SEC 13F Intelligence

Managers / Q4 2019 · view latest →

BASSWOOD CAPITAL MANAGEMENT, L.L.C.

CIK 0001085393 · 645 MADISON AVENUE, 10TH FLOOR, NEW YORK, NY, 10022 · 212-521-9500

Reported Value
$1.4B
Q4 2019
Positions
108
Filings on Record
30
2019–present window
Filed
Feb 14, 2020
original filing

Summary

Basswood Capital Management, L.L.C. reported $1.4B in U.S.-listed holdings across 108 positions for Q4 2019.

Its largest position, OMF, represents 5.5% of the portfolio.

Compared with Q3 2019, the fund opened 6 new positions and exited 10.

Portfolio Metrics

Turnover
+9.7%
vs prior filed quarter
Top-10 Concentration
+41.5%
share of reported value
Largest Position
+5.5%
Onemain
New / Exited
6 / 10
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.7BQ4 ’18Q1 ’19: $1.5BQ2 ’19: $1.6BQ3 ’19: $1.4BQ4 ’19: $1.4BQ4 ’19Q1 ’20: $856MQ2 ’20: $1.0BQ3 ’20: $1.2BQ4 ’20: $1.6BQ4 ’20Q1 ’21: $2.2BQ2 ’21: $2.4BQ3 ’21: $2.5BQ4 ’21: $2.2BQ4 ’21Q1 ’22: $2.1BQ2 ’22: $1.6BQ3 ’22: $1.4BQ4 ’22: $1.4BQ4 ’22Q1 ’23: $1.4BQ2 ’23: $1.4BQ3 ’23: $1.3BQ4 ’23: $1.5BQ4 ’23Q1 ’24: $1.7BQ2 ’24: $1.5BQ3 ’24: $1.9BQ4 ’24: $1.7BQ4 ’24Q1 ’25: $1.8BQ2 ’25: $2.2BQ3 ’25: $2.4BQ4 ’25: $2.5BQ4 ’25Q1 ’26: $2.1Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 89.5%Other: 10.5%ETP: 0.0%
  • Common Stock · 89.5% · $1.3B
  • Other · 10.5% · $151M
  • ETP · 0.0% · $341,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
EVREVERCORE INCNEW+101.3K101.3K+$8M$8M
A4SAMERIPRISE FINL INCNEW+23.6K23.6K+$4M$4M
ROYAL CARIBBEAN CRUISES LTDNEW+12.6K12.6K+$2M$2M
LBCUSDLUTHER BURBANK CORPNEW+92.8K92.8K+$1M$1M
TSBKTIMBERLAND BANCORP INCNEW+28.9K28.9K+$861,000$861,000
SPDR SERIES TRUSTNEW+5.9K5.9K+$341,000$341,000
DFSEURDISCOVER FINL SVCSADDED+169.6K230.7K+$15M$20M
FBCUSDFLAGSTAR BANCORP INCADDED+139.7K228.0K+$5M$9M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1OMFONEMAIN HLDGS INChistory →COM5.52%$79M1.88M
2JPMJPMORGAN CHASE & COhistory →COM4.88%$70M501.9K
3WFCWELLS FARGO CO NEWhistory →COM4.85%$70M1.29M
4USBUS BANCORP DELhistory →COM NEW4.76%$68M1.15M
5BRIDGE BANCORP INCCOM4.66%$67M1.99M
6AERCAP HOLDINGS NVSHS3.77%$54M878.5K
7STERLING BANCORP DELCOM3.75%$54M2.55M
8COFCAPITAL ONE FINL CORPhistory →COM3.56%$51M495.7K
9RMREGIONAL MGMT CORPhistory →COM2.94%$42M1.40M
10BACBANK AMER CORPhistory →COM2.86%$41M1.16M
11ALLYALLY FINL INChistory →COM2.84%$41M1.33M
12ALAIR LEASE CORPhistory →CL A2.67%$38M805.5K
13CCSCENTURY CMNTYS INChistory →COM2.10%$30M1.10M
14LENLENNAR CORPhistory →CL A2.03%$29M521.9K
15HONGBPHONEYWELL INTL INChistory →COM2.01%$29M163.2K
16TMHCTAYLOR MORRISON HOME CORPhistory →COM1.95%$28M1.28M
17TRVCCITIGROUP INChistory →COM NEW1.52%$22M273.5K
18MCBMETROPOLITAN BK HLDG CORPhistory →COM1.48%$21M439.3K
19PACWUSDPACWEST BANCORP DELhistory →COM1.43%$20M535.0K
20DFSEURDISCOVER FINL SVCShistory →COM1.36%$20M230.7K
21EWBCEAST WEST BANCORP INChistory →COM1.31%$19M386.2K
22TOLTOLL BROTHERS INChistory →COM1.31%$19M474.2K
23CFGCITIZENS FINL GROUP INChistory →COM1.31%$19M461.4K
24DWDMORGAN STANLEYhistory →COM NEW1.23%$18M346.2K
25MRLNUSDMARLIN BUSINESS SVCS CORPhistory →COM1.09%$16M711.4K
