SEC 13F Intelligence

Managers / Q3 2020 · view latest →

GLOBEFLEX CAPITAL L P

CIK 0000921531 · 4365 EXECUTIVE DR #720, SAN DIEGO, CA, 92121 · 8586589060

Reported Value
$378M
Q3 2020
Positions
470
Filings on Record
32
2019–present window
Filed
Nov 13, 2020
original filing

Summary

Globeflex Capital L P reported $378M in U.S.-listed holdings across 470 positions for Q3 2020.

Its largest position, Icon Ord, represents 3.4% of the portfolio.

Compared with Q2 2020, the fund opened 54 new positions and exited 80.

Portfolio Metrics

Turnover
+20.3%
vs prior filed quarter
Top-10 Concentration
+15.0%
share of reported value
Largest Position
+3.4%
Icon Ord
New / Exited
54 / 80
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $420MQ4 ’18Q1 ’19: $473MQ2 ’19: $480MQ3 ’19: $458MQ4 ’19: $534MQ4 ’19Q1 ’20: $325MQ2 ’20: $394MQ3 ’20: $378MQ4 ’20: $469MQ4 ’20Q1 ’21: $549MQ2 ’21: $557MQ3 ’21: $458MQ4 ’21: $488MQ4 ’21Q1 ’22: $493MQ2 ’22: $410MQ3 ’22: $582MQ4 ’22: $790MQ4 ’22Q1 ’23: $819MQ2 ’23: $896MQ3 ’23: $854MQ4 ’23: $980MQ4 ’23Q1 ’24: $1.0BQ2 ’24: $957MQ3 ’24: $1.0BQ4 ’24: $1.2BQ4 ’24Q1 ’25: $1.1BQ2 ’25: $1.2BQ3 ’25: $650MQ4 ’25: $653MQ4 ’25Q1 ’26: $661Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 79.5%Other: 11.8%ETP: 5.8%REIT: 1.7%ADR: 1.2%
  • Common Stock · 79.5% · $300M
  • Other · 11.8% · $45M
  • ETP · 5.8% · $22M
  • REIT · 1.7% · $6M
  • ADR · 1.2% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
PRPLPURPLE INNOVATION INCNEW+74.0K74.0K+$2M$2M
CCSCENTURY COMMUNITIES ORDNEW+39.7K39.7K+$2M$2M
GRBKGREEN BRICK PARTNERS INCNEW+87.8K87.8K+$1M$1M
LZBLA Z BOY INCNEW+43.8K43.8K+$1M$1M
T86TRI POINTE GROUP INCNEW+66.7K66.7K+$1M$1M
PIIPOLARIS INDS INCNEW+12.0K12.0K+$1M$1M
LUMBER LIQUIDATORS HOLDINGS ORDNEW+49.8K49.8K+$1M$1M
CWHCAMPING WORLD HOLDINGS INCNEW+36.5K36.5K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ICON ORDCOM3.35%$13M66.3K
2ISHARES MSCI INDIA SMALL-CAP ETFCOM2.63%$10M276.9K
3WISDOMTREE TRUSTCOM1.50%$6M239.6K
4ACHOWENS & MINOR INC NEWhistory →COM1.22%$5M183.3K
5ISHARES MSCI BRAZIL SMALL CAP ETFCOM1.19%$5M353.8K
6GLOBANT ORDCOM1.15%$4M24.3K
7QIWQIWI ADR REP CL B ORDhistory →COM1.14%$4M248.3K
8MBUUMALIBU BOATS INC - Ahistory →COM1.01%$4M77.3K
9ROFKFORCE INChistory →COM1.00%$4M117.6K
10ATKRATKORE INTERNATIONAL GROUP ORDCOM0.83%$3M137.3K
11APPSDigital Turbine IncCOM0.80%$3M92.4K
12MEDPMEDPACE HOLDINGS ORDCOM0.76%$3M25.6K
13COSTAMARE ORDCOM0.75%$3M464.7K
14MITKMITEK SYSTEMS ORDCOM0.68%$3M203.0K
15NMIHNMI HOLDINGS CL A ORDCOM0.68%$3M145.3K
16MR4MERIDIAN BIOSCIENCE INCCOM0.68%$3M152.1K
17BJBJAS WHOLESALE CLUB HOLD ORDCOM0.68%$3M61.9K
18QSIIEURNEXTGEN HEALTHCARE INCCOM0.67%$3M199.9K
19MHOM/I HOMES INCCOM0.67%$3M54.9K
20MCFTMASTERCRAFT BOAT HOLDINGS INCCOM0.67%$3M144.1K
21COPA HOLDINGS SACOM0.67%$3M50.0K
22AIR TRANSPORT SERVICES GRP INCCOM0.64%$2M97.2K
23TEEKAY LNG PARTNERS LPCOM0.63%$2M228.3K
24FLWS1 800 FLOWERS CCOM0.63%$2M95.9K
25FMFFORMFACTOR ORDCOM0.62%$2M93.6K
26OPYOPPENHEIMER HLDGS INCCOM0.60%$2M100.9K
