SEC 13F Intelligence

Managers / Q1 2019 · view latest →

GOULD ASSET MANAGEMENT LLC /CA/

CIK 0001091961 · 341 WEST FIRST STREET, SUITE 200, CLAREMONT, CA, 91711 · (909) 445-1291

Reported Value
$267M
Q1 2019
Positions
136
Filings on Record
32
2019–present window
Filed
May 7, 2019
original filing

Summary

Gould Asset Management LLC /Ca/ reported $267M in U.S.-listed holdings across 136 positions for Q1 2019.

The portfolio is heavily concentrated: Spdr S P 500 Etf Tr alone accounts for 34.4% of reported value.

Compared with Q4 2018, the fund opened 14 new positions and exited 5.

Portfolio Metrics

Turnover
+1.3%
vs prior filed quarter
Top-10 Concentration
+64.6%
share of reported value
Largest Position
+34.4%
Spdr S P 500 Etf Tr
New / Exited
14 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $241MQ4 ’18Q1 ’19: $267MQ2 ’19: $277MQ3 ’19: $283MQ4 ’19: $301MQ4 ’19Q1 ’20: $262MQ2 ’20: $285MQ3 ’20: $296MQ4 ’20: $328MQ4 ’20Q1 ’21: $328MQ2 ’21: $351MQ3 ’21: $324MQ4 ’21: $357MQ4 ’21Q1 ’22: $349MQ2 ’22: $311MQ3 ’22: $295MQ4 ’22: $333MQ4 ’22Q1 ’23: $351MQ2 ’23: $358MQ3 ’23: $354MQ4 ’23: $387MQ4 ’23Q1 ’24: $413MQ2 ’24: $434MQ3 ’24: $467MQ4 ’24: $475MQ4 ’24Q1 ’25: $485MQ2 ’25: $511MQ3 ’25: $539MQ4 ’25: $564MQ4 ’25Q1 ’26: $576Mfilingsflow.com

Portfolio Composition

By security type
ETP: 50.7%Other: 38.1%Common Stock: 9.7%MLP: 0.8%Closed-End Fund: 0.4%Other: 0.3%
  • ETP · 50.7% · $136M
  • Other · 38.1% · $102M
  • Common Stock · 9.7% · $26M
  • MLP · 0.8% · $2M
  • Closed-End Fund · 0.4% · $967,000
  • Other · 0.3% · $800,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2018 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
PIMCO ETF TRNEW+9.9K9.9K+$1M$1M
TARGET CORPNEW+7.3K7.3K+$588,000$588,000
BLACKROCK TAX MUNICPAL BD TRNEW+14.8K14.8K+$332,000$332,000
CHUBB LIMITEDNEW+2.0K2.0K+$280,000$280,000
CATCATERPILLAR INC DELNEW+2.0K2.0K+$278,000$278,000
WESTERN ASSET EMRG MKT DEBTNEW+16.8K16.8K+$229,000$229,000
BACBANK AMER CORPNEW+8.2K8.2K+$225,000$225,000
BROOKFIELD ASSET MGMT INCNEW+4.8K4.8K+$223,000$223,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2019

