SEC 13F Intelligence

Managers / Q3 2020 · view latest →

GREAT LAKES ADVISORS, LLC

CIK 0001078013 · 231 S. LASALLE STREET, 4TH FLOOR, CHICAGO, IL, 60604 · 3124311700

Reported Value
$4.7B
Q3 2020
Positions
821
Filings on Record
30
2019–present window
Filed
Nov 4, 2020
original filing

Summary

Great Lakes Advisors, LLC reported $4.7B in U.S.-listed holdings across 821 positions for Q3 2020.

Its largest position, MSFT, represents 1.7% of the portfolio.

Compared with Q2 2020, the fund opened 94 new positions and exited 70.

Portfolio Metrics

Turnover
+12.7%
vs prior filed quarter
Top-10 Concentration
+13.1%
share of reported value
Largest Position
+1.7%
Microsoft
New / Exited
94 / 70
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $4.2BQ4 ’18Q1 ’19: $4.5BQ2 ’19: $4.6BQ3 ’19: $4.6BQ4 ’19: $4.7BQ4 ’19Q1 ’20: $3.4BQ2 ’20: $4.1BQ3 ’20: $4.7BQ4 ’20: $5.5BQ4 ’20Q1 ’21: $6.2BQ2 ’21: $6.6BQ3 ’21: $6.4BQ4 ’21: $6.6BQ4 ’21Q1 ’22: $6.1BQ2 ’22: $5.1BQ3 ’22: $4.6BQ4 ’22: $1.7BQ4 ’22Q1 ’23: $11.0BQ2 ’23: $10.0BQ3 ’23: $11.0BQ4 ’23: $10.5BQ4 ’23Q1 ’24: $11.8BQ2 ’24: $11.3BQ3 ’24: $11.9BQ4 ’24: $11.7BQ4 ’24Q1 ’25: $11.2BQ2 ’25: $11.9BQ3 ’25: $12.0BQ4 ’25: $12.3BQ4 ’25Q1 ’26: $12.1Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 74.2%Other: 8.4%Open-End Fund: 6.7%ETP: 5.9%REIT: 3.3%Other: 1.4%
  • Common Stock · 74.2% · $3.5B
  • Other · 8.4% · $399M
  • Open-End Fund · 6.7% · $315M
  • ETP · 5.9% · $278M
  • REIT · 3.3% · $157M
  • Other · 1.4% · $68M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
Janus Henderson Global Real EsNEW+1.87M1.87M+$23M$23M
AMHAmerican Homes 4 Rent Cl ANEW+668.6K668.6K+$19M$19M
PENNPenn Natl Gaming IncNEW+241.1K241.1K+$18M$18M
ADPTAdaptive Biotechnologies CorpNEW+324.9K324.9K+$16M$16M
TXTTextron IncNEW+431.5K431.5K+$16M$16M
PLCEChildrens Place IncNEW+538.3K538.3K+$15M$15M
CCChemours CoNEW+674.7K674.7K+$14M$14M
REALThe Realreal IncNEW+962.1K962.1K+$14M$14M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1MSFTMicrosoft Corphistory →COM1.75%$82M392.1K
2CMCSAComcast Corp Cl Ahistory →COM1.59%$75M1.62M
3APDIXArtisan Intl Fund Advhistory →ETF1.42%$67M2.05M
4BRK/BBerkshire Hathaway Inc Cl Bhistory →COM1.26%$60M280.4K
5BWABorgWarner Inchistory →COM1.25%$59M1.52M
6Causeway Emerg Mkt Fund Inst CETF1.24%$59M4.59M
7Advisors Inner Circle Fund CamETF1.20%$57M4.90M
8AVYAvery Dennison Corphistory →COM1.18%$56M437.6K
9PEGPublic Service Enterprise Grouhistory →COM1.10%$52M944.0K
10ORCLOracle Corphistory →COM1.08%$51M855.1K
114I1Philip Morris Intl Inchistory →COM1.08%$51M679.7K
12AAPLApple Inchistory →COM1.07%$51M436.3K
13CMICummins Inchistory →COM1.03%$49M230.9K
14Lazard Global Infra InstETF1.00%$47M3.38M
15PNCPNC Financial Services Group Ihistory →COM0.97%$46M416.8K
16MRKMerck & Co Inchistory →COM0.95%$45M541.0K
17CVSCVS Health Corphistory →COM0.93%$44M756.3K
18EXPEExpedia Group Inchistory →COM0.89%$42M456.6K
19MCKMcKesson Corphistory →COM0.89%$42M281.0K
20Chubb LimitedCOM0.89%$42M360.3K
21Causeway Cap Mgmt Tr Intl ValuETF0.88%$42M3.21M
22BACBank America Corphistory →COM0.87%$41M1.71M
23DISDisney Walt Co Disneyhistory →COM0.87%$41M330.9K
