SEC 13F Intelligence

Managers / Q3 2021 · view latest →

GRIES FINANCIAL LLC

CIK 0001049662 · 1300 EAST NINTH ST, SUITE 1900, CLEVELAND, OH, 44114 · 8333099900

Reported Value
$319M
Q3 2021
Positions
156
Filings on Record
20
2019–present window
Filed
Nov 12, 2021
original filing

Summary

Gries Financial LLC reported $319M in U.S.-listed holdings across 156 positions for Q3 2021.

Its largest position, Ishares Core S P 500 Etf, represents 10.0% of the portfolio.

Compared with Q2 2021, the fund opened 28 new positions and exited 35.

Portfolio Metrics

Turnover
+19.2%
vs prior filed quarter
Top-10 Concentration
+39.6%
share of reported value
Largest Position
+10.0%
Ishares Core S P 500 Etf
New / Exited
28 / 35
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’21: $313MQ1 ’21Q2 ’21: $312MQ3 ’21: $319MQ3 ’21Q4 ’21: $245MQ1 ’22: $272MQ1 ’22Q2 ’22: $210MQ3 ’22: $236MQ3 ’22Q3 ’23: $371MQ4 ’23: $455MQ4 ’23Q1 ’24: $598MQ2 ’24: $486MQ2 ’24Q3 ’24: $534MQ4 ’24: $563MQ4 ’24Q1 ’25: $516MQ2 ’25: $550MQ2 ’25Q3 ’25: $633Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 64.4%ETP: 33.6%Other: 1.6%REIT: 0.4%ADR: 0.1%
  • Common Stock · 64.4% · $205M
  • ETP · 33.6% · $107M
  • Other · 1.6% · $5M
  • REIT · 0.4% · $1M
  • ADR · 0.1% · $240,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
MDYSPDR S&P MidCap 400NEW+9.9K9.9K+$5M$5M
iShares Commodities Select Strategy ETFNEW+127.2K127.2K+$5M$5M
PIMCO Enhanced Short Maturity ETFNEW+40.1K40.1K+$4M$4M
BCSFBain Capital Specialty Finance IncNEW+225.7K225.7K+$3M$3M
CGBDTCG BDC IncNEW+245.8K245.8K+$3M$3M
Vanguard Total Stock Market ETFNEW+12.0K12.0K+$3M$3M
JPMorgan Ultra-Short Income ETFNEW+42.4K42.4K+$2M$2M
iShares Barclays TIPS BondNEW+16.7K16.7K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1iShares Core S&P 500 ETFCORE S&P500 ETF10.04%$32M74.3K
2AVLRUSDAvalara Inchistory →COM9.81%$31M178.8K
3PGRProgressive Corporationhistory →COM4.32%$14M152.2K
4CITCINTAS CORPhistory →COM3.38%$11M28.3K
5AAPLApple Inchistory →COM3.12%$10M70.2K
6SPDR S&P 500TR UNIT2.87%$9M21.3K
7TAT&T Inchistory →COM1.72%$5M202.5K
8MDYSPDR S&P MidCap 400history →UTSER1 S&PDCRP1.50%$5M9.9K
9iShares Commodities Select Strategy ETFGSCI CMDTY STGY1.43%$5M127.2K
10iShares Core S&P Mid-Cap ETFCORE S&P MCP ETF1.43%$5M17.3K
11iShares Russell 2000 IndexRUSSELL 2000 ETF1.41%$4M20.5K
12MSFTMicrosoft Corporationhistory →COM1.40%$4M15.9K
13Goldman Sachs Active Beta U.S. Small CapACTIVEBETA US LG1.38%$4M69.7K
14iShares Core MSCI Total Intl Stk ETFCORE MSCI TOTAL1.30%$4M58.4K
15PIMCO Enhanced Short Maturity ETFENHAN SHRT MA AC1.28%$4M40.1K
16iShares Core S&P Total US Stock MktCORE S&P TTL STK1.17%$4M37.8K
