SEC 13F Intelligence

Managers / Q4 2019 · view latest →

MUFG Americas Holdings Corp

CIK 0001011659 · 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020 · 212-782-5911

Reported Value
$3.9B
Q4 2019
Positions
952
Filings on Record
29
2019–present window
Filed
Feb 10, 2020
original filing

Summary

Mufg Americas Holdings Corp reported $3.9B in U.S.-listed holdings across 952 positions for Q4 2019.

Its largest position, IVV, represents 15.2% of the portfolio.

Compared with Q3 2019, the fund opened 104 new positions and exited 53.

Portfolio Metrics

Turnover
+3.5%
vs prior filed quarter
Top-10 Concentration
+41.2%
share of reported value
Largest Position
+15.2%
Ishares Tr
New / Exited
104 / 53
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $3.5BQ1 ’19Q2 ’19: $3.6BQ3 ’19: $3.6BQ4 ’19: $3.9BQ4 ’19Q1 ’20: $3.0BQ2 ’20: $3.5BQ3 ’20: $3.8BQ3 ’20Q4 ’20: $5.8BQ1 ’21: $5.6BQ2 ’21: $6.1BQ2 ’21Q3 ’21: $5.7BQ4 ’21: $5.3BQ1 ’22: $5.1BQ1 ’22Q2 ’22: $4.4BQ3 ’22: $4.0BQ4 ’22: $0Q4 ’22Q1 ’23: $0Q2 ’23: $0Q3 ’23: $0Q3 ’23filingsflow.com

Portfolio Composition

By security type
Common Stock: 62.8%ETP: 31.0%PUBLIC: 2.9%Other: 1.7%REIT: 1.0%Other: 0.6%
  • Common Stock · 62.8% · $2.4B
  • ETP · 31.0% · $1.2B
  • PUBLIC · 2.9% · $112M
  • Other · 1.7% · $65M
  • REIT · 1.0% · $40M
  • Other · 0.6% · $23M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
DTE ENERGY CONEW+133.0K133.0K+$7M$7M
ASSURANT INCNEW+32.6K32.6K+$4M$4M
STANLEY BLACK & DECKER INCNEW+27.7K27.7K+$3M$3M
SEMPRA ENERGYNEW+22.4K22.4K+$3M$3M
WRIGHT MED GROUP N VNEW+700.0K700.0K+$1M$1M
CYPRESS SEMICONDUCTOR CORPNEW+500.0K500.0K+$869,000$869,000
GENNORTONLIFELOCK INCNEW+23.8K23.8K+$607,000$607,000
TFCTRUIST FINL CORPNEW+8.9K8.9K+$504,000$504,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

