Managers / Q3 2021 · view latest →
AmeriServ Wealth Advisors
CIK 0001102062 · 216 FRANKLIN STREET, JOHNSTOWN, PA, 15901 · 8145335338
Summary
Ameriserv Wealth Advisors reported $130M in U.S.-listed holdings across 74 positions for Q3 2021.
The portfolio is heavily concentrated: SSO alone accounts for 30.1% of reported value.
Compared with Q2 2021, the fund opened 1 new position and exited 6.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- ETP · 51.4% · $67M
- Common Stock · 44.9% · $58M
- Closed-End Fund · 3.0% · $4M
- ADR · 0.6% · $723,000
- Other · 0.1% · $87,000
Quarter-over-Quarter Changes full breakdown →
vs Q2 2021 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| FCXFREEPORT-MCMORAN INC | NEW | +15.5K | 15.5K | +$504,000 | $504,000 |
| VOOVANGUARD INDEX FDS | ADDED | +47.4K | 60.3K | +$19M | $24M |
| QLDPROSHARES TR | ADDED | +121.4K | 163.1K | +$9M | $12M |
| VOOVVANGUARD ADMIRAL FDS INC | SOLD OUT | −27.2K | 0 | −$4M | $0 |
| VTVVANGUARD INDEX FDS | SOLD OUT | −6.1K | 0 | −$839,000 | $0 |
| CLXCLOROX CO DEL | SOLD OUT | −1.1K | 0 | −$207,000 | $0 |
| PMPHILIP MORRIS INTL INC | SOLD OUT | −2.1K | 0 | −$206,000 | $0 |
| TAT&T INC | SOLD OUT | −7.0K | 0 | −$203,000 | $0 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q3 2021
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | SSOPROSHARES TR | PSHS ULT S&P 500 · PSHS ULTRA QQQ | 30.09% | $39M | 390.0K |
| 2 | VOOVANGUARD INDEX FDShistory → | S&P 500 ETF SHS | 18.34% | $24M | 60.3K |
| 3 | LOBLIVE OAK BANCSHARES INChistory → | COM | 5.51% | $7M | 112.3K |
| 4 | AAPLAPPLE INChistory → | COM | 4.23% | $5M | 38.8K |
| 5 | AMZNAMAZON COM INChistory → | COM | 3.21% | $4M | 1.3K |
| 6 | VVISA INChistory → | COM CL A | 2.66% | $3M | 15.5K |
| 7 | BBNBLACKROCK TAX MUNICPAL BD TRhistory → | SHS | 2.05% | $3M | 103.2K |
| 8 | MSFTMICROSOFT CORPhistory → | COM | 2.01% | $3M | 9.3K |
| 9 | GOOGALPHABET INC | CAP STK CL C · CAP STK CL A | 1.94% | $3M | 942 |
| 10 | ASRVAMERISERV FINL INChistory → | COM | 1.81% | $2M | 604.2K |
| 11 | RCLROYAL CARIBBEAN GROUPhistory → | COM | 1.39% | $2M | 20.3K |
| 12 | NUENUCOR CORPhistory → | COM | 1.31% | $2M | 17.2K |
| 13 | DHRDANAHER CORPORATIONhistory → | COM | 1.29% | $2M | 5.5K |
| 14 | PYPLPAYPAL HLDGS INChistory → | COM | 1.27% | $2M | 6.3K |
| 15 | PNCPNC FINL SVCS GROUP INChistory → | COM | 1.26% | $2M | 8.4K |
| 16 | PEPPEPSICO INChistory → | COM | 1.12% | $1M | 9.7K |
| 17 | PFFISHARES TR | PFD AND INCM SEC · CORE S&P500 ETF · IBOXX HI YD ETF | 1.06% | $1M | 15.7K |
| 18 | PRUPRUDENTIAL FINL INChistory → | COM | 1.05% | $1M | 12.9K |
| 19 | NKENIKE INChistory → | CL B | 1.01% | $1M | 9.0K |
| 20 | RSPINVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 0.99% | $1M | 8.5K |
| 21 | SPYSPDR S&P 500 ETF TR | TR UNIT | 0.96% | $1M | 2.9K |
| 22 | LLYLILLY ELI & CO | COM | 0.89% | $1M | 5.0K |
| 23 | AMGNAMGEN INC | COM | 0.80% | $1M | 4.9K |
| 24 | JNJJOHNSON & JOHNSON | COM | 0.79% | $1M | 6.4K |
| 25 | DUKDUKE ENERGY CORP NEW | COM NEW | 0.73% | $950,000 | 9.7K |
| 26 | EXCEXELON CORP | COM | 0.70% | $907,000 | 18.8K |
| 27 | HDHOME DEPOT INC | COM | 0.68% | $886,000 | 2.7K |
| 28 | MOALTRIA GROUP INC | COM | 0.68% | $880,000 | 19.3K |
| 29 | DISDISNEY WALT CO | COM | 0.66% | $855,000 | 5.1K |
| 30 | WMTWALMART INC | COM | 0.65% | $845,000 | 6.1K |
| 31 | VZVERIZON COMMUNICATIONS INC | COM | 0.65% | $838,000 | 15.5K |
| 32 | BMYBRISTOL-MYERS SQUIBB CO | COM | 0.56% | $730,000 | 12.3K |
| 33 | BPBP PLC | SPONSORED ADR | 0.56% | $723,000 | 26.5K |
| 34 | MCDMCDONALDS CORP | COM | 0.46% | $597,000 | 2.5K |
