SEC 13F Intelligence

Managers / Q4 2019 · view latest →

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

CIK 0001133639 · 51 MADISON AVE, NEW YORK, NY, 10010 · 2125767000

Reported Value
$681M
Q4 2019
Positions
15
Filings on Record
30
2019–present window
Filed
Feb 11, 2020
original filing

Summary

New York Life Investment Management LLC reported $681M in U.S.-listed holdings across 15 positions for Q4 2019.

The portfolio is heavily concentrated: Indexiq Etf Tr alone accounts for 31.2% of reported value.

Compared with Q3 2019, the fund opened 1 new position and exited 3.

Portfolio Metrics

Turnover
+0.9%
vs prior filed quarter
Top-10 Concentration
+98.2%
share of reported value
Largest Position
+31.2%
Indexiq Etf Tr
New / Exited
1 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.3BQ4 ’18Q1 ’19: $1.3BQ2 ’19: $1.1BQ3 ’19: $861MQ4 ’19: $681MQ4 ’19Q1 ’20: $634MQ2 ’20: $946MQ3 ’20: $1.1BQ4 ’20: $1.5BQ4 ’20Q1 ’21: $1.7BQ2 ’21: $1.7BQ3 ’21: $1.8BQ4 ’21: $1.9BQ4 ’21Q1 ’22: $1.9BQ2 ’22: $8.6BQ3 ’22: $8.3BQ4 ’22: $8.7BQ4 ’22Q1 ’23: $9.0BQ2 ’23: $9.6BQ3 ’23: $9.3BQ4 ’23: $9.8BQ4 ’23Q1 ’24: $10.0BQ2 ’24: $9.9BQ3 ’24: $10.3BQ4 ’24: $10.2BQ4 ’24Q1 ’25: $9.8BQ2 ’25: $10.7BQ3 ’25: $11.4BQ4 ’25: $11.6BQ4 ’25Q1 ’26: $11.8Bfilingsflow.com

Portfolio Composition

By security type
Other: 72.0%ETP: 28.0%
  • Other · 72.0% · $490M
  • ETP · 28.0% · $191M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES TRNEW+50.4K50.4K+$7M$7M
INDEXIQ ETF TRSOLD OUT−4.01M0−$106M$0
INDEXIQ ETF TRSOLD OUT−2.70M0−$52M$0
INDEXIQ ETF TRSOLD OUT−1.41M0−$28M$0
ISHARES TRHELD+0157.5K+$0$17M
GOLDMAN SACHS ETF TRHELD+027.6K+$0$3M
ISHARES TRHELD+0243.4K+$0$28M
ISHARES TRHELD+047.0K+$0$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

8 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1INDEXIQ ETF TRIQ CHAIKIN US · HDGD FTSE INTL · IQ 500 INT ETF · IQ S&P HGH YLD89.03%$606M25.06M
2ISHARES TRINTRM GOV CR ETF · SHORT TREAS BD · RUS 1000 VAL ETF · EAFE SML CP ETF8.00%$54M498.3K
3SPDR SERIES TRUSTSPDR BLOOMBERG0.87%$6M64.6K
4VANGUARD SCOTTSDALE FDSINT-TERM CORP0.68%$5M55.8K
5INVESCO EXCHNG TRADED FD TRSR LN ETF0.61%$4M185.5K
6GOLDMAN SACHS ETF TRACCES TREASURY0.41%$3M27.6K
7DBX ETF TRXTRACK MSCI EURP0.35%$2M92.1K
8VANGUARD INDEX FDSMCAP VL IDXVIP0.04%$273,0002.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$11.8B781May 7, 202613F-HRchanges · EDGAR ↗
Q4 2025$11.6B766Feb 5, 202613F-HRchanges · EDGAR ↗
Q3 2025$11.4B804Nov 6, 202513F-HRchanges · EDGAR ↗
Q2 2025$10.7B798Aug 1, 202513F-HRchanges · EDGAR ↗
Q1 2025$9.8B818May 8, 202513F-HRchanges · EDGAR ↗
Q4 2024$10.2B819Feb 5, 202513F-HRchanges · EDGAR ↗
Q3 2024$10.3B845Nov 7, 202413F-HRchanges · EDGAR ↗
Q2 2024$9.9B1,399Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$10.0B1,875May 6, 202413F-HRchanges · EDGAR ↗
Q4 2023$9.8B1,840Feb 6, 202413F-HRchanges · EDGAR ↗
Q3 2023$9.3B1,826Nov 8, 202313F-HRchanges · EDGAR ↗
Q2 2023$9.6B1,839Aug 7, 202313F-HRchanges · EDGAR ↗
Q1 2023$9.0B1,762May 8, 202313F-HRchanges · EDGAR ↗
Q4 2022$8.7B1,205Feb 10, 202313F-HRchanges · EDGAR ↗
Q3 2022$8.3B1,212Nov 10, 202213F-HRchanges · EDGAR ↗
Q2 2022$8.6B1,256Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.9B52Apr 26, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.9B46Feb 7, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.8B43Nov 5, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.7B30Jul 29, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.7B31May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.5B26Feb 23, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.1B26Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$946M26Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$634M14May 12, 202013F-HRchanges · EDGAR ↗
Q4 2019$681M15Feb 11, 202013F-HRchanges · EDGAR ↗
Q3 2019$861M17Nov 8, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.1B18Aug 13, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.3B30May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.3B29Feb 12, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 14 additional managers.

  • Candriam Luxembourg S.C.A.028-16845
  • CUSHING ASSET MANAGEMENT, LP028-12384
  • EAGLE ASSET MANAGEMENT INC028-01666
  • Epoch Investment Partners, Inc.028-10968
  • FIAM LLC028-12282
  • IndexIQ Advisors LLC028-13712
  • JANUS CAPITAL MANAGEMENT LLC028-01343
  • MACKAY SHIELDS LLC028-00046
  • MARKSTON INTERNATIONAL LLC028-04869
  • MELLON INVESTMENTS Corp028-02900
  • NYL Investors LLC028-16259
  • PACIFIC INVESTMENT MANAGEMENT CO LLC028-10952
  • PRICE T ROWE ASSOCIATES INC /MD/028-00115
  • Winslow Capital Management, LLC028-03676

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.