17BCSFBain Capital Specialty Finance Inchistory →COM STK1.05%$3M225.7K
18CGBDTCG BDC Inchistory →COM1.03%$3M245.8K
19BACVerizon Communications Inchistory →COM1.00%$3M59.3K
20JPMJPMorgan Chase & Cohistory →COM1.00%$3M19.5K
21BNYBank of New York Mellon CorpCOM0.97%$3M59.9K
22CSXCSX CorpCOM0.97%$3M103.6K
23GILDGilead Sciences IncCOM0.95%$3M43.3K
24ABBVAbbvie IncCOM0.94%$3M27.7K
25CAGConAgra Foods Inc.COM0.93%$3M88.0K
26OGEOGE Energy CorpCOM0.89%$3M86.3K
27CTSHCognizant Technology Solutions CorporationCL A0.89%$3M38.3K
28HDHome Depot Inc.COM0.88%$3M8.5K
29PFEPfizer IncCOM0.87%$3M64.8K
30Vanguard Total Stock Market ETFTOTAL STK MKT0.83%$3M12.0K
31CVSCVS Health CorpCOM0.81%$3M30.5K
32LMTLockheed Martin CorporationCOM0.78%$2M7.2K
33CICigna Holding CoCOM0.77%$2M12.2K
34CAHCardinal Health IncCOM0.77%$2M49.4K
35CSCOCisco Systems IncCOM0.74%$2M43.1K
36iShares Global Financials ETFGLOBAL FINALS ETF0.73%$2M29.7K
37EXMOCExxon Mobil CorporationCOM0.71%$2M38.7K
38OMCOmnicom Group Inc.COM0.69%$2M30.2K
39Viacomcbs Cl B OrdCL B0.68%$2M54.8K
40JPMorgan Ultra-Short Income ETFULTRA SHRT INC0.67%$2M42.4K
41NFGNational Fuel Gas CompanyCOM0.67%$2M40.9K
42iShares Barclays TIPS BondTIPS BD ETF0.67%$2M16.7K
43PEPPepsiCo IncCOM0.64%$2M13.5K
44FAFFirst American Financial CorpCOM0.63%$2M30.0K
45UNHUnitedHealth Group IncCOM0.63%$2M5.1K
46LHXL3Harris Technologies IncCOM0.62%$2M9.0K
47UGIUGI CorpCOM0.62%$2M46.3K
48iShares Dow Jones US EnergyUS ENERGY ETF0.60%$2M67.5K
49ORCLOracle CorporationCOM0.59%$2M21.6K
50GDGeneral DynamicsCOM0.59%$2M9.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2025$633M323Oct 22, 202513F-HRchanges · EDGAR ↗
Q2 2025$550M295Jul 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$516M276May 5, 202513F-HRchanges · EDGAR ↗
Q4 2024$563M276Jan 23, 202513F-HRchanges · EDGAR ↗
Q3 2024$534M273Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$486M244Aug 2, 202413F-HRchanges · EDGAR ↗
Q1 2024$598M275May 15, 2024RESTATEMENTchanges · EDGAR ↗
Q4 2023$455M214Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$371M179Nov 15, 202313F-HRchanges · EDGAR ↗
Q2 2023Under review158Aug 15, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review150Jan 10, 202313F-HRchanges · EDGAR ↗
Q3 2022$236M144Oct 31, 202213F-HRchanges · EDGAR ↗
Q2 2022$210M120Aug 16, 202213F-HRchanges · EDGAR ↗
Q1 2022$272M148Apr 29, 202213F-HRchanges · EDGAR ↗
Q4 2021$245M157Feb 2, 202213F-HRchanges · EDGAR ↗
Q3 2021$319M156Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$312M163Aug 9, 202113F-HRchanges · EDGAR ↗
Q1 2021$313M165May 17, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.