQ3 ’25: $13.8BQ4 ’25: $14.0BQ1 ’26: $12.9BQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 67.2%ETP: 12.2%Other: 7.5%Closed-End Fund: 5.7%REIT: 5.4%Other: 1.9%
  • Common Stock · 67.2% · $7.9B
  • ETP · 12.2% · $1.4B
  • Other · 7.5% · $890M
  • Closed-End Fund · 5.7% · $669M
  • REIT · 5.4% · $636M
  • Other · 1.9% · $229M

Quarter-over-Quarter Changes full breakdown →

Holdings — Q4 2018

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Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$12.9B2,956May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$14.0B3,138Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$13.8B2,922Nov 13, 202513F-HRchanges · EDGAR ↗
Q2 2025$12.6B2,973Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$10.9B3,116May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$12.3B3,165Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$14.3B3,640Nov 13, 202413F-HRchanges · EDGAR ↗
Q2 2024$14.1B3,737Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$14.2B3,760May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$13.2B3,863Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$11.6B3,831Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$12.7B3,898Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$11.9B3,995May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$11.38T3,269Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$10.9B3,916Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$12.7B4,155Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$16.6B4,625May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$19.2B3,940Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$16.7B3,915Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$17.0B4,115Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$15.2B4,080May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$15.9B4,034Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$13.8B3,898Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$12.9B3,848Aug 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$12.5B4,184Feb 20, 2020RESTATEMENTchanges · EDGAR ↗
Q3 2019$13.6B4,185Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$12.3B4,266Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$12.3B4,325May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$11.8B4,432Feb 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 5 additional managers.

  • GUGGENHEIM FUNDS DISTRIBUTORS, LLC028-12550
  • SECURITY INVESTORS LLC028-01689
  • Guggenheim Partners Investment Management, LLC028-12837
  • Guggenheim Life & Annuity Co028-18657
  • GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.