SEC 13F Intelligence

Managers / Q2 2021 · view latest →

S. MUOIO & CO. LLC

CIK 0001138996 · 509 MADISON AVE, SUITE 406, NEW YORK, NY, 10022 · 212-297-2555

Reported Value
$118M
Q2 2021
Positions
100
Filings on Record
15
2019–present window
Filed
Aug 16, 2021
original filing

Summary

S. Muoio & Co. LLC reported $118M in U.S.-listed holdings across 100 positions for Q2 2021.

Its largest position, PFPT, represents 4.1% of the portfolio.

Compared with Q1 2021, the fund opened 35 new positions and exited 17.

Portfolio Metrics

Turnover
+24.2%
vs prior filed quarter
Top-10 Concentration
+33.8%
share of reported value
Largest Position
+4.1%
Proofpoint
New / Exited
35 / 17
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $109MQ1 ’19Q2 ’19: $123MQ3 ’19: $95MQ3 ’19Q4 ’19: $111MQ1 ’20: $77MQ1 ’20Q2 ’20: $82MQ3 ’20: $88MQ3 ’20Q4 ’20: $92MQ1 ’21: $93MQ1 ’21Q2 ’21: $118MQ3 ’21: $130MQ3 ’21Q4 ’21: $252MQ1 ’22: $85MQ1 ’22Q2 ’22: $70MQ3 ’22: $76MQ3 ’22filingsflow.com

Portfolio Composition

By security type
Common Stock: 82.3%Other: 8.5%REIT: 4.2%ADR: 2.4%PUBLIC: 1.9%ETP: 0.6%
  • Common Stock · 82.3% · $97M
  • Other · 8.5% · $10M
  • REIT · 4.2% · $5M
  • ADR · 2.4% · $3M
  • PUBLIC · 1.9% · $2M
  • ETP · 0.6% · $663,000

Quarter-over-Quarter Changes full breakdown →

vs Q1 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
PFPTPROOFPOINT INCNEW+28.0K28.0K+$5M$5M
CNSTCONSTELLATION PHARMACEUTICALNEW+105.0K105.0K+$4M$4M
PPD INCNEW+60.0K60.0K+$3M$3M
NUANCE COMMUNICATIONS INCNEW+43.0K43.0K+$2M$2M
GARRETT MOTION INC PFD CONV SR ANEW+266.0K266.0K+$2M$2M
SOLYSOLITON INCNEW+90.0K90.0K+$2M$2M
LUMINEX CORPNEW+50.0K50.0K+$2M$2M
JTKWYJUST EAT TAKEAWAY-SPONS ADRNEW+100.6K100.6K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2021

