SEC 13F Intelligence

Managers / Q2 2021 · view latest →

HAVENS ADVISORS LLC

CIK 0001280200 · 600 LEXINGTON AVE, 25TH FLOOR, NEW YORK, NY, 10022 · 212-355-0050

Reported Value
$126M
Q2 2021
Positions
46
Filings on Record
17
2019–present window
Filed
Jul 14, 2021
original filing

Summary

Havens Advisors LLC reported $126M in U.S.-listed holdings across 46 positions for Q2 2021.

Its largest position, XLNXEUR, represents 8.1% of the portfolio.

Compared with Q1 2021, the fund opened 13 new positions and exited 16.

Portfolio Metrics

Turnover
+32.1%
vs prior filed quarter
Top-10 Concentration
+68.8%
share of reported value
Largest Position
+8.1%
Xilinx
New / Exited
13 / 16
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $108MQ4 ’18Q1 ’19: $103MQ2 ’19: $142MQ3 ’19: $110MQ3 ’19Q4 ’19: $114MQ1 ’20: $103MQ2 ’20: $67MQ2 ’20Q3 ’20: $108MQ4 ’20: $107MQ1 ’21: $113MQ1 ’21Q2 ’21: $126MQ3 ’21: $83MQ4 ’21: $85MQ4 ’21Q1 ’22: $54MQ2 ’22: $63MQ3 ’22: $67MQ3 ’22Q4 ’22: $39Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 77.8%Other: 18.4%ADR: 3.8%
  • Common Stock · 77.8% · $98M
  • Other · 18.4% · $23M
  • ADR · 3.8% · $5M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
PFPTPROOFPOINT INCNEW+50.0K50.0K+$9M$9M
NUANEURNUANCE COMMUNICATIONS INCNEW+138.0K138.0K+$8M$8M
MFS1EURWELBILT INCNEW+146.0K146.0K+$3M$3M
JUST EAT TAKEAWAY COM N VNEW+171.0K171.0K+$3M$3M
PPD INCNEW+61.0K61.0K+$3M$3M
CNSTCONSTELLATION PHARMCETICLS INEW+68.0K68.0K+$2M$2M
HOMEAT HOME GROUP INCNEW+55.0K55.0K+$2M$2M
ORBCORBCOMM INCNEW+143.0K143.0K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2021

46 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1XLNXEURXILINX INChistory →COM8.10%$10M70.5K
2MXIMMAXIM INTEGRATED PRODS INChistory →COM7.95%$10M95.0K
3ALXNALEXION PHARMACEUTICALS INChistory →COM7.88%$10M54.0K
4COHREURCOHERENT INChistory →COM7.35%$9M35.0K
5WILLIS TOWERS WATSON PLC LTDSHS7.30%$9M40.0K
6PFPTPROOFPOINT INChistory →COM6.90%$9M50.0K
7WORKSLACK TECHNOLOGIES INChistory →COM CL A6.46%$8M183.8K
8AJRDEURAEROJET ROCKETDYNE HLDGS INChistory →COM5.98%$8M156.1K
9NUANEURNUANCE COMMUNICATIONS INChistory →COM5.96%$8M138.0K
10KSUEURKANSAS CITY SOUTHERNhistory →COM NEW4.95%$6M22.0K
11CHNGUSDCHANGE HEALTHCARE INChistory →COM3.48%$4M190.0K
12IHS MARKIT LTDSHS2.86%$4M32.0K
13MFS1EURWELBILT INChistory →COM2.68%$3M146.0K
14PRAHPRA HEALTH SCIENCES INChistory →COM2.50%$3M19.1K
15JUST EAT TAKEAWAY COM N VSPONSORED ADS2.48%$3M171.0K
16PPD INCCOM2.23%$3M61.0K
17SIRIUSPOINT LTDCOM2.11%$3M263.8K
18CNSTCONSTELLATION PHARMCETICLS Ihistory →COM1.82%$2M68.0K
19HOMEAT HOME GROUP INChistory →COM1.61%$2M55.0K
20ORBCORBCOMM INChistory →COM1.28%$2M143.0K
21WATFORD HLDGS LTDSHS1.25%$2M45.0K
22SPWHSPORTSMANS WHSE HLDGS INCCOM0.99%$1M70.0K
23SOGOGBPSOGOU INCADR REPSTG A0.85%$1M126.0K
24GRA1EURGRACE W R & CO DEL NEWCOM0.60%$760,00011.0K
25TALEND S AADS0.47%$590,0009.0K
26RAVNRAVEN INDS INCCOM0.46%$579,00010.0K
27NAVNAVISTAR INTL CORP NEWCOM0.35%$445,00010.0K
28STERLING BANCORP DELCOM0.30%$372,00015.0K
29LANDCADIA HOLDINGS III INCCOM CL A0.20%$248,00020.0K
30HIGHARTFORD FINL SVCS GROUP INCCOM0.20%$248,0004.0K
31OMNICHANNEL ACQUISITION CORPCOM CL A0.17%$216,00022.0K
32HENNESSY CAPITAL INVS CORP VUNIT 01/15/20250.17%$214,00020.0K
33GENESIS PK ACQUISITION CORPSHS CL A0.16%$206,00020.0K
34SUSTAINABLE DEVELP ACQU I COUNIT 02/04/20260.16%$204,00020.0K
35LOCUST WALK ACQUISITION CORPUNIT 12/31/20250.16%$204,00020.0K
36ROMAN DBDR TECH ACQUISITIONCOM CL A0.16%$202,00020.0K
37COLICITY INCUNIT 02/24/20260.16%$201,00020.0K
38OTR ACQUISITION CORPCOM CL A0.16%$201,00020.0K
39ARES ACQUISITION CORPORATIONUNIT 99/99/99990.16%$200,00020.0K
40TAILWIND ACQUISITION CORPCOM CL A0.16%$199,00020.0K
41LIONHEART ACQUISITION CORP ICOM CL A0.16%$197,00020.0K
42GO ACQUISITION CORPCOM0.16%$196,00020.0K
43CAPSTAR SPL PURP ACQUISITIONCOM CL A0.16%$196,00020.0K
44BROOKFIELD PROPERTY PARTRS LUNIT LTD PARTN0.15%$190,00010.1K
45WARBURG PINCUS CAPTAL CORP IUNIT 99/99/99990.11%$141,00014.0K
46LEAD EDGE GROWTH OPRTUNTS LTUNIT 04/01/20260.10%$127,00012.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2022$39M31Jan 25, 202313F-HRchanges · EDGAR ↗
Q3 2022$67M42Oct 12, 202213F-HRchanges · EDGAR ↗
Q2 2022$63M42Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$54M44Apr 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$85M43Jan 31, 202213F-HRchanges · EDGAR ↗
Q3 2021$83M44Oct 7, 202113F-HRchanges · EDGAR ↗
Q2 2021$126M46Jul 14, 202113F-HRchanges · EDGAR ↗
Q1 2021$113M49Apr 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$107M40Feb 2, 202113F-HRchanges · EDGAR ↗
Q3 2020$108M27Oct 8, 202013F-HRchanges · EDGAR ↗
Q2 2020$67M21Jul 24, 202013F-HRchanges · EDGAR ↗
Q1 2020$103M30Apr 21, 202013F-HRchanges · EDGAR ↗
Q4 2019$114M31Jan 27, 202013F-HRchanges · EDGAR ↗
Q3 2019$110M27Oct 9, 201913F-HRchanges · EDGAR ↗
Q2 2019$142M30Jul 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$103M32Apr 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$108M31Jan 15, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.