SEC 13F Intelligence

Managers / Q2 2021 · view latest →

OXFORD FINANCIAL GROUP, LTD. LLC

CIK 0001245862 · 11711 N MERIDIAN ST SUITE 600, CARMEL, IN, 46032 · 317-843-5678

Reported Value
$746M
Q2 2021
Positions
224
Filings on Record
30
2019–present window
Filed
Aug 3, 2021
original filing

Summary

Oxford Financial Group, Ltd. LLC reported $746M in U.S.-listed holdings across 224 positions for Q2 2021.

The portfolio is heavily concentrated: Ishares Tr alone accounts for 29.0% of reported value.

Compared with Q1 2021, the fund opened 25 new positions and exited 19.

Portfolio Metrics

Turnover
+8.3%
vs prior filed quarter
Top-10 Concentration
+81.0%
share of reported value
Largest Position
+29.0%
Ishares Tr
New / Exited
25 / 19
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $306MQ4 ’18Q1 ’19: $280MQ2 ’19: $305MQ3 ’19: $317MQ4 ’19: $360MQ4 ’19Q1 ’20: $500MQ2 ’20: $590MQ3 ’20: $620MQ4 ’20: $690MQ4 ’20Q1 ’21: $721MQ2 ’21: $746MQ3 ’21: $785MQ4 ’21: $890MQ4 ’21Q1 ’22: $789MQ2 ’22: $678MQ3 ’22: $665MQ4 ’22: $859MQ4 ’22Q1 ’23: $891MQ2 ’23: $1.1BQ3 ’23: $1.2BQ4 ’23: $1.4BQ4 ’23Q1 ’24: $1.4BQ2 ’24: $1.5BQ3 ’24: $1.6BQ4 ’24: $1.5BQ4 ’24Q1 ’25: $1.4BQ2 ’25: $1.7BQ3 ’25: $1.8BQ4 ’25: $1.8BQ4 ’25Q1 ’26: $1.9Bfilingsflow.com

Portfolio Composition

By security type
ETP: 65.5%Common Stock: 33.2%Other: 0.6%REIT: 0.3%MLP: 0.2%Other: 0.1%
  • ETP · 65.5% · $489M
  • Common Stock · 33.2% · $248M
  • Other · 0.6% · $5M
  • REIT · 0.3% · $2M
  • MLP · 0.2% · $2M
  • Other · 0.1% · $578,000

Quarter-over-Quarter Changes full breakdown →

vs Q1 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
OAK STR HEALTH INCNEW+199.4K199.4K+$12M$12M
NDQINVESCO QQQ TRNEW+2.2K2.2K+$771,000$771,000
TFCTRUIST FINL CORPNEW+8.5K8.5K+$472,000$472,000
DIMENSIONAL ETF TRUSTNEW+6.3K6.3K+$368,000$368,000
1ZR0ATLANTIC COASTAL ACQUISTN CONEW+30.3K30.3K+$301,000$301,000
BACVERIZON COMMUNICATIONS INCNEW+4.4K4.4K+$247,000$247,000
MAMASTERCARD INCORPORATEDNEW+658658+$240,000$240,000
EOGEOG RES INCNEW+2.7K2.7K+$224,000$224,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2021