27BLDRBUILDERS FIRSTSOURCE INCCOM0.58%$2M66.8K
28PRAHPRA HEALTH SCIENCES ORDCOM0.57%$2M21.3K
29BANK NT BUTTERFIELD AND SON ORDCOM0.57%$2M96.6K
30COLLCOLLEGIUM PHARMACEUTICAL ORDCOM0.56%$2M101.1K
31SLPSIMULATIONS PLUS INCCOM0.55%$2M27.4K
32ULHUNIVERSAL LOGISTICS HOLDINGS INCCOM0.54%$2M98.5K
33LPLALPL FINANCIAL HOLDINGS INCCOM0.54%$2M26.5K
34EGANEGAIN COMMUNICATIONSCOM0.54%$2M143.3K
35ECOM1USDCHANNELADVISOR ORDCOM0.54%$2M140.0K
36AFFIMED NVCOM0.53%$2M594.1K
37KOPKOPPERS HOLDINGS INCCOM0.51%$2M92.5K
38PS1COMPUTER PROGRAMS & SYS INCCOM0.51%$2M69.8K
39ECHO1EURECHO GLOBAL LOGISTICS ORDCOM0.51%$2M74.2K
40SPWHSPORTSMAN'S WAREHOUSE HOLDINGS INCCOM0.50%$2M132.8K
41GLDDGREAT LAKES DREDGE & DOCK CORPCOM0.50%$2M198.7K
42QDEL*QUIDEL CORPCOM0.50%$2M8.6K
43PRPLPURPLE INNOVATION INCCOM0.49%$2M74.0K
44HCQAMN HEALTHCARE SERVICES INCCOM0.48%$2M31.0K
45MTHMERITAGE HOMES CORPCOM0.47%$2M16.2K
46CLCTUSDCOLLECTORS UNIVERSE ORDCOM0.47%$2M35.8K
47ZIXIZIX CORPCOM0.47%$2M302.4K
48EXTREXTREME NETWORKS INCCOM0.47%$2M438.7K
49APAMARTISAN PARTNERS ASSET MGMT CL A ORDCOM0.47%$2M45.1K
50EBSEMERGENT BIOSOLUTIONS INCCOM0.46%$2M16.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$661M387May 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$653M400Feb 11, 202613F-HRchanges · EDGAR ↗
Q3 2025$650M406Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.2B418Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.1B424May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.2B429Feb 10, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.0B464Nov 13, 202413F-HRchanges · EDGAR ↗
Q2 2024$957M466Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.0B478May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$980M471Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$854M463Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$896M466Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$819M470May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$790M476Feb 10, 202313F-HRchanges · EDGAR ↗
Q3 2022$582M491Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$410M479Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$493M469May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$488M456Feb 10, 2022RESTATEMENTchanges · EDGAR ↗
Q3 2021$458M456Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$557M452Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$549M449May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$469M470Feb 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$378M470Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$394M496Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$325M527May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$534M527Feb 7, 202013F-HRchanges · EDGAR ↗
Q3 2019$458M515Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$480M514Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$473M429May 10, 201913F-HRchanges · EDGAR ↗
Q4 2018$420M430Feb 15, 2019RESTATEMENTchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.