SEC 13F Intelligence

Managers / Q2 2019 · view latest →

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

CIK 0001079935 · 2121 AVENUE OF THE STARS, SUITE 1600, LOS ANGELES, CA, 90067 · 8007235115

Reported Value
$1.3B
Q2 2019
Positions
192
Filings on Record
37
2019–present window
Filed
Aug 1, 2019
original filing

Summary

Signature Estate & Investment Advisors LLC reported $1.3B in U.S.-listed holdings across 192 positions for Q2 2019.

Its largest position, Rydex Etf, represents 8.7% of the portfolio.

Compared with Q1 2019, the fund opened 39 new positions and exited 10.

Portfolio Metrics

Turnover
+2.7%
vs prior filed quarter
Top-10 Concentration
+41.6%
share of reported value
Largest Position
+8.7%
Rydex Etf
New / Exited
39 / 10
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.1BQ4 ’18Q1 ’19: $1.2BQ2 ’19: $1.3BQ3 ’19: $1.5BQ4 ’19: $1.6BQ4 ’19Q1 ’20: $1.3BQ2 ’20: $1.4BQ3 ’20: $1.6BQ4 ’20: $1.9BQ4 ’20Q1 ’21: $2.1BQ2 ’21: $2.2BQ3 ’21: $2.0BQ4 ’21: $2.2BQ4 ’21Q1 ’22: $2.2BQ2 ’22: $2.0BQ3 ’22: $2.1BQ1 ’23: $3MQ1 ’23Q2 ’23: $3MQ3 ’23: $3MQ4 ’23: $3MQ2 ’24: $4.0BQ2 ’24Q3 ’24: $4.3BQ4 ’24: $4.0BQ1 ’25: $3.8BQ2 ’25: $4.3BQ2 ’25Q3 ’25: $4.7BQ4 ’25: $5.0BQ1 ’26: $4.9Bfilingsflow.com

Portfolio Composition

By security type
ETP: 59.3%Common Stock: 33.2%Other: 4.1%REIT: 2.2%Closed-End Fund: 1.2%
  • ETP · 59.3% · $777M
  • Common Stock · 33.2% · $434M
  • Other · 4.1% · $54M
  • REIT · 2.2% · $29M
  • Closed-End Fund · 1.2% · $16M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
INVESCO EXCH TRD SLF IDX FDNEW+1.48M1.48M+$36M$36M
CMCSACOMCAST CORP NEWNEW+548.7K548.7K+$23M$23M
ISHARES TRNEW+222.6K222.6K+$6M$6M
SSGA ACTIVE ETF TRNEW+94.8K94.8K+$5M$5M
FIRST TR EXCH TRADED FD IIINEW+237.7K237.7K+$5M$5M
FIRST TR EXCHANG TRADED FD INEW+74.6K74.6K+$4M$4M
FIRST TR EXCHANGE-TRADED FDNEW+156.8K156.8K+$3M$3M
FIRST TR EXCHANGE TRADED FDNEW+42.5K42.5K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2019