135 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRMSCI USA MMENTM · CORE S&P500 ETF · RUS 2000 VAL ETF · RUS 1000 ETF · RUS 1000 VAL ETF · GLOBAL REIT ETF · MSCI EMG MKT ETF · MSCI USA VALUE · RUS 1000 GRW ETF · TIPS BD ETF · CORE S&P TTL STK · RUSSELL 3000 ETF · MSCI EAFE ETF · GRWT ALLOCAT ETF · RUS MID CAP ETF · RUS MD CP GR ETF · CORE S&P MCP ETF · CORE S&P SCP ETF · S&P 500 VAL ETF · RUS 2000 GRW ETF · AGGRES ALLOC ETF · MSCI USA ESG SLC · RUSSELL 2000 ETF · RUS MDCP VAL ETF · MSCI USA MIN VOL · S&P 500 GRWT ETF · CORE US AGGBD ET · EXPANDED TECH · ISHS 1-5YR INVS · MSCI EAFE MIN VL · MODERT ALLOC ETF · SELECT DIVID ETF · CORE MSCI EAFE · PFD AND INCM SEC · INTRM GOV CR ETF · EAFE GRWTH ETF · S&P SML 600 GWT · IBOXX INV CP ETF · IBOXX HI YD ETF · EAFE SML CP ETF28.98%$216M1.37M
2VTVVANGUARD INDEX FDSTOTAL STK MKT · VALUE ETF · S&P 500 ETF SHS · EXTEND MKT ETF · REAL ESTATE ETF · SMALL CP ETF · MID CAP ETF · GROWTH ETF · LARGE CAP ETF · SM CP VAL ETF22.58%$168M868.2K
3ISRGINTUITIVE SURGICAL INChistory →COM NEW9.70%$72M78.7K
4LLYLILLY ELI & COhistory →COM5.58%$42M181.2K
5SCHWAB STRATEGIC TRSCHWAB FDT US LG · US LRG CAP ETF · INTL EQTY ETF · SCHWB FDT INT LG · SCHWB FDT EMK LG · US SML CAP ETF · EMRG MKTEQ ETF · SCHWB FDT INT SC · US BRD MKT ETF · SCHWAB FDT US SC · INTL SCEQT ETF · US DIVIDEND EQ · US REIT ETF4.68%$35M639.9K
6VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF · FTSE EMR MKT ETF · ALLWRLD EX US · GLB EX US ETF3.12%$23M266.2K
7SPDR S&P 500 ETF TRTR UNIT2.19%$16M38.1K
8OAK STR HEALTH INCCOM1.57%$12M199.4K
9AAPLAPPLE INChistory →COM1.38%$10M75.2K
10DPZDOMINOS PIZZA INChistory →COM1.25%$9M20.0K
11ON1OLD NATL BANCORP INDhistory →COM1.14%$8M480.9K
12HBNCHORIZON BANCORP INChistory →COM1.05%$8M448.6K
13BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW · CL A0.90%$7M19.6K
14ESGEISHARES INCESG AWR MSCI EM · CORE MSCI EMKT0.88%$7M143.9K
15JPMJPMORGAN CHASE & COCOM0.84%$6M40.4K
16VANECK VECTORS ETF TRFALLEN ANGEL HG · AGRIBUSINESS ETF · GOLD MINERS ETF0.83%$6M186.3K
17SPDR INDEX SHS FDSGLB NAT RESRCE · MSCI EAFE FS ETF0.73%$5M94.2K
18BALLBALL CORPCOM0.55%$4M50.7K
19MSFTMICROSOFT CORPCOM0.38%$3M10.3K
20AMZNAMAZON COM INCCOM0.36%$3M791
21GOOGALPHABET INCCAP STK CL C · CAP STK CL A0.36%$3M1.1K
22ABMDEURABIOMED INCCOM0.34%$3M8.2K
23NKENIKE INCCL B0.32%$2M15.5K
24PGPROCTER AND GAMBLE COCOM0.27%$2M14.8K
25CPRTCOPART INCCOM0.26%$2M15.0K
26INVESCO EXCHANGE TRADED FD TS&P500 EQL TEC · RYMND JMS SB 1 · NASDAQ INTERNT0.25%$2M14.5K
27EATON CORP PLCSHS0.25%$2M12.4K
28MDYSPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP0.24%$2M3.6K
29DISDISNEY WALT COCOM0.24%$2M10.0K
30ETENERGY TRANSFER L PCOM UT LTD PTN0.23%$2M163.1K
31WELLWELLTOWER INCCOM0.22%$2M19.5K
32DEDEERE & COCOM0.22%$2M4.6K
33VANGUARD WHITEHALL FDSHIGH DIV YLD · EMERG MKT BD ETF0.21%$2M15.7K
34LBEURL BRANDS INCCOM0.20%$2M21.1K
35HRCHILL-ROM HLDGS INCCOM0.20%$2M13.2K
36DYHTARGET CORPCOM0.19%$1M5.8K
37EXMOCEXXON MOBIL CORPCOM0.18%$1M21.3K
38LEGLEGGETT & PLATT INCCOM0.17%$1M24.9K
39KKRKKR & CO INCCOM0.17%$1M21.6K
40COSTCOSTCO WHSL CORP NEWCOM0.17%$1M3.1K
41JNJJOHNSON & JOHNSONCOM0.17%$1M7.5K
42AMGNAMGEN INCCOM0.16%$1M4.9K
43VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF0.16%$1M23.2K
44CHVCHEVRON CORP NEWCOM0.16%$1M11.1K
45G2CEVERI HLDGS INCCOM0.16%$1M46.4K
46AON PLCSHS CL A0.15%$1M4.8K
47PEPPEPSICO INCCOM0.15%$1M7.7K
48ABTABBOTT LABSCOM0.15%$1M9.6K
49XLFSELECT SECTOR SPDR TRFINANCIAL · SBI INT-INDS · SBI HEALTHCARE · SBI CONS STPLS · SBI MATERIALS · SBI INT-UTILS · TECHNOLOGY0.14%$1M21.1K
50PGRPROGRESSIVE CORPCOM0.14%$1M10.9K
51USBUS BANCORP DELCOM NEW0.14%$1M18.4K
52PYPLPAYPAL HLDGS INCCOM0.13%$997,0003.4K
53RJFRAYMOND JAMES FINL INCCOM0.13%$979,0007.5K
54VANGUARD WORLD FDSINF TECH ETF · INDUSTRIAL ETF · FINANCIALS ETF0.13%$965,0002.5K
55NEENEXTERA ENERGY INCCOM0.12%$898,00012.3K
56MASI*MASIMO CORPCOM0.12%$883,0003.6K
57ORCLORACLE CORPCOM0.12%$876,00011.2K
58CRMSALESFORCE COM INCCOM0.12%$874,0003.6K
59HDHOME DEPOT INCCOM0.11%$855,0002.7K
60NINISOURCE INCCOM0.11%$823,00033.6K