34 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SPDR S&P 500 ETF TRTR UNIT34.39%$92M325.6K
2VGSHVANGUARD SCOTTSDALE FDShistory →SHORT TERM TREAS · SHRT TRM CORP BD · LG-TERM COR BD14.33%$38M579.3K
3ISHARES TRCORE S&P500 ETF · MSCI EAFE ETF · 20 YR TR BD ETF · 0-5 YR TIPS ETF · MSCI EMG MKT ETF · SELECT DIVID ETF · RUS MID CAP ETF · MSCI USA ESG SLC · INTL SEL DIV ETF11.52%$31M321.9K
4VTVVANGUARD INDEX FDShistory →REAL ESTATE ETF · EXTEND MKT ETF · VALUE ETF5.10%$14M139.2K
5VANGUARD INTL EQUITY INDEX FALLWRLD EX US · FTSE EMR MKT ETF2.90%$8M161.8K
6VANGUARD BD INDEX FD INCLONG TERM BOND · TOTAL BND MRKT2.57%$7M79.1K
7VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF1.78%$5M116.5K
83M COCOM1.64%$4M21.2K
9INVESCO EXCHNG TRADED FD TRTAXABLE MUN BD · PFD ETF1.06%$3M132.9K
10PIMCO ETF TRACTIVE BD ETF · ENHAN SHRT MA AC0.97%$3M25.0K
11MCDMCDONALDS CORPCOM0.96%$3M13.5K
12MDYSPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP0.90%$2M7.0K
13IAUUSDISHARES GOLD TRUSTISHARES0.77%$2M166.3K
14GQ9SPDR GOLD TRUSTGOLD SHS0.75%$2M16.4K
15VANGUARD MALVERN FDSSTRM INFPROIDX0.71%$2M38.9K
16MRKMERCK & CO INCCOM0.70%$2M22.6K
17SPDR SERIES TRUSTPORTFOLIO LR ETF0.56%$1M44.9K
18PEPPEPSICO INCCOM0.55%$1M11.9K
19SCHWAB STRATEGIC TRINTL EQTY ETF0.55%$1M46.6K
20SPDR SER TRSPDR S&P 500 ETF0.52%$1M20.2K
21MSFTMICROSOFT CORPCOM0.49%$1M11.1K
22AAPLAPPLE INCCOM0.48%$1M6.8K
23BABOEING COCOM0.48%$1M3.3K
24PFEPFIZER INCCOM0.45%$1M28.5K
25EXMOCEXXON MOBIL CORPCOM0.40%$1M13.1K
26PGPROCTER AND GAMBLE COCOM0.39%$1M9.9K
27MEDTRONIC PLCSHS0.36%$958,00010.5K
28VANGUARD WHITEHALL FDS INCHIGH DIV YLD0.35%$926,00010.8K
29BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.33%$881,0004.4K
30AMLPUSDALPS ETF TRALERIAN MLP0.33%$881,00087.8K
31VANGUARD GROUPDIV APP ETF0.29%$777,0007.1K
32PENTAIR PLCSHS0.29%$763,00017.1K
33VANGUARD WORLD FDESG INTL STK ETF0.27%$709,00014.5K
34ISHARES INCMSCI HONG KG ETF0.26%$691,00026.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$576M171May 6, 202613F-HRchanges · EDGAR ↗
Q4 2025$564M168Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$539M170Oct 28, 202513F-HRchanges · EDGAR ↗
Q2 2025$511M166Aug 5, 202513F-HRchanges · EDGAR ↗
Q1 2025$485M161May 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$475M164Feb 7, 202513F-HRchanges · EDGAR ↗
Q3 2024$467M164Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$434M164Aug 5, 202413F-HRchanges · EDGAR ↗
Q1 2024$413M163May 3, 202413F-HRchanges · EDGAR ↗
Q4 2023$387M157Feb 2, 202413F-HRchanges · EDGAR ↗
Q3 2023$354M150Oct 24, 202313F-HRchanges · EDGAR ↗
Q2 2023$358M150Aug 7, 202313F-HRchanges · EDGAR ↗
Q1 2023$351M153May 2, 202313F-HRchanges · EDGAR ↗
Q4 2022$333M157Feb 9, 202313F-HRchanges · EDGAR ↗
Q3 2022$295M131Nov 16, 2022RESTATEMENTchanges · EDGAR ↗
Q2 2022$311M142Aug 10, 202213F-HRchanges · EDGAR ↗
Q1 2022$349M144May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$357M141Feb 2, 202213F-HRchanges · EDGAR ↗
Q3 2021$324M136Nov 9, 202113F-HRchanges · EDGAR ↗
Q2 2021$351M152Aug 5, 202113F-HRchanges · EDGAR ↗
Q1 2021$328M154May 7, 202113F-HRchanges · EDGAR ↗
Q4 2020$328M144Feb 2, 202113F-HRchanges · EDGAR ↗
Q3 2020$296M135Nov 5, 202013F-HRchanges · EDGAR ↗
Q2 2020$285M133Aug 5, 202013F-HRchanges · EDGAR ↗
Q1 2020$262M125Apr 23, 202013F-HRchanges · EDGAR ↗
Q4 2019$301M146Jan 17, 202013F-HRchanges · EDGAR ↗
Q3 2019$283M142Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$277M143Jul 31, 201913F-HRchanges · EDGAR ↗
Q1 2019$267M136May 7, 201913F-HRchanges · EDGAR ↗
Q4 2018$241M127Feb 4, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.