SEC 13F Intelligence

Managers / Q2 2023 · view latest →

Paloma Partners Management Co

CIK 0001103882 · TWO AMERICAN LANE, GREENWICH, CT, 06836 · 203-862-8000

Reported Value
$2.8B
Q2 2023
Positions
755
Filings on Record
30
2019–present window
Filed
Aug 14, 2023
original filing

Summary

Paloma Partners Management Co reported $2.8B in U.S.-listed holdings across 755 positions for Q2 2023.

Its largest position, Sea, represents 2.4% of the portfolio.

Compared with Q1 2023, the fund opened 111 new positions and exited 114.

Portfolio Metrics

Turnover
+37.1%
vs prior filed quarter
Largest Position
+2.4%
Sea
New / Exited
111 / 114
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $3.3BQ4 ’18Q1 ’19: $4.1BQ2 ’19: $5.9BQ3 ’19: $4.8BQ4 ’19: $6.7BQ4 ’19Q1 ’20: $1.8BQ2 ’20: $5.8BQ3 ’20: $4.0BQ4 ’20: $3.8BQ4 ’20Q1 ’21: $4.7BQ2 ’21: $5.5BQ3 ’21: $4.1BQ4 ’21: $6.7BQ4 ’21Q1 ’22: $3.4BQ2 ’22: $2.8BQ3 ’22: $2.2BQ4 ’22: $2.2BQ4 ’22Q1 ’23: $2.8BQ2 ’23: $2.8BQ3 ’23: $2.9BQ4 ’23: $2.7BQ4 ’23Q1 ’24: $1.9BQ2 ’24: $3.6BQ3 ’24: $3.6BQ4 ’24: $2.2BQ4 ’24Q1 ’25: $809MQ2 ’25: $682MQ3 ’25: $608MQ4 ’25: $549MQ4 ’25Q1 ’26: $510Mfilingsflow.com

Portfolio Composition

By security type
ETP: 55.2%Common Stock: 34.4%GLOBAL: 3.4%US DOMESTIC: 3.2%Other: 2.1%Other: 1.7%
  • ETP · 55.2% · $1.5B
  • Common Stock · 34.4% · $959M
  • GLOBAL · 3.4% · $96M
  • US DOMESTIC · 3.2% · $88M
  • Other · 2.1% · $59M
  • Other · 1.7% · $47M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES INCNEW+627.6K627.6K+$20M$20M
PNCPNC FINL SVCS GROUP INCNEW+115.4K115.4K+$15M$15M
VNET GROUP INCNEW+18.75M18.75M+$14M$14M
SBUXSTARBUCKS CORPNEW+131.5K131.5K+$13M$13M
JPMJPMORGAN CHASE & CONEW+76.4K76.4K+$11M$11M
DWDMORGAN STANLEYNEW+109.1K109.1K+$9M$9M
MAMASTERCARD INCORPORATEDNEW+21.7K21.7K+$9M$9M
SCHWSCHWAB CHARLES CORPNEW+141.2K141.2K+$8M$8M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2023

6 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SEA LTDNOTE 0.250% 9/12.42%$67M83.58M
2NIO INCNOTE 0.500% 2/00.89%$25M29.56M
3VNET GROUP INCNOTE 2/00.52%$14M18.75M
4SELECT SECTOR SPDR TRSBI INT-INDS0.48%$13M124.3K
5ISHARES TR20 YR TR BD ETF0.35%$10M95.0K
6CNFINANCE HLDGS LTDSPON ADS0.32%$9M3.05M

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$510M61May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$549M58Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$608M76Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$682M97Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$809M122May 15, 202513F-HRchanges · EDGAR ↗
Q4 2024$2.2B299Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$3.6B1,231Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$3.6B1,360Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.9B1,058May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$2.7B801Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$2.9B766Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$2.8B755Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$2.8B763May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$2.2B904Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$2.2B1,065Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$2.8B1,348Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$3.4B2,282May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$6.7B2,486Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$4.1B1,831Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$5.5B3,415Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$4.7B3,770May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$3.8B2,945Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$4.0B4,534Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$5.8B4,350Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.8B2,128May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$6.7B4,444Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$4.8B3,302Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$5.9B2,781Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$4.1B2,995May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$3.3B2,043Feb 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 4 additional managers.

  • Paloma Partners Advisors LP028-16676
  • Volterra Technologies LP028-20441
  • SONA ASSET MANAGEMENT (US) LLC028-21820
  • SONA ASSET MANAGEMENT (UK) LLP028-21819

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.