SEC 13F Intelligence

Managers / Q2 2020 · view latest →

FSI GROUP, LLC

CIK 0001041241 · 441 VINE STREET, SUITE 1300, CINCINNATI, OH, 45202 · 5132416166

Reported Value
$25M
Q2 2020
Positions
6
Filings on Record
7
2019–present window
Filed
Aug 5, 2020
original filing

Summary

Fsi Group, LLC reported $25M in U.S.-listed holdings across 6 positions for Q2 2020.

The portfolio is heavily concentrated: BNY alone accounts for 20.7% of reported value.

Compared with Q1 2020, the fund opened 4 new positions and exited 20.

Portfolio Metrics

Turnover
+26.3%
vs prior filed quarter
Largest Position
+20.7%
Bank New York Mellon
New / Exited
4 / 20
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $93MQ1 ’19Q2 ’19: $84MQ2 ’19Q3 ’19: $72MQ3 ’19Q4 ’19: $78MQ4 ’19Q1 ’20: $4MQ1 ’20Q2 ’20: $25MQ2 ’20filingsflow.com

Portfolio Composition

By security type
Common Stock: 99.8%Other: 0.2%
  • Common Stock · 99.8% · $25M
  • Other · 0.2% · $50,000

Quarter-over-Quarter Changes full breakdown →

vs Q1 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
BNYBANK NEW YORK MELLON CORPNEW+135.0K135.0K+$5M$5M
CCITIGROUP INCNEW+100.0K100.0K+$5M$5M
CFGCITIZENS FINANCIAL GROUP INCNEW+200.0K200.0K+$5M$5M
STTSTATE STR CORPNEW+75.0K75.0K+$5M$5M
FITBFIFTH THIRD BANCORPADDED+258.7K260.0K+$5M$5M
FAR PT ACQUISITION CORPSOLD OUT350.0K0$4M$0
BACBK OF AMERICA CORPSOLD OUT1.2K0$25,000$0
WALWESTERN ALLIANCE BANCORPSOLD OUT7920$24,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2020

6 positions
#IssuerClass% PortfolioValueShares
1BNYBANK NEW YORK MELLON CORPhistory →COM20.70%$5M135.0K
2CCITIGROUP INChistory →COM NEW20.27%$5M100.0K
3CFGCITIZENS FINANCIAL GROUP INChistory →COM20.03%$5M200.0K
4FITBFIFTH THIRD BANCORPhistory →COM19.89%$5M260.0K
5STTSTATE STR CORPhistory →COM18.91%$5M75.0K
6FAR PT ACQUISITION CORP*W EXP 06/01/2020.20%$50,000100.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2020Under review1Oct 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$25M6Aug 5, 202013F-HRchanges · EDGAR ↗
Q1 2020$4M22Apr 23, 202013F-HRchanges · EDGAR ↗
Q4 2019$78M37Jan 29, 202013F-HRchanges · EDGAR ↗
Q3 2019$72M33Oct 23, 201913F-HRchanges · EDGAR ↗
Q2 2019$84M30Jul 25, 201913F-HRchanges · EDGAR ↗
Q1 2019$93M33May 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.