SEC 13F Intelligence

Managers / Q3 2020 · view latest →

SONATA CAPITAL GROUP INC

CIK 0001172036 · 2001 6TH AVE, SUITE 3410, SEATTLE, WA, 98121 · 2062564400

Reported Value
$171M
Q3 2020
Positions
119
Filings on Record
30
2019–present window
Filed
Oct 29, 2020
original filing

Summary

Sonata Capital Group Inc reported $171M in U.S.-listed holdings across 119 positions for Q3 2020.

Its largest position, Ishares Russell 1000 Growth Et, represents 6.0% of the portfolio.

Compared with Q2 2020, the fund opened 11 new positions and exited 1.

Portfolio Metrics

Turnover
+1.3%
vs prior filed quarter
Top-10 Concentration
+40.7%
share of reported value
Largest Position
+6.0%
Ishares Russell 1000 Growth Et
New / Exited
11 / 1
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $123MQ4 ’18Q1 ’19: $134MQ2 ’19: $144MQ3 ’19: $148MQ4 ’19: $166MQ4 ’19Q1 ’20: $133MQ2 ’20: $158MQ3 ’20: $171MQ4 ’20: $202MQ4 ’20Q1 ’21: $208MQ2 ’21: $220MQ3 ’21: $223MQ4 ’21: $239MQ4 ’21Q1 ’22: $227MQ2 ’22: $193MQ3 ’22: $181MQ1 ’23: $184,879Q1 ’23Q2 ’23: $193,480Q3 ’23: $187,345Q4 ’23: $200,989Q1 ’24: $219,743Q1 ’24Q2 ’24: $194,833Q3 ’24: $236,635Q4 ’24: $241,523Q1 ’25: $229,720Q1 ’25Q2 ’25: $250,259Q3 ’25: $270,789Q1 ’26: $271Mfilingsflow.com

Portfolio Composition

By security type
ETP: 57.1%Other: 26.0%Common Stock: 17.0%
  • ETP · 57.1% · $98M
  • Other · 26.0% · $45M
  • Common Stock · 17.0% · $29M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES US CONSUMER SERVICES ENEW+2.9K2.9K+$719,000$719,000
SPDR GOLD SHARES ETF ECNEW+1.9K1.9K+$344,000$344,000
GLOBAL X FINTECH ETFNEW+7.0K7.0K+$264,000$264,000
BACBANK OF AMERICA CORPNEW+10.6K10.6K+$256,000$256,000
SPDR S&P BIOTECH ETF IVNEW+2.1K2.1K+$234,000$234,000
DOVDOVER CORPNEW+2.1K2.1K+$231,000$231,000
VANGUARD RUSSELL 1000 VALUE ETNEW+2.2K2.2K+$228,000$228,000
JPMORGAN ULTRA SHRT MUNCIPL INNEW+4.4K4.4K+$225,000$225,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