295 positions (from 500 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IVVISHARES TRCORE S&P500 ETF · RUSSELL 2000 ETF · MSCI EAFE ETF · CORE MSCI EAFE · RUS MID CAP ETF · HDG MSCI EAFE · CORE US AGGBD ET · CORE S&P SCP ETF · RUS 2000 VAL ETF · S&P 500 VAL ETF · MSCI EMG MKT ETF · PFD AND INCM SEC · RUS 2000 GRW ETF · S&P 500 GRWT ETF · EAFE GRWTH ETF · USD INV GRDE ETF · COHEN STEER REIT · CORE S&P MCP ETF · CALIF MUN BD ETF · EAFE VALUE ETF · RUS MD CP GR ETF · RUS 1000 ETF · MULTIFACTOR INTL · S&P SML 600 GWT · RUS 1000 GRW ETF · S&P MC 400GR ETF · SP SMCP600VL ETF · SELECT DIVID ETF · RUS MDCP VAL ETF · S&P MC 400VL ETF · TIPS BD ETF · MULTIFACTOR USA · RUS 1000 VAL ETF · US TREAS BD ETF · MBS ETF · NATIONAL MUN ETF · INTL SEL DIV ETF · CORE HIGH DV ETF · RUSSELL 3000 ETF · NASDAQ BIOTECH · IBOXX INV CP ETF · SH TR CRPORT ETF · INTRM TR CRP ETF · MRNGSTR LG-CP ET · 3 7 YR TREAS BD · AGENCY BOND ETF15.16%$587M6.81M
2VBVANGUARD INDEX FDSSMALL CP ETF · S&P 500 ETF SHS · MID CAP ETF · REAL ESTATE ETF · SML CP GRW ETF · SM CP VAL ETF · VALUE ETF · MCAP VL IDXVIP · MCAP GR IDXVIP · GROWTH ETF · TOTAL STK MKT5.93%$230M1.31M
3MSFTMICROSOFT CORPhistory →COM3.46%$134M850.0K
4AAPLAPPLE INChistory →COM3.28%$127M432.3K
5KOCOCA COLA COhistory →COM3.19%$124M2.23M
6VEAVANGUARD TAX MANAGED INTL FDhistory →FTSE DEV MKT ETF2.65%$103M2.33M
7JPMJPMORGAN CHASE & COhistory →COM2.22%$86M617.4K
8SCHVSCHWAB STRATEGIC TRUS LCAP VA ETF · US LCAP GR ETF · US SML CAP ETF · INTL EQTY ETF · US LRG CAP ETF · US MID-CAP ETF · SHT TM US TRES1.87%$72M1.10M
9GOOGLALPHABET INCCAP STK CL A · CAP STK CL C1.82%$71M52.7K
10PGPROCTER & GAMBLE COhistory →COM1.62%$63M501.1K
11CVXCHEVRON CORP NEWhistory →COM1.56%$60M500.2K
12SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.35%$52M162.6K
13HDHOME DEPOT INChistory →COM1.22%$47M217.1K
14VWOVANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF · ALLWRLD EX US · FTSE SMCAP ETF · FTSE EUROPE ETF · GLB EX US ETF · TT WRLD ST ETF1.16%$45M955.5K
15CSCOCISCO SYS INChistory →COM1.11%$43M892.9K
16VZVERIZON COMMUNICATIONS INChistory →COM1.08%$42M680.9K
17DISDISNEY WALT COhistory →COM DISNEY1.03%$40M275.6K
18PFEPFIZER INChistory →COM0.97%$37M954.3K
19MRKMERCK & CO INChistory →COM0.96%$37M407.8K
20BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW · CL A0.91%$35M146.9K
21MCDMCDONALDS CORPhistory →COM0.84%$32M164.4K
22JNJJOHNSON & JOHNSONhistory →COM0.83%$32M221.3K
23BMYBRISTOL MYERS SQUIBB COhistory →COM0.83%$32M498.5K
24COSTCOSTCO WHSL CORP NEWhistory →COM0.83%$32M108.8K
25ABTABBOTT LABShistory →COM0.82%$32M367.3K
26UPSUNITED PARCEL SERVICE INChistory →CL B0.78%$30M258.3K
27INTCINTEL CORPhistory →COM0.77%$30M500.9K
28AMZNAMAZON COM INChistory →COM0.77%$30M16.1K
29LLYLILLY ELI & COhistory →COM0.76%$29M223.1K
30AMTAMERICAN TOWER CORP NEWhistory →COM0.75%$29M127.1K
31EXMOCEXXON MOBIL CORPhistory →COM0.75%$29M414.6K
32MAMASTERCARD INChistory →CL A0.71%$28M92.6K
33CCITIGROUP INChistory →COM NEW0.71%$28M345.4K
34CMCSACOMCAST CORP NEWhistory →CL A0.70%$27M603.6K
35ADIANALOG DEVICES INChistory →COM0.69%$27M225.7K
36HONHONEYWELL INTL INChistory →COM0.64%$25M139.5K
37METAFACEBOOK INChistory →CL A0.63%$24M118.3K
38PEPPEPSICO INChistory →COM0.62%$24M174.6K
39WECWEC ENERGY GROUP INChistory →COM0.60%$23M252.6K
40ECLECOLAB INChistory →COM0.59%$23M117.4K
41MDTMEDTRONIC PLChistory →SHS0.58%$22M197.5K
42AMATAPPLIED MATLS INChistory →COM0.57%$22M362.8K
43NEENEXTERA ENERGY INCUNIT 09/01/2022S · COM0.57%$22M277.1K
44BDXBECTON DICKINSON & COPFD SHS CONV A · COM0.57%$22M297.6K
45GSGOLDMAN SACHS GROUP INChistory →COM0.51%$20M86.7K
46NOCNORTHROP GRUMMAN CORPhistory →COM0.51%$20M57.8K
47TGTTARGET CORPhistory →COM0.51%$20M154.3K
48TAT&T INChistory →COM0.51%$20M504.3K
49WFCWELLS FARGO CO NEWhistory →COM0.49%$19M355.3K
50LINDE PLCSHS0.48%$19M88.2K