26RFREGIONS FINL CORP NEWhistory →COM1.09%$16M910.7K
27TQJSIGNATURE BK NEW YORK N Yhistory →COM1.07%$15M112.5K
28FNFFIDELITY NATIONAL FINANCIALhistory →FNF GROUP COM1.06%$15M334.2K
29BB4AXOS FINL INChistory →COM1.02%$15M480.9K
30PKBKPARKE BANCORP INChistory →COM0.83%$12M468.8K
31CACCAMDEN NATL CORPhistory →COM0.80%$11M247.7K
32NORWEGIAN CRUISE LINE HLDG LSHS0.76%$11M186.7K
33ZIONZIONS BANCORPORATION N Ahistory →COM0.74%$11M203.9K
34MRBKMERIDIAN BK PAOLI PAhistory →COM0.73%$10M516.4K
35SB ONE BANCORPCOM0.71%$10M406.9K
36CUBICUSTOMERS BANCORP INChistory →COM0.71%$10M425.3K
37ON1OLD NATL BANCORP INDhistory →COM0.70%$10M552.2K
38PFBCPREFERRED BK LOS ANGELES CAhistory →COM NEW0.70%$10M167.3K
39SYU1SYNOVUS FINL CORPCOM NEW0.69%$10M254.0K
40ESQESQUIRE FINL HLDGS INCCOM0.65%$9M359.2K
41BLKCHFBLACKROCK INCCOM0.63%$9M18.0K
42FBCUSDFLAGSTAR BANCORP INCCOM PAR .0010.61%$9M228.0K
43TCBITEXAS CAPITAL BANCSHARES INCCOM0.60%$9M150.3K
44SIVBEURSVB FINL GROUPCOM0.59%$9M33.9K
45WSBCWESBANCO INCCOM0.59%$8M223.2K
46MASMASCO CORPCOM0.58%$8M174.6K
47PFSIPENNYMAC FINL SVCS INCCOM0.58%$8M243.8K
48MBINMERCHANTS BANCORP INDCOM0.56%$8M409.0K
49FNBFNB CORP PACOM0.56%$8M631.1K
50WEAWESTERN ALLIANCE BANCORPCOM0.56%$8M140.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$2.1B108May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$2.5B111Feb 13, 202613F-HRchanges · EDGAR ↗
Q3 2025$2.4B113Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$2.2B115Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.8B114May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.7B107Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.9B105Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.5B90Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.7B98May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.5B102Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.3B103Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.4B101Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.4B110May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.4B117Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.4B130Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.6B136Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$2.1B133May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$2.2B135Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$2.5B148Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.4B146Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$2.2B133May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.6B83Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.2B83Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.0B81Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$856M99May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.4B108Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.4B111Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.6B131Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.5B127May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.7B133Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.