118 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES RUSSELL 1000 GROWTH ETETF5.99%$10M47.3K
2AMZNAMAZON.COM INChistory →COM5.16%$9M2.8K
3MSFTMICROSOFT CORPhistory →COM4.26%$7M34.8K
4ISHARES RUSSELL MID CAP ETFETF4.05%$7M121.0K
5VANGUARD TOTAL STOCK MARKET ETETF3.94%$7M39.6K
6ISHARES RUSSELL 2000 VALUE ETFETF3.70%$6M63.9K
7ISHARES RUSSELL 1000 VALUE ETFETF3.64%$6M52.8K
8VANGUARD HIGH DIVIDEND YIELD EETF3.49%$6M74.1K
9ISHARES S&P 500 GROWTH ETFETF3.32%$6M24.7K
10AAPLAPPLE INChistory →COM3.13%$5M46.3K
11ISHARES S&P SMALL CAP 600 ETFETF2.69%$5M37.6K
12ISHARES IBONDS DEC 2022 TERM CETF2.24%$4M149.9K
13ISHARES NATIONAL MUNI BOND ETFETF2.02%$3M29.8K
14ISHARES S&P SMLL CAP 600 GRTHETF1.98%$3M19.3K
15SPDR S&P MIDCAP 400 ETFETF1.89%$3M9.6K
16ISHARES CORE S&P MID-CAP ETFETF1.80%$3M16.7K
17ISHARES IBONDS DEC 2023 TERM CETF1.57%$3M102.6K
18ISHARES IBONDS DEC 2021 TERM CETF1.42%$2M97.1K
19JPMRG DVSFD RETN EMRG MRKS EQYETF1.38%$2M50.8K
20ISHARES CORE S&P 500 ETFETF1.31%$2M6.7K
21ISHRS IBND DEC 2022 TRM MUN BNETF1.31%$2M84.4K
22VANGUARD SHORT TERM COR BD ETFETF1.30%$2M26.9K
23ISHARES IBOXX INVT GRADE BONDETF1.27%$2M16.1K
24ISHARES PREFERRED INCOME SEC EETF1.11%$2M52.4K
25ISHARES S&P 500 VALUE ETFETF1.08%$2M16.5K
26BRK/BBERKSHIRE HATHAWAY CLASS Bhistory →COM1.07%$2M8.6K
27ISHARES SELECT DIVIDEND ETFETF1.06%$2M22.3K
28VANGUARD MUNI BND TAX EXEMPT EETF1.04%$2M32.6K
29VANGUARD DIVIDEND APPRECIATIONETF0.96%$2M12.8K
30ISHARES S&P MID CAP 400 VALUEETF0.96%$2M12.2K
31COSTCO WHOLESALE COCOM0.95%$2M4.6K
32ISHARES IBONDS DEC 2023 MUNI BETF0.95%$2M61.7K
33TECHNOLOGY SELECT SECTOR SPDRETF0.84%$1M12.4K
34ISHARES RUSSELL 3000 ETFETF0.83%$1M7.3K
35ISHAR IBND DEC 2021 TRM MUN BNETF0.82%$1M54.3K
36JPMORGAN DIVRSIFD RTRN US EQYETF0.80%$1M18.5K
37ISHARES TIPS BOND ETFETF0.79%$1M10.8K
38VANGUARD TOTAL BOND MARKET ETFETF0.73%$1M14.2K
39SPDR S&P 500 ETFETF0.71%$1M3.6K
40JPMORGAN CHASE & COCOM0.71%$1M12.6K
41INVESCO QQQ TRUSTETF0.62%$1M3.8K
42ISHARES RUSSELL 2000 GROWTH ETETF0.60%$1M4.7K
43MERCK & CO. INC.COM0.60%$1M12.4K
44ISHARES MSCI EMERGING MARKETSETF0.60%$1M23.2K
45ISHARES RUSSELL MID CAP VALUEETF0.59%$1M12.6K
46ISHARS IBND DEC 2024 TRM MUNIETF0.59%$1M37.1K
47ISHARES CORE US AGGREGATE BONDETF0.56%$954,0008.1K
48VANGUARD INTERMEDIATE TERM BOETF0.54%$927,0009.9K
49ISHARES US TECHNOLOGY ETFETF0.53%$902,0003.0K
50WISDOMTREE US TOTAL DIVIDEND EETF0.51%$876,0009.3K
51ISHARES IBOXX HIGH YIELD BONDETF0.48%$830,0009.9K
52SPDR BLOOMBERG BARCLAYS CONVERETF0.48%$829,00012.0K
53ISHARES DOW JONES US ETFETF0.48%$826,0005.0K
54VERIZON COMMUNICATNCOM0.47%$800,00013.4K
55ISHARES COHEN AND STEERS REITETF0.46%$797,0007.8K
56ISHARES IBONDS DEC 2024 TERM CETF0.45%$774,00029.3K
57ISHARS SHRT TERM NTNL MUN BNDETF0.44%$760,0007.0K
58BABOEING COCOM0.42%$728,0004.4K
59ISHARES US CONSUMER SERVICES EETF0.42%$719,0002.9K
60JNJJOHNSON & JOHNSONCOM0.40%$690,0004.6K
61VANGUARD MID CAP ETF IVETF0.39%$676,0003.8K
62ALIBABA GROUP HOLDING F SPONSOCOM0.38%$648,0002.2K
63VANGUARD FTSE EUROPE ETF IVETF0.34%$590,00011.3K
64VANGUARD INTERMEDIATE TERM COETF0.33%$564,0005.9K
65ISHARES CORE S&P SMALL-CAP ETFETF0.31%$531,0007.6K
66VANGUARD INFORMATION TECHNOLOGETF0.31%$531,0001.7K
