SEC 13F Intelligence

Managers / Q3 2021 · view latest →

WEATHERLY ASSET MANAGEMENT L. P.

CIK 0000934745 · 832 CAMINO DEL MAR, SUITE 4, DEL MAR, CA, 92014 · 8582594507

Reported Value
$822M
Q3 2021
Positions
197
Filings on Record
30
2019–present window
Filed
Nov 5, 2021
original filing

Summary

Weatherly Asset Management L. P. reported $822M in U.S.-listed holdings across 197 positions for Q3 2021.

Its largest position, LLY, represents 8.4% of the portfolio.

Compared with Q2 2021, the fund opened 10 new positions and exited 10.

Portfolio Metrics

Turnover
+2.6%
vs prior filed quarter
Top-10 Concentration
+43.9%
share of reported value
Largest Position
+8.4%
Lilly Eli
New / Exited
10 / 10
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $422MQ4 ’18Q1 ’19: $490MQ2 ’19: $502MQ3 ’19: $469MQ4 ’19: $523MQ4 ’19Q1 ’20: $457MQ2 ’20: $566MQ3 ’20: $620MQ4 ’20: $696MQ4 ’20Q1 ’21: $721MQ2 ’21: $793MQ3 ’21: $822MQ4 ’21: $902MQ4 ’21Q1 ’22: $855MQ2 ’22: $718MQ3 ’22: $696MQ4 ’22: $733MQ4 ’22Q1 ’23: $771MQ2 ’23: $857MQ3 ’23: $837MQ4 ’23: $928MQ4 ’23Q1 ’24: $1.0BQ2 ’24: $1.1BQ3 ’24: $1.1BQ4 ’24: $1.1BQ4 ’24Q1 ’25: $1.1BQ2 ’25: $1.2BQ3 ’25: $1.2BQ4 ’25: $1.3BQ4 ’25Q1 ’26: $1.2Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 74.5%ETP: 20.8%Other: 2.9%ADR: 1.2%REIT: 0.5%Other: 0.1%
  • Common Stock · 74.5% · $613M
  • ETP · 20.8% · $171M
  • Other · 2.9% · $24M
  • ADR · 1.2% · $10M
  • REIT · 0.5% · $4M
  • Other · 0.1% · $710,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
IDXXIDEXX LABS INCNEW+1.7K1.7K+$1M$1M
PEPPEPSICO INCNEW+4.9K4.9K+$732,000$732,000
NUVEEN MUN VALUE FD INCNEW+42.2K42.2K+$477,000$477,000
DDOGDATADOG INCNEW+2.6K2.6K+$371,000$371,000
GENERAL ELECTRIC CONEW+2.8K2.8K+$284,000$284,000
ISHARES TRNEW+2.4K2.4K+$266,000$266,000
MOALTRIA GROUP INCNEW+5.7K5.7K+$257,000$257,000
VANGUARD INTL EQUITY INDEX FNEW+3.5K3.5K+$211,000$211,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

