SEC 13F Intelligence

Managers / Q4 2020 · view latest →

WADDELL & REED FINANCIAL INC

CIK 0001052100 · 6300 LAMAR AVE, OVERLAND PARK, KS, 66202-4200 · 9132362000

Reported Value
$47.4B
Q4 2020
Positions
481
Filings on Record
10
2019–present window
Filed
Feb 12, 2021
original filing

Summary

Waddell & Reed Financial Inc reported $47.4B in U.S.-listed holdings across 481 positions for Q4 2020.

Its largest position, MSFT, represents 5.2% of the portfolio.

Compared with Q3 2020, the fund opened 55 new positions and exited 33.

Portfolio Metrics

Turnover
+6.4%
vs prior filed quarter
Top-10 Concentration
+22.7%
share of reported value
Largest Position
+5.2%
Microsoft
New / Exited
55 / 33
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $35.3BQ4 ’18Q1 ’19: $40.4BQ2 ’19: $40.4BQ2 ’19Q3 ’19: $38.7BQ4 ’19: $40.3BQ4 ’19Q1 ’20: $30.8BQ2 ’20: $38.7BQ2 ’20Q3 ’20: $41.7BQ4 ’20: $47.4BQ4 ’20Q1 ’21: $48.6Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 87.6%Other: 7.7%ADR: 3.2%REIT: 0.9%ETP: 0.3%Other: 0.3%
  • Common Stock · 87.6% · $41.6B
  • Other · 7.7% · $3.7B
  • ADR · 3.2% · $1.5B
  • REIT · 0.9% · $407M
  • ETP · 0.3% · $165M
  • Other · 0.3% · $121M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ICEINTERCONTINENTAL EXCHANGE INNEW+1.42M1.42M+$164M$164M
SGENUSDSEAGEN INCNEW+817.9K817.9K+$143M$143M
INVESCO QQQ TRNEW+351.5K351.5K+$110M$110M
SPDR S&P MIDCAP 400 ETF TRNEW+261.9K261.9K+$110M$110M
ZBRAZEBRA TECHNOLOGIES CORPORATINEW+240.5K240.5K+$92M$92M
PLUNPLUG POWER INCNEW+2.28M2.28M+$77M$77M
PINSPINTEREST INCNEW+1.16M1.16M+$76M$76M
IAC INTERACTIVECORP NEWNEW+392.0K392.0K+$74M$74M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

49 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1MSFTMICROSOFT CORPhistory →COM5.16%$2.4B10.99M
2AAPLAPPLE INChistory →COM4.03%$1.9B14.41M
3AMZNAMAZON COM INChistory →COM3.11%$1.5B452.5K
4METAFACEBOOK INChistory →CL A2.50%$1.2B4.34M
5GOOGLALPHABET INCCAP STK CL A · CAP STK CL C2.37%$1.1B642.3K
6CERNCHFCERNER CORPhistory →COM1.53%$727M9.26M
7MUMICRON TECHNOLOGY INChistory →COM1.36%$646M8.59M
8OLEDUNIVERSAL DISPLAY CORPhistory →COM1.19%$565M2.46M
9QCOMQUALCOMM INChistory →COM1.09%$519M3.41M
10EAELECTRONIC ARTS INChistory →COM1.07%$509M3.55M
11FISVFISERV INChistory →COM0.95%$451M3.96M
12AZPNUSDASPEN TECHNOLOGY INChistory →COM0.92%$435M3.34M
13VVISA INChistory →COM CL A0.90%$428M1.96M
14UNHUNITEDHEALTH GROUP INChistory →COM0.90%$427M1.22M
15ASML HOLDING N VN Y REGISTRY SHS0.86%$410M839.7K
16BABAALIBABA GROUP HLDG LTDhistory →SPONSORED ADS0.86%$408M1.76M
17INTUINTUIThistory →COM0.85%$404M1.06M
18PYPLPAYPAL HLDGS INChistory →COM0.83%$393M1.68M
19MCHPMICROCHIP TECHNOLOGY INC.history →COM0.82%$390M2.82M
20WNSNWNS HLDGS LTDhistory →SPON ADR0.80%$381M5.28M
21TSAACI WORLDWIDE INChistory →COM0.79%$375M9.75M
22UNPUNION PAC CORPhistory →COM0.76%$362M1.74M
23TSMTAIWAN SEMICONDUCTOR MFG LTDhistory →SPONSORED ADS0.76%$359M3.29M
24NVDANVIDIA CORPORATIONhistory →COM0.74%$349M668.2K
25DWDMORGAN STANLEYhistory →COM NEW0.73%$346M5.05M
26MPWRMONOLITHIC PWR SYS INChistory →COM0.72%$341M932.2K
27VRTXVERTEX PHARMACEUTICALS INChistory →COM0.70%$330M1.40M
28EEFTEURONET WORLDWIDE INChistory →COM0.68%$320M2.21M
29CSGPCOSTAR GROUP INChistory →COM0.67%$319M344.9K
30TWLOTWILIO INChistory →CL A0.67%$317M936.0K
31CMGCHIPOTLE MEXICAN GRILL INChistory →COM0.66%$311M224.4K
32ADBEADOBE SYSTEMS INCORPORATEDhistory →COM0.64%$302M603.8K
33CRMSALESFORCE COM INChistory →COM0.60%$285M1.28M
34DC4DEXCOM INChistory →COM0.59%$282M762.2K
35MKTXMARKETAXESS HLDGS INChistory →COM0.57%$270M473.8K
36SWKSTANLEY BLACK & DECKER INChistory →COM0.56%$264M1.48M
37ISRGINTUITIVE SURGICAL INChistory →COM NEW0.54%$254M311.0K
38KEYSKEYSIGHT TECHNOLOGIES INChistory →COM0.53%$253M1.91M
39MSIMOTOROLA SOLUTIONS INChistory →COM NEW0.53%$250M1.47M
40MAMASTERCARD INCORPORATEDhistory →CL A0.52%$246M689.0K
41JPMJPMORGAN CHASE & COhistory →COM0.51%$242M1.90M
42TERTERADYNE INChistory →COM0.49%$234M1.96M
43ZBHZIMMER BIOMET HOLDINGS INChistory →COM0.49%$233M1.51M
44DOCUDOCUSIGN INChistory →COM0.49%$232M1.05M
45DFSEURDISCOVER FINL SVCShistory →COM0.47%$222M2.45M
46MRNAMODERNA INChistory →COM0.46%$219M2.10M
47FIVNFIVE9 INChistory →COM0.46%$219M1.26M
48TDOCTELADOC HEALTH INChistory →COM0.44%$211M1.05M
49APTIV PLCSHS0.43%$205M1.58M

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2021$48.6B477May 12, 202113F-HRchanges · EDGAR ↗
Q4 2020$47.4B481Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$41.7B459Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$38.7B453Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$30.8B435May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$40.3B447Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$38.7B449Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$40.4B479Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$40.4B490May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$35.3B487Feb 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • Ivy Investment Management Company28-10368

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.