SEC 13F Intelligence

Managers / Q1 2022 · view latest →

SUMITOMO MITSUI FINANCIAL GROUP, INC.

CIK 0001022837 · 1-2, MARUNOUCHI 1-CHOME, CHIYODA-KU, TOKYO, M0, 100-0005 · 81-3-3282-8111

Reported Value
$3.4B
Q1 2022
Positions
193
Filings on Record
31
2019–present window
Filed
May 12, 2022
original filing

Summary

Sumitomo Mitsui Financial Group, Inc. reported $3.4B in U.S.-listed holdings across 193 positions for Q1 2022.

The portfolio is heavily concentrated: ARES alone accounts for 31.8% of reported value.

Compared with Q4 2021, the fund opened 23 new positions and exited 16.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.6BQ4 ’18Q1 ’19: $1.1BQ2 ’19: $1.3BQ3 ’19: $1.2BQ4 ’19: $1.3BQ4 ’19Q1 ’20: $2.0BQ2 ’20: $2.9BQ3 ’20: $2.9BQ4 ’20: $4.1BQ4 ’20Q1 ’21: $4.2BQ2 ’21: $4.5BQ3 ’21: $4.4BQ4 ’21: $3.5BQ4 ’21Q1 ’22: $3.4BQ2 ’22: $3.6BQ3 ’22: $2.4BQ4 ’22: $2.6BQ4 ’22Q1 ’23: $3.2BQ2 ’23: $3.1BQ3 ’23: $3.1BQ4 ’23: $3.2BQ4 ’23Q1 ’24: $3.2BQ2 ’24: $3.2BQ3 ’24: $3.9BQ4 ’24: $7.5BQ4 ’24Q1 ’25: $5.5BQ2 ’25: $6.1BQ3 ’25: $5.7BQ4 ’25: $5.6BQ4 ’25Q1 ’26: $4.9Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 66.2%ETP: 31.7%Other: 2.1%ADR: 0.0%
  • Common Stock · 66.2% · $2.3B
  • ETP · 31.7% · $1.1B
  • Other · 2.1% · $73M
  • ADR · 0.0% · $44,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SHOPIFY INCNEW+127.2K127.2K+$17M$17M
ISHARES TRNEW+52.0K52.0K+$9M$9M
SPDR SER TRNEW+202.6K202.6K+$5M$5M
VDEVANGUARD WORLD FDSNEW+46.0K46.0K+$5M$5M
SPDR SER TRNEW+30.0K30.0K+$4M$4M
VDCVANGUARD WORLD FDSNEW+19.5K19.5K+$4M$4M
VANGUARD WORLD FDSNEW+8.2K8.2K+$2M$2M
NETFLIX INCNEW+44.0K44.0K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2022

35 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ARESARES MANAGEMENT CORPORATIONCL A COM STK31.84%$1.1B13.36M
2ISHARES TRISHS 1-5YR INVS · IBOXX INV CP ETF · MSCI CHINA ETF · IBOXX HI YD ETF · CORE US AGGBD ET · PFD AND INCM SEC · MBS ETF · BARCLAYS 7 10 YR · PHLX SEMICND ETF · TIPS BD ETF14.01%$478M6.77M
3JEFJEFFERIES FINL GROUP INCCOM10.12%$345M10.50M
4XYZBLOCK INCCL A3.61%$123M907.9K
5CMECME GROUP INCCOM3.29%$112M471.8K
6DBX ETF TRXTRACK HRVST CSI3.19%$109M3.28M
7XLBSELECT SECTOR SPDR TRTECHNOLOGY · SBI INT-INDS · SBI MATERIALS · COMMUNICATION3.13%$107M983.7K
8HRBBLOCK H & R INCCOM1.79%$61M434.8K
9SPDR S&P 500 ETF TRTR UNIT1.38%$47M104.3K
10VANGUARD WORLD FDSINF TECH ETF1.23%$42M101.1K
11GQ9SPDR GOLD TRGOLD SHS1.17%$40M220.7K
12TDOCTELADOC HEALTH INCCOM1.11%$38M516.4K
13SHOPSHOPIFY INCCL A0.97%$33M46.7K
14MSFTMICROSOFT CORPCOM0.80%$27M88.4K
15NVDANVIDIA CORPORATIONCOM0.78%$26M97.1K
16INVESCO EXCH TRADED FD TR IITAXABLE MUN BD0.75%$26M860.0K
17METAMETA PLATFORMS INCCL A0.72%$24M108.4K
18AAPLAPPLE INCCOM0.71%$24M138.8K
19VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD · INT-TERM CORP0.68%$23M283.1K
20GOOGALPHABET INCCAP STK CL C0.67%$23M8.2K
21ISHARES INCMSCI STH KOR ETF0.61%$21M290.0K
22ZSZSCALER INCCOM0.59%$20M83.3K
23SNAPSNAP INCCL A0.57%$19M525.1K
24AVGOBROADCOM INCCOM0.57%$19M30.6K
25NDQINVESCO QQQ TRUNIT SER 10.55%$19M51.3K
26AMZNAMAZON INCCOM0.54%$19M5.7K
27DOCUDOCUSIGN INCCOM0.53%$18M167.9K
28QCOMQUALCOMM INCCOM0.47%$16M104.5K
29UNHUNITEDHEALTH GROUP INCCOM0.42%$14M28.4K
30PYPLPAYPAL HLDGS INCCOM0.42%$14M121.5K
31INVESCO DB MULTI-SECTOR COMMAGRICULTURE FD0.41%$14M641.9K
32INTUINTUITCOM0.37%$13M26.5K
33JBHTHUNT J B TRANS SVCS INCCOM0.33%$11M55.6K
34BMYBRISTOL-MYERS SQUIBB COCOM0.30%$10M140.9K
35BLKCHFBLACKROCK INCCOM0.30%$10M13.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$4.9B203May 14, 202613F-HRchanges · EDGAR ↗
Q4 2025$5.6B195Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$5.7B183Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$6.1B239Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$5.5B194May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$7.5B183Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$3.9B174Nov 8, 202413F-HRchanges · EDGAR ↗
Q2 2024$3.2B192Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$3.2B173May 13, 202413F-HRchanges · EDGAR ↗
Q4 2023$3.2B166Feb 8, 202413F-HRchanges · EDGAR ↗
Q3 2023$3.1B185Nov 8, 202313F-HRchanges · EDGAR ↗
Q2 2023$3.1B185Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023$3.2B175May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022$2.6B170Feb 10, 202313F-HRchanges · EDGAR ↗
Q3 2022$2.4B189Nov 8, 202213F-HRchanges · EDGAR ↗
Q2 2022$3.6B198Aug 9, 202213F-HRchanges · EDGAR ↗
Q1 2022$3.4B193May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$3.5B186Feb 10, 202213F-HRchanges · EDGAR ↗
Q3 2021$4.4B181Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$4.5B162Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$4.2B178May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$4.1B153Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$2.9B153Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$2.9B143Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$2.0B140May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.3B126Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.2B128Nov 8, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.3B117Aug 9, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.1B116May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.6B106Feb 8, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 4 additional managers.

  • Sumitomo Mitsui Banking Corporation
  • SMBC Trust Bank Ltd.
  • SMBC Nikko Securities Inc.
  • Sumitomo Mitsui Card Company, Limited

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.