98 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1PFPTPROOFPOINT INChistory →COMM4.12%$5M28.0K
2WORKSLACK TECHNOLOGIES INC- CL Ahistory →COMM3.98%$5M106.0K
3ALXNALEXION PHARMACEUTICALS INChistory →COMM3.74%$4M24.0K
4NXSTNEXSTAR BROADCASTING GROUP-Ahistory →COMM3.61%$4M28.8K
5EQIXEQUINIX INChistory →COMM3.46%$4M5.1K
6GAMIGAMCO INVESTORS INC-Ahistory →COMM3.17%$4M149.0K
7PRAHPRA HEALTH SCIENCES INChistory →COMM3.08%$4M22.0K
8CNSTCONSTELLATION PHARMACEUTICALhistory →COMM3.01%$4M105.0K
9MXIMMAXIM INTEGRATED PRODUCTShistory →COMM2.95%$3M33.0K
10COHERENT INCCOMM2.69%$3M12.0K
11AZOAUTOZONE INChistory →COMM2.64%$3M2.1K
12GPCGENUINE PARTS COhistory →COMM2.60%$3M24.3K
13PPD INCCOMM2.34%$3M60.0K
14NUANCE COMMUNICATIONS INCCOMM1.98%$2M43.0K
15GARRETT MOTION INC PFD CONV SR ACOMM · RSTD1.94%$2M266.0K
16OPLNKAR AUCTION SERVICES INChistory →COMM1.82%$2M122.2K
17VIACOMCBS INCCOMM1.81%$2M47.2K
18SOLYSOLITON INChistory →COMM1.72%$2M90.0K
19ROSTROSS STORES INChistory →COMM1.68%$2M16.0K
20LUMINEX CORPCOMM1.56%$2M50.0K
21JTKWYJUST EAT TAKEAWAY-SPONS ADRhistory →ADRS1.56%$2M100.6K
22NXPINXP SEMICONDUCTORS NVhistory →COMM1.54%$2M8.8K
23MMACMMA CAPITAL MANAGEMENT LLChistory →COMM1.47%$2M63.8K
24CBBCINCINNATI BELL INChistory →COMM1.37%$2M104.5K
25MSFTMICROSOFT CORPhistory →COMM1.32%$2M5.7K
26PAHCPHIBRO ANIMAL HEALTH CORP-Ahistory →COMM1.31%$2M53.4K
27NTIPNETWORK-1 SECURITY SOLUTIONShistory →COMM1.29%$2M468.4K
28ACGPASSOCIATED CAPITAL GROUPhistory →COMM1.26%$1M38.2K
29GTXGARRETT MOTION INChistory →COMM1.24%$1M183.6K
30AAPLAPPLE COMPUTER INChistory →COMM1.21%$1M10.4K
31TGNATEGNA INChistory →COMM1.19%$1M75.0K
32MARLIN BUSINESS SERVICESCOMM1.09%$1M56.5K
33AMCXAMC NETWORKS INChistory →COMM1.07%$1M19.0K
34BRK/ABERKSHIRE HATHAWAY INC CL Ahistory →COMM1.06%$1M3
35DISCOVERY INCCOMM1.01%$1M41.2K
36DISTHE WALT DISNEY CO.COMM0.97%$1M6.5K
37MCSMARCUS CORPORATIONCOMM0.91%$1M50.7K
38ELANELANCO ANIMAL HEALTH INCORPORATED COMMONCOMM0.88%$1M30.0K
3951JOB INC-ADRADRS0.86%$1M13.0K
40HOMEAT HOME GROUP INCCOMM0.78%$921,00025.0K
41TMUST-MOBILE US INCCOMM0.77%$903,0006.2K
42MSGSMadison Square Garden Sports CCOMM0.73%$863,0005.0K
43FBINFORTUNE BRANDS HOME & SECURICOMM0.73%$856,0008.6K
44CAI INTERNATIONAL INCCOMM0.71%$840,00015.0K
45ALSKALASKA COMM SYSTEMS GROUPCOMM0.67%$791,000237.6K
46PHPARKER HANNIFIN CORPCOMM0.62%$737,0002.4K
47MSGNMADISON SQUARE GARD-A/NEWCOMM0.62%$736,00050.5K
48XILINX INCCOMM0.61%$723,0005.0K
49MCDMCDONALDS CORPCOMM0.59%$693,0003.0K
50CHANGE HEALTHCARE INCCOMM0.59%$691,00030.0K
51QTS REALTY TRUST INC-CL AREIT0.58%$683,0008.8K
52LGLLGL GROUP INCCOMM · WRNT0.57%$678,00065.2K
53S&W SEED COCOMM0.57%$676,000185.7K
54ATHENE HOLDING LTD-CLASS ACOMM0.57%$675,00010.0K
55GLDSPDR GOLD TRUSTETF0.56%$663,0004.0K
56IMAXIMAX CORPCOMM0.53%$628,00029.2K
57SHSPSHARPSPRING INCCOMM0.52%$618,00036.6K
