SEC 13F Intelligence

Managers / Q3 2022 · view latest →

NBT BANK N A /NY

CIK 0000898413 · 52 SOUTH BROAD STREET, NORWICH, NY, 13815 · 6073376259

Reported Value
$612M
Q3 2022
Positions
422
Filings on Record
31
2019–present window
Filed
Nov 15, 2022
amendment (RESTATEMENT)

Summary

Nbt Bank N A /Ny reported $612M in U.S.-listed holdings across 422 positions for Q3 2022.

Its largest position, Flexshares Mstar Glbl Upstrm N, represents 6.1% of the portfolio.

Compared with Q2 2022, the fund opened 7 new positions and exited 8.

Portfolio Metrics

Turnover
+1.8%
vs prior filed quarter
Top-10 Concentration
+23.3%
share of reported value
Largest Position
+6.1%
Flexshares Mstar Glbl Upstrm N
New / Exited
7 / 8
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $619MQ4 ’18Q1 ’19: $549MQ2 ’19: $559MQ3 ’19: $571MQ4 ’19: $635MQ4 ’19Q1 ’20: $489MQ2 ’20: $561MQ3 ’20: $601MQ4 ’20: $657MQ4 ’20Q1 ’21: $696MQ2 ’21: $727MQ3 ’21: $720MQ4 ’21: $778MQ4 ’21Q1 ’22: $748MQ2 ’22: $655MQ3 ’22: $612MQ4 ’22: $686MQ4 ’22Q1 ’23: $684MQ2 ’23: $700MQ3 ’23: $1.0BQ4 ’23: $1.3BQ4 ’23Q1 ’24: $1.4BQ2 ’24: $1.4BQ3 ’24: $1.5BQ4 ’24: $1.4BQ4 ’24Q1 ’25: $1.4BQ2 ’25: $1.5BQ3 ’25: $1.5BQ4 ’25: $1.5BQ4 ’25Q1 ’26: $1.5Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 65.2%ETP: 33.4%Other: 0.9%ADR: 0.4%REIT: 0.0%
  • Common Stock · 65.2% · $399M
  • ETP · 33.4% · $205M
  • Other · 0.9% · $5M
  • ADR · 0.4% · $2M
  • REIT · 0.0% · $299,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SPDR Portfolio Short Term CorpNEW+63.3K63.3K+$2M$2M
Ishares 1-3 Year Treasury ETFNEW+20.8K20.8K+$2M$2M
Flexshares Disciplined DuratioNEW+42.1K42.1K+$850,000$850,000
Ishares 3-7 Year Treasury BondNEW+6.4K6.4K+$730,000$730,000
BIIBBiogen IncNEW+904904+$241,000$241,000
PAYXPaychex IncNEW+2.0K2.0K+$221,000$221,000
TXNTexas Instruments IncNEW+1.3K1.3K+$208,000$208,000
GOOGLAlphabet Inc Cl AADDED+33.4K35.2K−$472,000$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2022

37 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1FlexShares Mstar Glbl Upstrm NCom6.64%$41M1.08M
2AAPLApple Inchistory →Com5.11%$31M226.2K
3MSFTMicrosoft Corphistory →Com3.68%$23M96.7K
4Ishares MSCI EAFE Growth ETFCom2.41%$15M203.3K
5JNJJohnson & Johnsonhistory →Com2.29%$14M86.0K
6EXMOCExxonmobil Corphistory →Com2.09%$13M146.3K
7PGProcter & Gamble COhistory →Com1.94%$12M93.8K
8LOWLowes Cos Inchistory →Com1.88%$12M61.3K
9MCDMcDonalds Corphistory →Com1.76%$11M46.7K
10JPMJP Morgan Chase & COhistory →Com1.71%$10M100.0K
11SPDR S&P Dividend ETFCom1.70%$10M93.4K
12CHVChevron Corporationhistory →Com1.65%$10M70.3K
13Vanguard S&P 500 ETFCom1.60%$10M29.8K
14PEPPepsico Inchistory →Com1.59%$10M59.5K
15GOOGAlphabet Inc Cl Chistory →Com1.25%$8M79.8K
16NBTBNBT Bancorp Inchistory →Com1.16%$7M187.7K
17FlexShares STOXX Glbl Brd InfrCom1.15%$7M154.8K
18Ishares Core Msci Eafe ETFCom1.14%$7M132.2K
19UNPUnion Pac Corphistory →Com1.10%$7M34.7K
20MDYMidcap SPDR Trust Series 1history →Com1.01%$6M15.5K
21Schwab US Dividend Equity ETFCom0.99%$6M91.2K
22PFEPfizer IncCom0.77%$5M108.4K
23Ishares Russell 2000 ETFCom0.77%$5M28.4K
24ABTAbbott LabsCom0.76%$5M48.0K
25ADPAutomatic Data Processing IncCom0.72%$4M19.4K
26DHRDanaher CorpCom0.71%$4M16.8K
27SPDR S&P 500 ETF TrustCom0.67%$4M11.6K
28BMYBristol Myers Squibb COCom0.64%$4M55.2K
29IShares 0-5 Yr TIPs ETFCom0.62%$4M39.7K
30DEDeere & COCom0.58%$4M10.7K
31UNHUnitedhealth Group IncCom0.57%$4M7.0K
32MRKMerck & CO IncCom0.57%$3M40.4K
33CVSCVS Health CorpCom0.54%$3M34.8K
34RTXRaytheon Technologies CorpCom0.50%$3M37.1K
35Schwab US Small Cap ETFCom0.49%$3M79.3K
36HONGBPHoneywell International IncCom0.49%$3M17.8K
37DISDisney Walt CO NewCom0.48%$3M31.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.5B1,673Apr 28, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.5B1,374Jan 23, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.5B1,359Oct 28, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.5B1,359Jul 23, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.4B1,369Apr 17, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.4B1,328Feb 7, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.5B1,414Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.4B1,051Jul 30, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.4B1,064Apr 24, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.3B1,041Feb 9, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.0B573Oct 26, 202313F-HRchanges · EDGAR ↗
Q2 2023$700M464Jul 24, 202313F-HRchanges · EDGAR ↗
Q1 2023$684M456May 2, 202313F-HRchanges · EDGAR ↗
Q4 2022$686M452Feb 10, 202313F-HRchanges · EDGAR ↗
Q3 2022$612M422Nov 15, 2022RESTATEMENTchanges · EDGAR ↗
Q2 2022$655M426Jul 26, 202213F-HRchanges · EDGAR ↗
Q1 2022$748M437Apr 29, 202213F-HRchanges · EDGAR ↗
Q4 2021$778M450Jan 27, 202213F-HRchanges · EDGAR ↗
Q3 2021$720M440Oct 18, 202113F-HRchanges · EDGAR ↗
Q2 2021$727M444Jul 28, 202113F-HRchanges · EDGAR ↗
Q1 2021$696M440Apr 8, 202113F-HRchanges · EDGAR ↗
Q4 2020$657M427Jan 15, 202113F-HRchanges · EDGAR ↗
Q3 2020$601M411Oct 29, 202013F-HRchanges · EDGAR ↗
Q2 2020$561M398Jul 22, 202013F-HRchanges · EDGAR ↗
Q1 2020$489M384Apr 23, 202013F-HRchanges · EDGAR ↗
Q4 2019$635M411Feb 5, 202013F-HRchanges · EDGAR ↗
Q3 2019$571M360Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$559M359Aug 7, 201913F-HRchanges · EDGAR ↗
Q1 2019$549M350May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$619M352Feb 14, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.