| 35 | XNQPXNUVEEN PENNSYLVANIA QLT MUN | COM | 0.40% | $518,000 | 35.0K |
| 36 | JPMJPMORGAN CHASE & CO | COM | 0.40% | $516,000 | 3.2K |
| 37 | FCXFREEPORT-MCMORAN INC | CL B | 0.39% | $504,000 | 15.5K |
| 38 | CSCOCISCO SYS INC | COM | 0.38% | $496,000 | 9.1K |
| 39 | KRKROGER CO | COM | 0.38% | $491,000 | 12.1K |
| 40 | BKNGBOOKING HOLDINGS INC | COM | 0.34% | $442,000 | 186 |
| 41 | METAFACEBOOK INC | CL A | 0.30% | $392,000 | 1.2K |
| 42 | FNBF N B CORP | COM | 0.30% | $388,000 | 33.4K |
| 43 | VIACOMCBS INC | CL B | 0.27% | $356,000 | 9.0K |
| 44 | EXMOCEXXON MOBIL CORP | COM | 0.27% | $344,000 | 5.9K |
| 45 | XMYDXBLACKROCK MUNIYIELD FD INC | COM | 0.26% | $332,000 | 22.4K |
| 46 | GISGENERAL MLS INC | COM | 0.24% | $308,000 | 5.1K |
| 47 | BDXBECTON DICKINSON & CO | COM | 0.23% | $295,000 | 1.2K |
| 48 | CVSCVS HEALTH CORP | COM | 0.22% | $286,000 | 3.4K |
| 49 | BRK/BBERKSHIRE HATHAWAY INC DEL | CL B NEW | 0.22% | $285,000 | 1.0K |
| 50 | CCITIGROUP INC | COM NEW | 0.21% | $271,000 | 3.9K |
| 51 | DOCUDOCUSIGN INC | COM | 0.20% | $257,000 | 1.0K |
| 52 | AKXANSYS INC | COM | 0.20% | $255,000 | 750 |
| 53 | SPOTSPOTIFY TECHNOLOGY S A | SHS | 0.19% | $248,000 | 1.1K |
| 54 | NADNUVEEN QUALITY MUNCP INCOME | COM | 0.19% | $242,000 | 15.5K |
| 55 | BACBK OF AMERICA CORP | COM | 0.19% | $241,000 | 5.7K |
| 56 | ABTABBOTT LABS | COM | 0.18% | $231,000 | 2.0K |
| 57 | UPSUNITED PARCEL SERVICE INC | CL B | 0.18% | $228,000 | 1.3K |
| 58 | ABBVABBVIE INC | COM | 0.17% | $219,000 | 2.0K |
| 59 | MAMASTERCARD INCORPORATED | CL A | 0.16% | $209,000 | 600 |
| 60 | GABGABELLI EQUITY TR INC | COM | 0.15% | $199,000 | 29.9K |
| 61 | QUOTIENT LTD | SHS | 0.07% | $87,000 | 37.0K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $157M | 104 | May 13, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $172M | 108 | Feb 10, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $198M | 105 | Nov 12, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $202M | 106 | Aug 13, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $173M | 112 | May 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $185M | 115 | Feb 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $54M | 48 | Nov 9, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $53M | 49 | Aug 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $44M | 45 | May 4, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $50M | 50 | Feb 6, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $45M | 54 | Oct 31, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $42M | 56 | Jul 28, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $137M | 74 | May 3, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $146M | 72 | Feb 11, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $130M | 74 | Nov 5, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $128M | 78 | Jul 15, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $117M | 73 | May 4, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $102M | 73 | Feb 3, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $74M | 68 | Nov 8, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $77M | 74 | Jul 30, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $48M | 70 | Apr 24, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q4 2018 | $39M | 66 | Feb 7, 2019 | 13F-HR | changes · EDGAR ↗ |
Other Included Managers
This filing reports holdings on behalf of 1 additional manager.
- AMERISERV TRUST & FINANCIAL SERVICES CO028-04419
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.