58SINCLAIR BROADCAST GROUP-ACOMM0.52%$611,00018.4K
59IHS MARKIT LTDCOMM0.48%$563,0005.0K
60DISCOVERY COMMUNICATIONS-ACOMM0.46%$547,00017.8K
61KNLKNOLL INCCOMM0.46%$543,00020.9K
62MAGNUM OPUS ACQUISITION LTDUNIT0.42%$500,00050.0K
63PMV CONSUMER ACQUISITION-AWRNT0.41%$488,00050.0K
64TRTOOTSIE ROLL INDSCOMM0.39%$465,00013.7K
65SSPSCRIPPS E W CO OHIO CL A NEWCOMM0.39%$463,00022.7K
66BANK OF COMMERCE HOLDINGSCOMM0.38%$451,00030.0K
67CHMACHIASMA INCCOMM0.38%$449,00095.0K
68SMGSCOTTS MIRACLE-GRO CO-CL ACOMM0.37%$441,0002.3K
69LIBERTY SIRIUSXM GROUPCOMM0.37%$433,0009.3K
70FOEFERRO CORPCOMM0.37%$431,00020.0K
71SPHRMADISON SQUARE GARDEN ENTERTCOMM0.36%$420,0005.0K
72PMBCPACIFIC MERCANTILE BANCORPCOMM0.35%$416,00048.4K
73G&P ACQUISITION CORPUNIT0.34%$401,00040.0K
74MFNCMACKINAC FINANCIAL CORPCOMM0.33%$395,00020.0K
75IAA INCCOMM0.32%$382,0007.0K
76WATFORD HOLDINGS LTDCOMM0.31%$360,00010.3K
77NAVNAVISTAR INTERNATIONALCOMM0.30%$356,0008.0K
78SHENSHENANDOAH TELECOMMUN COCOMM0.29%$340,0007.0K
79FLAGSTAR BANCORP INCCOMM0.29%$338,0008.0K
80LUBYS INCCOMM0.29%$338,00088.0K
81CLDRCLOUDERA INCCOMM0.27%$317,00020.0K
82CADENCE BANCORPCOMM0.27%$313,00015.0K
83PINE TECHNOLOGY ACQUISITIONUNIT0.25%$298,00030.0K
84MXMAGNACHIP SEMICONDUCT-DEP SHCOMM0.25%$297,00012.5K
85QURATE RETAIL GROUPCOMM0.22%$262,00020.0K
86LUMNLUMEN TECHNOLOGIES INCCOMM0.22%$256,00018.9K
87PROSPROCENTURY CORPCOMM0.22%$255,00020.0K
88CYRUSONE INCREIT0.21%$243,0003.4K
89SLCTSELECT BANCORP INCCOMM0.21%$242,00015.0K
90CIT GROUP INCCOMM0.20%$232,0004.5K
91LBRDKLIBERTY BROADBAND-CCOMM0.20%$231,0001.3K
92NEW FRONTIER HEALTH CORPCOMM0.19%$223,00020.0K
93FOXAFOX CORP - CLASS ACOMM0.19%$223,0006.0K
94KDPKEURIG DR PEPPER INCCOMM0.18%$211,0006.0K
95TAILWIND TWO ACQUISITION CORUNIT0.17%$200,00020.0K
96PFBIPREMIER FINANCIAL BANCORPCOMM0.14%$169,00010.0K
97COMMUNITY BANKERS TRUST CORPCOMM0.12%$136,00012.0K
98DIAMOND S SHIPPING INCCOMM0.09%$111,00011.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2022$76M62Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$70M68Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$85M85May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$252M90Feb 10, 202213F-HRchanges · EDGAR ↗
Q3 2021$130M107Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$118M100Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$93M81May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$92M79Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$88M72Nov 10, 202013F-HRchanges · EDGAR ↗
Q2 2020$82M64Aug 10, 202013F-HRchanges · EDGAR ↗
Q1 2020$77M63May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$111M71Feb 12, 202013F-HRchanges · EDGAR ↗
Q3 2019$95M75Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$123M77Aug 2, 201913F-HRchanges · EDGAR ↗
Q1 2019$109M66May 9, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.