61DHRDANAHER CORPORATIONCOM0.11%$818,0003.0K
62NDQINVESCO QQQ TRUNIT SER 10.10%$771,0002.2K
63NVDANVIDIA CORPORATIONCOM0.10%$764,000955
64ARK ETF TRINNOVATION ETF · AUTNMUS TECHNLGY · GENOMIC REV ETF · FINTECH INNOVA · NEXT GNRTN INTER0.10%$744,0007.4K
65AEPAMERICAN ELEC PWR CO INCCOM0.10%$717,0008.5K
66SPGSIMON PPTY GROUP INC NEWCOM0.09%$705,0005.4K
67CMCSACOMCAST CORP NEWCL A0.09%$639,00011.2K
68MCDMCDONALDS CORPCOM0.08%$631,0002.7K
69SPDR DOW JONES INDL AVERAGEUT SER 10.08%$622,0001.8K
70KOCOCA COLA COCOM0.08%$606,00011.2K
71ADPAUTOMATIC DATA PROCESSING INCOM0.08%$584,0002.9K
72SNEXSTONEX GROUP INCCOM0.08%$574,0009.5K
73METAFACEBOOK INCCL A0.08%$572,0001.6K
74QNSTQUINSTREET INCCOM0.07%$543,00029.3K
75LOWLOWES COS INCCOM0.07%$520,0002.7K
76IBMINTERNATIONAL BUSINESS MACHSCOM0.07%$519,0003.5K
77DIMENSIONAL ETF TRUSTUS SMALL CAP ETF · US TARGETED VLU0.07%$511,0009.5K
78PNCPNC FINL SVCS GROUP INCCOM0.07%$503,0002.6K
79WFCWELLS FARGO CO NEWCOM0.06%$484,00010.7K
80ABBVABBVIE INCCOM0.06%$474,0004.2K
81TFCTRUIST FINL CORPCOM0.06%$472,0008.5K
82HORIZON THERAPEUTICS PUB LSHS0.06%$468,0005.0K
83CECELANESE CORP DELCOM0.06%$442,0002.9K
84TSLATESLA INCCOM0.06%$440,000647
85BABOEING COCOM0.06%$424,0001.8K
86CRMDCORMEDIX INCCOM0.06%$418,00060.9K
87MRKMERCK & CO INCCOM0.06%$417,0005.4K
88WMTWALMART INCCOM0.05%$396,0002.8K
89QCOMQUALCOMM INCCOM0.05%$396,0002.8K
90ACCENTURE PLC IRELANDSHS CLASS A0.05%$385,0001.3K
91MBINMERCHANTS BANCORP INDCOM0.05%$378,0009.6K
92RTXRAYTHEON TECHNOLOGIES CORPCOM0.05%$369,0004.3K
93BMYBRISTOL-MYERS SQUIBB COCOM0.05%$365,0005.5K
94INTCINTEL CORPCOM0.05%$358,0006.4K
95ELANELANCO ANIMAL HEALTH INCCOM0.05%$354,00010.2K
96EFXEQUIFAX INCCOM0.05%$350,0001.5K
97LMTLOCKHEED MARTIN CORPCOM0.05%$340,000899
98FRMEFIRST MERCHANTS CORPCOM0.05%$339,0008.1K
99FITBFIFTH THIRD BANCORPCOM0.05%$338,0008.9K
1004I1PHILIP MORRIS INTL INCCOM0.04%$329,0003.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.9B302May 6, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.8B289Feb 13, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.8B279Nov 13, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.7B259Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.4B261May 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.5B300Feb 11, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.6B295Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.5B320Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.4B274May 13, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.4B302Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.2B265Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.1B292Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$891M260May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$859M262Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$665M242Nov 2, 202213F-HRchanges · EDGAR ↗
Q2 2022$678M266Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$789M265May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$890M272Feb 10, 202213F-HRchanges · EDGAR ↗
Q3 2021$785M246Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$746M224Aug 3, 202113F-HRchanges · EDGAR ↗
Q1 2021$721M219May 10, 202113F-HRchanges · EDGAR ↗
Q4 2020$690M217Feb 10, 202113F-HRchanges · EDGAR ↗
Q3 2020$620M184Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$590M188Aug 5, 202013F-HRchanges · EDGAR ↗
Q1 2020$500M196May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$360M53Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$317M50Nov 8, 201913F-HRchanges · EDGAR ↗
Q2 2019$305M48Jul 30, 201913F-HRchanges · EDGAR ↗
Q1 2019$280M48Apr 26, 201913F-HRchanges · EDGAR ↗
Q4 2018$306M40Jan 25, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 9 additional managers.

  • Parametric028-04558
  • Horizon Asset028-06986
  • Nuance028-13833
  • Select Equity028-16000
  • Stifel Nicolaus Equity028-06972
  • TCW028-06683
  • W.H. Reaves028-01347
  • Winslow028-03676
  • Woodley Farra Manion028-10031

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.