24INTCIntel Corphistory →COM0.86%$41M788.7K
25GOOGAlphabet Inc Cap Stock Cl Chistory →COM0.85%$40M27.3K
26CHVChevron Corphistory →COM0.85%$40M555.4K
27TRVCCitigroup Inchistory →COM0.82%$39M900.7K
28LMTLockheed Martin Corphistory →COM0.82%$39M101.3K
29PRUPrudential Financial Inchistory →COM0.81%$38M599.8K
30AXPAmerican Express Cohistory →COM0.81%$38M379.8K
31RenaissanceRe Holdings LtdCOM0.80%$38M222.2K
32UNHUnitedHealth Group Inchistory →COM0.78%$37M118.1K
33ABBVAbbVie Inchistory →COM0.77%$36M413.9K
34AMZNAmazon com Inchistory →COM0.76%$36M11.4K
35iShares Core MSCI EAFEETF0.69%$33M543.9K
36BSXBoston Scientific Corphistory →COM0.66%$31M817.3K
37Charles River Laboratories IntCOM0.64%$30M132.7K
38Parnassus Fund Mid Cap InstETF0.63%$30M840.6K
39BUDAnheuser-Busch InBev SA NV Sphistory →ADR0.62%$29M542.4K
40RDS/AUSDRoyal Dutch Shell PLC Sp ADR Ahistory →ADR0.61%$29M1.15M
41IRTCIrhythm Technologies Inchistory →COM0.61%$29M121.5K
42DWDPEURDuPont de Nemours Inchistory →COM0.61%$29M519.9K
43NVDANVIDIA Corphistory →COM0.60%$29M52.8K
44General Electric CoCOM0.60%$29M4.58M
45ZZillow Group Inc Cl C Cap Stochistory →COM0.59%$28M274.7K
46DFSEURDiscover Financial Serviceshistory →COM0.58%$28M477.4K
47BKNGBooking Holdings Inchistory →COM0.56%$26M15.4K
48SLBSchlumberger Ltdhistory →COM0.55%$26M1.67M
49AMEDAmedisys Inchistory →COM0.53%$25M106.7K
50CNRCanadian National Railway Cohistory →COM0.53%$25M235.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$12.1B1,698May 12, 202613F-HRchanges · EDGAR ↗
Q4 2025$12.3B1,708Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$12.0B1,681Nov 3, 202513F-HRchanges · EDGAR ↗
Q2 2025$11.9B1,629Aug 11, 202513F-HRchanges · EDGAR ↗
Q1 2025$11.2B1,536May 16, 202513F-HRchanges · EDGAR ↗
Q4 2024$11.7B1,608Feb 10, 202513F-HRchanges · EDGAR ↗
Q3 2024$11.9B1,660Nov 4, 202413F-HRchanges · EDGAR ↗
Q2 2024$11.3B1,615Aug 6, 202413F-HRchanges · EDGAR ↗
Q1 2024$11.8B1,554May 8, 202413F-HRchanges · EDGAR ↗
Q4 2023$10.5B1,513Feb 8, 202413F-HRchanges · EDGAR ↗
Q3 2023$11.0B1,432Nov 7, 202313F-HRchanges · EDGAR ↗
Q2 2023$10.0B1,195Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$11.0B1,274May 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.7B990Feb 9, 202313F-HRchanges · EDGAR ↗
Q3 2022$4.6B988Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$5.1B956Aug 9, 202213F-HRchanges · EDGAR ↗
Q1 2022$6.1B977May 6, 202213F-HRchanges · EDGAR ↗
Q4 2021$6.6B970Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$6.4B956Nov 9, 202113F-HRchanges · EDGAR ↗
Q2 2021$6.6B975Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$6.2B955May 3, 202113F-HRchanges · EDGAR ↗
Q4 2020$5.5B894Feb 9, 202113F-HRchanges · EDGAR ↗
Q3 2020$4.7B821Nov 4, 202013F-HRchanges · EDGAR ↗
Q2 2020$4.1B802Aug 7, 202013F-HRchanges · EDGAR ↗
Q1 2020$3.4B759May 8, 202013F-HRchanges · EDGAR ↗
Q4 2019$4.7B784Feb 7, 202013F-HRchanges · EDGAR ↗
Q3 2019$4.6B1,050Nov 6, 201913F-HRchanges · EDGAR ↗
Q2 2019$4.6B1,033Aug 5, 201913F-HRchanges · EDGAR ↗
Q1 2019$4.5B1,078May 7, 201913F-HRchanges · EDGAR ↗
Q4 2018$4.2B839Feb 13, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.