SEC 13F Intelligence

Managers / Q1 2023 · view latest →

SHUFRO ROSE & CO LLC

CIK 0000908195 · 600 LEXINGTON AVENUE, 15TH FLOOR, NEW YORK, NY, 10022 · 212-754-5111

Reported Value
$1.1B
Q1 2023
Positions
320
Filings on Record
30
2019–present window
Filed
Apr 20, 2023
original filing

Summary

Shufro Rose & Co Llc reported $1.1B in U.S.-listed holdings across 320 positions for Q1 2023.

Its largest position, Ishares Tr, represents 6.1% of the portfolio.

Compared with Q4 2022, the fund opened 11 new positions and exited 30.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $905MQ4 ’18Q1 ’19: $999MQ2 ’19: $1.0BQ3 ’19: $1.0BQ4 ’19: $1.1BQ4 ’19Q1 ’20: $839MQ2 ’20: $1.0BQ3 ’20: $1.0BQ4 ’20: $1.2BQ4 ’20Q1 ’21: $1.3BQ2 ’21: $1.3BQ3 ’21: $1.3BQ4 ’21: $1.4BQ4 ’21Q1 ’22: $1.3BQ2 ’22: $1.2BQ3 ’22: $1.0BQ4 ’22: $1.19TQ4 ’22Q1 ’23: $1.1BQ2 ’23: $1.1BQ3 ’23: $1.1BQ4 ’23: $1.1BQ4 ’23Q1 ’24: $1.2BQ2 ’24: $1.2BQ3 ’24: $1.2BQ4 ’24: $1.3BQ4 ’24Q1 ’25: $1.3BQ2 ’25: $1.2BQ3 ’25: $1.2BQ4 ’25: $1.5BQ4 ’25Q1 ’26: $1.5Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 54.8%ETP: 35.7%Closed-End Fund: 3.7%Other: 3.6%ADR: 0.8%Other: 1.3%
  • Common Stock · 54.8% · $592M
  • ETP · 35.7% · $386M
  • Closed-End Fund · 3.7% · $40M
  • Other · 3.6% · $39M
  • ADR · 0.8% · $9M
  • Other · 1.3% · $14M

Quarter-over-Quarter Changes full breakdown →

Holdings — Q1 2023

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#IssuerClass% PortfolioValue ↓Shares

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.5B314May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.5B300Feb 9, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.2B315Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.2B311Aug 11, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.3B313May 8, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.3B296Feb 25, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.2B313Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.2B313Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.2B314May 8, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.1B305Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B309Oct 26, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.1B317Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.1B320Apr 20, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.19T342Jan 25, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.0B333Oct 24, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.2B320Jul 22, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.3B338May 9, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.4B311Jan 27, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.3B297Nov 5, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.3B300Jul 28, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.3B306Apr 28, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.2B288Feb 3, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.0B282Oct 27, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.0B287Aug 6, 202013F-HRchanges · EDGAR ↗
Q1 2020$839M293Apr 22, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.1B314Jan 28, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.0B340Oct 30, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.0B306Jul 24, 201913F-HRchanges · EDGAR ↗
Q1 2019$999M298May 3, 201913F-HRchanges · EDGAR ↗
Q4 2018$905M298Feb 1, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.