47 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1LLYLILLY ELI & COhistory →COMMON8.43%$69M299.8K
2AAPLAPPLE INChistory →COMMON7.96%$65M462.6K
3AMZNAMAZON COM INChistory →COMMON5.18%$43M13.0K
4J P MORGAN EXCHANGE-TRADED FCOMMON4.89%$40M789.5K
5NFLXNETFLIX INChistory →COMMON4.57%$38M61.6K
6MSFTMICROSOFT CORPhistory →COMMON4.13%$34M120.5K
7INVESCO EXCH TRADED FD TR IICOMMON3.23%$27M475.8K
8SPDR SER TRCOMMON2.88%$24M188.6K
9PYPLPAYPAL HLDGS INChistory →COMMON2.57%$21M81.3K
10ADBEADOBE SYSTEMS INCORPORATEDhistory →COMMON2.51%$21M35.8K
11GOOGLALPHABET INCCOMMON2.22%$18M6.8K
12ISHARES TRCOMMON2.01%$17M184.6K
13WMWASTE MGMT INC DELhistory →COMMON1.99%$16M109.7K
14SBUXSTARBUCKS CORPhistory →COMMON1.83%$15M136.6K
15HDHOME DEPOT INChistory →COMMON1.80%$15M45.2K
16DISDISNEY WALT COhistory →COMMON1.76%$14M85.5K
17COSTCOSTCO WHSL CORP NEWhistory →COMMON1.71%$14M31.3K
18SSGA ACTIVE ETF TRFOREIGN1.55%$13M263.0K
19VANGUARD WHITEHALL FDSFOREIGN1.31%$11M123.8K
20VVISA INChistory →COMMON1.31%$11M48.5K
21CYBERARK SOFTWARE LTDFOREIGN1.29%$11M67.2K
22JNJJOHNSON & JOHNSONhistory →COMMON1.00%$8M50.9K
23PGPROCTER AND GAMBLE COCOMMON0.93%$8M54.7K
24BACVERIZON COMMUNICATIONS INCCOMMON0.90%$7M136.2K
25UNHUNITEDHEALTH GROUP INCCOMMON0.83%$7M17.5K
26FTNTFORTINET INCCOMMON0.74%$6M20.9K
27TAT&T INCCOMMON0.72%$6M218.9K
28LMTLOCKHEED MARTIN CORPCOMMON0.67%$6M16.0K
29GDGENERAL DYNAMICS CORPCOMMON0.67%$5M28.0K
30METAFACEBOOK INCCOMMON0.66%$5M16.1K
31DYHTARGET CORPCOMMON0.61%$5M21.9K
32DGXQUEST DIAGNOSTICS INCCOMMON0.60%$5M34.0K
33TSLATESLA INCCOMMON0.59%$5M6.2K
34ROKROCKWELL AUTOMATION INCCOMMON0.56%$5M15.7K
35NKENIKE INCCOMMON0.56%$5M31.7K
36FIDELITY COVINGTON TRUSTCOMMON0.54%$4M70.0K
37DOCUDOCUSIGN INCCOMMON0.53%$4M16.8K
38INTCINTEL CORPCOMMON0.50%$4M77.8K
39GQ9SPDR GOLD TRFOREIGN0.49%$4M24.6K
40ASML HOLDING N VFOREIGN0.49%$4M5.4K
41NEENEXTERA ENERGY INCCOMMON0.46%$4M48.1K
42DC4DEXCOM INCCOMMON0.46%$4M6.8K
43COPCONOCOPHILLIPSCOMMON0.45%$4M55.0K
44ABTABBOTT LABSCOMMON0.45%$4M31.1K
45EQIXEQUINIX INCCOMMON0.42%$3M4.4K
46QCOMQUALCOMM INCCOMMON0.41%$3M26.2K
47INVESCO ACTIVELY MANAGED ETFCOMMON0.41%$3M66.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.2B186Apr 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.3B190Jan 16, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.2B182Oct 16, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.2B182Jul 11, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.1B179May 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.1B181Jan 29, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.1B179Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.1B169Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.0B171Apr 19, 202413F-HRchanges · EDGAR ↗
Q4 2023$928M171Feb 1, 202413F-HRchanges · EDGAR ↗
Q3 2023$837M178Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$857M175Jul 21, 202313F-HRchanges · EDGAR ↗
Q1 2023$771M174Apr 13, 202313F-HRchanges · EDGAR ↗
Q4 2022$733M173Jan 11, 202313F-HRchanges · EDGAR ↗
Q3 2022$696M175Oct 17, 202213F-HRchanges · EDGAR ↗
Q2 2022$718M182Jul 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$855M195May 6, 202213F-HRchanges · EDGAR ↗
Q4 2021$902M200Jan 28, 202213F-HRchanges · EDGAR ↗
Q3 2021$822M197Nov 5, 202113F-HRchanges · EDGAR ↗
Q2 2021$793M197Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$721M193May 5, 202113F-HRchanges · EDGAR ↗
Q4 2020$696M187Feb 2, 202113F-HRchanges · EDGAR ↗
Q3 2020$620M181Oct 30, 202013F-HRchanges · EDGAR ↗
Q2 2020$566M173Jul 29, 202013F-HRchanges · EDGAR ↗
Q1 2020$457M167May 1, 202013F-HRchanges · EDGAR ↗
Q4 2019$523M178Jan 23, 202013F-HRchanges · EDGAR ↗
Q3 2019$469M177Nov 7, 201913F-HRchanges · EDGAR ↗
Q2 2019$502M189Jul 31, 201913F-HRchanges · EDGAR ↗
Q1 2019$490M185May 1, 201913F-HRchanges · EDGAR ↗
Q4 2018$422M177Feb 12, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.