38 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1RYDEX ETF TRUSTGUG S&P 500 PU GR8.71%$114M954.8K
2ISHARES TRMIN VOL USA ETF · N AMER TECH ETF · CORE MSCI INTL · IBONDS DEC2023 · S&P SML 600 GWT8.11%$106M1.33M
3GOLDMAN SACHS ETF TREQUITY ETF7.79%$102M1.74M
4SELECT SECTOR SPDR TRSBI HEALTHCARE · SBI INT-INDS6.49%$85M1.00M
5VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF4.39%$57M1.38M
6SPDR INDEX SHS FDSPORTFOLIO DEVLPD · PORTFOLIO EMG MK3.80%$50M1.56M
7WISDOMTREE TRDEFA FD · MIDCAP DIVI FD3.18%$42M882.9K
8INVESCO EXCH TRD SLF IDX FDBULSHS 2020 HY2.72%$36M1.48M
9VTVVANGUARD INDEX FDSVALUE ETF · GROWTH ETF2.44%$32M243.7K
10ISHARESINTL SEL DIV ETF · EM MKTS DIV ETF · S&P 500 GRWT ETF2.33%$31M759.0K
11MAMASTERCARD INChistory →CL A2.06%$27M101.8K
12TMOTHERMO FISHER SCIENTIFIC INChistory →COM2.02%$27M90.2K
13PLDPROLOGIS INChistory →COM2.01%$26M329.3K
14AAPLAPPLE INChistory →COM2.01%$26M133.2K
15WMTWAL-MART STORES INChistory →COM2.00%$26M236.5K
16ALXNALEXION PHARMACEUTICALS INChistory →COM1.98%$26M198.0K
17DISDISNEY WALT COhistory →COM DISNEY1.96%$26M184.3K
18HONGBPHONEYWELL INTL INChistory →COM1.94%$25M145.4K
19MCDMCDONALDS CORPhistory →COM1.94%$25M122.2K
20CHVCHEVRON CORP NEWhistory →COM1.92%$25M202.5K
21ICEINTERCONTINENTAL EXCHANGE INhistory →COM1.92%$25M292.1K
22AMZNAMAZON COM INChistory →COM1.91%$25M13.2K
23FISVFISERV INChistory →COM1.90%$25M273.2K
24CSCOCISCO SYS INChistory →COM1.87%$25M447.9K
25CMCSACOMCAST CORP NEWhistory →CL A1.77%$23M548.7K
26PEOEXELON CORPhistory →COM1.76%$23M480.6K
27SPDR SERIES TRUSTS&P 600 SMCP GRW · S&P 400 MDCP VAL1.52%$20M341.1K
28UBS AG JERSEY BRHALERIAN INFRST1.28%$17M752.2K
29CLEARBRIDGE ENERGY MLP FD INCOM1.27%$17M1.39M
30KYNEURKAYNE ANDERSON MLP INVSMT COhistory →COM0.94%$12M800.1K
31AMJEURJPMORGAN CHASE & COALERIAN ML ETN · COM0.92%$12M325.1K
32VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF0.58%$8M177.4K
33CLEARBRIDGE ENERGY MIDSTRM OCOM0.53%$7M749.1K
34MSFTMICROSOFT CORPCOM0.45%$6M43.8K
35SYKSTRYKER CORPCOM0.37%$5M23.3K
36INGERSOLL-RAND PLCSHS0.36%$5M37.5K
37NEENEXTERA ENERGY INCCOM0.36%$5M22.8K
38SSGA ACTIVE ETF TRSPDR TR TACTIC0.36%$5M94.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$4.9B1,014Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$5.0B948Feb 6, 202613F-HRchanges · EDGAR ↗
Q3 2025$4.7B945Nov 5, 202513F-HRchanges · EDGAR ↗
Q2 2025$4.3B918Jul 29, 202513F-HRchanges · EDGAR ↗
Q1 2025$3.8B893May 16, 202513F-HRchanges · EDGAR ↗
Q4 2024$4.0B873Feb 11, 202513F-HRchanges · EDGAR ↗
Q3 2024$4.3B845Nov 6, 202413F-HRchanges · EDGAR ↗
Q2 2024$4.0B809Jul 26, 202413F-HRchanges · EDGAR ↗
Q1 2024Under review314May 13, 202413F-HRchanges · EDGAR ↗
Q4 2023$3M331Jan 29, 202413F-HRchanges · EDGAR ↗
Q3 2023$3M307Oct 26, 202313F-HRchanges · EDGAR ↗
Q2 2023$3M312Jul 20, 202313F-HRchanges · EDGAR ↗
Q1 2023$3M315May 3, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review327Jan 11, 202313F-HRchanges · EDGAR ↗
Q3 2022$2.1B298Oct 20, 202213F-HRchanges · EDGAR ↗
Q2 2022$2.0B311Jul 13, 202213F-HRchanges · EDGAR ↗
Q1 2022$2.2B304Apr 19, 202213F-HRchanges · EDGAR ↗
Q4 2021$2.2B301Jan 20, 202213F-HRchanges · EDGAR ↗
Q3 2021$2.0B297Oct 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.2B298Jul 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$2.1B308Apr 15, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.9B294Jan 13, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.6B280Oct 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.4B259Jul 21, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.3B223May 7, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.6B191Feb 6, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.5B194Oct 31, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.3B192Aug 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.2B163May 1, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.1B172Feb 1, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.