51MMM3M COhistory →COM0.47%$18M104.2K
52FTVFORTIVE CORPCOM · 5% PFD CNV SER A0.47%$18M171.8K
53AXPAMERICAN EXPRESS COhistory →COM0.46%$18M144.5K
54IEMGISHARES INCCORE MSCI EMKT · MLT FCTR EMG MKT0.45%$18M334.3K
55PNCPNC FINL SVCS GROUP INChistory →COM0.43%$17M105.1K
56COLFAX CORPUNIT 01/15/2022T0.42%$16M102.4K
57ISHARES GOLD TRUSTISHARES0.41%$16M1.09M
58MDLZMONDELEZ INTL INChistory →CL A0.41%$16M288.0K
59ADPAUTOMATIC DATA PROCESSING INhistory →COM0.40%$16M91.0K
60UNHUNITEDHEALTH GROUP INChistory →COM0.40%$15M52.7K
61LOWLOWES COS INChistory →COM0.38%$15M122.7K
62ADBEADOBE INChistory →COM0.36%$14M42.7K
63PMPHILIP MORRIS INTL INChistory →COM0.35%$14M161.5K
64DHRDANAHER CORPORATIONhistory →COM0.35%$14M89.4K
65BNDVANGUARD BD INDEX FD INCTOTAL BND MRKT · SHORT TRM BOND · LONG TERM BOND0.35%$14M163.4K
66ALLERGAN PLCSHS0.34%$13M68.6K
67USBUS BANCORP DELhistory →COM NEW0.33%$13M217.3K
68TJXTJX COS INC NEWhistory →COM0.33%$13M208.0K
69WMWASTE MGMT INC DELhistory →COM0.32%$13M109.9K
70UTXZUNITED TECHNOLOGIES CORPhistory →COM0.32%$13M83.5K
71STZCONSTELLATION BRANDS INChistory →CL A0.31%$12M64.2K
72SCHWTHE CHARLES SCHWAB CORPORATIhistory →COM0.31%$12M256.1K
73XILINX INCCOM0.31%$12M122.7K
74RCLROYAL CARIBBEAN CRUISES LTDhistory →COM0.30%$12M88.3K
75AMGNAMGEN INChistory →COM0.30%$12M48.6K
76MDYSPDR S&P MIDCAP 400 ETF TRhistory →UTSER1 S&PDCRP0.30%$12M31.2K
77SBUXSTARBUCKS CORPhistory →COM0.29%$11M129.8K
78JBHTHUNT J B TRANS SVCS INChistory →COM0.29%$11M97.0K
79DLTRDOLLAR TREE INChistory →COM0.29%$11M119.3K
80QCOMQUALCOMM INChistory →COM0.28%$11M125.0K
81WMTWALMART INChistory →COM0.27%$11M89.4K
82BABOEING COhistory →COM0.27%$11M32.3K
83ROKROCKWELL AUTOMATION INChistory →COM0.26%$10M49.4K
84EOGEOG RES INChistory →COM0.26%$10M119.6K
85APTIV PLCSHS0.26%$10M105.4K
86VTEBVANGUARD MUN BD FD INCTAX EXEMPT BD0.26%$10M185.4K
87BLACKROCK INCCOM0.25%$10M19.5K
88SRESEMPRA ENERGYCOM · 6.75% CNV PFD B · 6% PFD CONV A0.25%$10M74.2K
89ORCLORACLE CORPCOM0.24%$9M176.1K
90PSXPHILLIPS 66COM0.24%$9M83.4K
91PAYXPAYCHEX INCCOM0.24%$9M107.3K
92EAELECTRONIC ARTS INCCOM0.23%$9M83.3K
93BAXBAXTER INTL INCCOM0.23%$9M106.5K
94LMTLOCKHEED MARTIN CORPCOM0.22%$8M21.7K
95KMBKIMBERLY CLARK CORPCOM0.21%$8M59.4K
96UNPUNION PACIFIC CORPCOM0.21%$8M44.8K
97AVANTOR INC6.25 PFD CNV SR0.20%$8M122.2K
98AIGAMERICAN INTL GROUP INCCOM NEW0.20%$8M147.3K
99VYMVANGUARD WHITEHALL FDS INCHIGH DIV YLD0.19%$7M79.9K
100TXNTEXAS INSTRS INCCOM0.19%$7M57.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2023$01Oct 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$01Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$01Apr 27, 202313F-HRchanges · EDGAR ↗
Q4 2022$01Feb 21, 202313F-HRchanges · EDGAR ↗
Q3 2022$4.0B1,105Dec 1, 2022RESTATEMENTchanges · EDGAR ↗
Q2 2022$4.4B925Dec 1, 2022RESTATEMENTchanges · EDGAR ↗
Q1 2022$5.1B994Dec 1, 2022RESTATEMENTchanges · EDGAR ↗
Q4 2021$5.3B1,005Dec 1, 2022RESTATEMENTchanges · EDGAR ↗
Q3 2021$5.7B1,037Dec 1, 2022RESTATEMENTchanges · EDGAR ↗
Q2 2021$6.1B883Dec 1, 2022RESTATEMENTchanges · EDGAR ↗
Q1 2021$5.6B898Dec 1, 2022RESTATEMENTchanges · EDGAR ↗
Q4 2020$5.8B1,035Dec 1, 2022RESTATEMENTchanges · EDGAR ↗
Q3 2020$3.8B866Dec 1, 2022RESTATEMENTchanges · EDGAR ↗
Q2 2020$3.5B868Dec 1, 2022RESTATEMENTchanges · EDGAR ↗
Q1 2020$3.0B907Apr 24, 202013F-HRchanges · EDGAR ↗
Q4 2019$3.9B952Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$3.6B1,030Nov 6, 201913F-HRchanges · EDGAR ↗
Q2 2019$3.6B985Aug 9, 201913F-HRchanges · EDGAR ↗
Q1 2019$3.5B1,139May 13, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 5 additional managers.

  • MUFG Union Bank, N.A.028-04661
  • HIGHMARK CAPITAL MANAGEMENT INC/CA028-04663
  • MUFG Bank, Ltd.028-05836
  • MITSUBISHI UFJ FINANCIAL GROUP INC028-13582
  • MUFG SECURITIES AMERICAS INC.028-19447

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.