67VANGUARD SMALL CAP VALUE ETF IETF0.31%$526,0004.8K
68SBUXSTARBUCKS CORPCOM0.30%$523,0006.1K
69ALPHABET INC. CLASS CCOM0.29%$499,000340
70TESLA INCCOM0.29%$493,0001.1K
71GLOBAL X CLOUD COMPUTING ETF IETF0.28%$486,00020.3K
72ZOETIS INC CLASS ACOM0.28%$481,0002.9K
73VANGUARD HEALTH CARE ETFETF0.28%$477,0002.3K
74MCDMCDONALDS CORPCOM0.28%$477,0002.2K
75CLXCLOROX COCOM0.26%$448,0002.1K
76ISHARES TRT IS 5 10 INV GR CRETF0.25%$432,0007.1K
77SALESFORCE COMCOM0.24%$415,0001.6K
78ISHARES BRD USD INV GRD CORP BETF0.24%$414,0006.8K
79A T & T INCCOM0.24%$408,00014.3K
80ISHARES 1-3 YEAR TREASRY BONDETF0.23%$398,0004.6K
81PGPROCTER & GAMBLECOM0.23%$392,0002.8K
82PFEPFIZER INCCOM0.22%$377,00010.3K
83VANGUARD CONSUMER STAPLES ETFETF0.21%$363,0002.2K
84ISHARES MSCI EAFE ETFETF0.21%$352,0005.5K
85SPDR GOLD SHARES ETF ECETF0.20%$344,0001.9K
86KSUEURKANSAS CITY SOUTHERNCOM0.18%$316,0001.8K
87PIMCO ACTIVE BOND ETFETF0.18%$315,0002.8K
88INTCINTEL CORPCOM0.18%$304,0005.9K
89UNITEDHEALTH GRP INCCOM0.18%$301,000965
90ABBVIE INCCOM0.17%$300,0003.4K
91DISWALT DISNEY COCOM0.17%$294,0002.4K
92ISHARES CALIFORNIA MUNI BOND EETF0.17%$289,0004.6K
93SPDR DOW JONES INDUSTRIAL AVERETF0.16%$279,0001.0K
94VANGUARD MID CAP VALUE ETF IVETF0.16%$274,0002.7K
95ISHARES MSCI USA ESG SELECT ETETF0.16%$268,0001.8K
96VANGUARD SHORT-TERM BOND ETF IETF0.15%$265,0003.2K
97GLOBAL X FINTECH ETFETF0.15%$264,0007.0K
98CISCO SYSTEMS INCCOM0.15%$263,0006.7K
99ISHARES US REAL ESTATE ETFETF0.15%$259,0003.2K
100BACBANK OF AMERICA CORPCOM0.15%$256,00010.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$271M123Apr 30, 202613F-HRchanges · EDGAR ↗
Q4 2025Under review121Jan 26, 202613F-HRchanges · EDGAR ↗
Q3 2025$270,789121Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$250,259121Jul 30, 202513F-HRchanges · EDGAR ↗
Q1 2025$229,720112Apr 29, 202513F-HRchanges · EDGAR ↗
Q4 2024$241,523111Jan 29, 202513F-HRchanges · EDGAR ↗
Q3 2024$236,635113Nov 1, 202413F-HRchanges · EDGAR ↗
Q2 2024$194,83392Jul 29, 202413F-HRchanges · EDGAR ↗
Q1 2024$219,743112Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$200,989108Feb 7, 202413F-HRchanges · EDGAR ↗
Q3 2023$187,345107Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$193,480104Aug 4, 202313F-HRchanges · EDGAR ↗
Q1 2023$184,879103May 8, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review106Feb 8, 202313F-HRchanges · EDGAR ↗
Q3 2022$181M106Oct 25, 202213F-HRchanges · EDGAR ↗
Q2 2022$193M108Aug 3, 202213F-HRchanges · EDGAR ↗
Q1 2022$227M119Apr 22, 202213F-HRchanges · EDGAR ↗
Q4 2021$239M123Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$223M125Nov 8, 202113F-HRchanges · EDGAR ↗
Q2 2021$220M125Aug 5, 202113F-HRchanges · EDGAR ↗
Q1 2021$208M128May 3, 202113F-HRchanges · EDGAR ↗
Q4 2020$202M125Jan 29, 202113F-HRchanges · EDGAR ↗
Q3 2020$171M119Oct 29, 202013F-HRchanges · EDGAR ↗
Q2 2020$158M109Aug 3, 202013F-HRchanges · EDGAR ↗
Q1 2020$133M106Apr 27, 202013F-HRchanges · EDGAR ↗
Q4 2019$166M113Jan 30, 202013F-HRchanges · EDGAR ↗
Q3 2019$148M107Nov 1, 201913F-HRchanges · EDGAR ↗
Q2 2019$144M105Aug 5, 201913F-HRchanges · EDGAR ↗
Q1 2019$134M99Apr 23, 201913F-HRchanges · EDGAR ↗
Q4 2018$123M94Jan 31, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.