SEC 13F Intelligence

Managers / Q3 2021 · view latest →

KENNEDY CAPITAL MANAGEMENT LLC

CIK 0000884589 · 10829 OLIVE BLVD, ST LOUIS, MO, 63141 · 3144320400

Reported Value
$4.5B
Q3 2021
Positions
627
Filings on Record
32
2019–present window
Filed
Nov 15, 2021
original filing

Summary

Kennedy Capital Management LLC reported $4.5B in U.S.-listed holdings across 627 positions for Q3 2021.

Compared with Q2 2021, the fund opened 48 new positions and exited 47.

Portfolio Metrics

Turnover
+9.2%
vs prior filed quarter
Top-10 Concentration
+7.4%
share of reported value
Largest Position
+1.0%
Pacwest Bancorp
New / Exited
48 / 47
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $4.0BQ4 ’18Q1 ’19: $8.4BQ2 ’19: $4.2BQ3 ’19: $4.0BQ4 ’19: $4.1BQ4 ’19Q1 ’20: $2.7BQ2 ’20: $3.5BQ3 ’20: $3.5BQ4 ’20: $4.4BQ4 ’20Q1 ’21: $5.0BQ2 ’21: $4.7BQ3 ’21: $4.5BQ4 ’21: $4.7BQ4 ’21Q1 ’22: $4.2BQ2 ’22: $3.6BQ3 ’22: $3.4BQ4 ’22: $3.5BQ4 ’22Q1 ’23: $3.4BQ2 ’23: $4.3BQ3 ’23: $4.1BQ4 ’23: $4.6BQ4 ’23Q1 ’24: $4.9BQ2 ’24: $4.7BQ3 ’24: $4.5BQ4 ’24: $4.5BQ4 ’24Q1 ’25: $4.2BQ2 ’25: $4.2BQ3 ’25: $4.5BQ4 ’25: $4.7BQ4 ’25Q1 ’26: $4.7Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 84.0%REIT: 8.5%Other: 6.5%ADR: 0.9%Ltd Part: 0.1%Other: 0.1%
  • Common Stock · 84.0% · $3.7B
  • REIT · 8.5% · $378M
  • Other · 6.5% · $292M
  • ADR · 0.9% · $40M
  • Ltd Part · 0.1% · $3M
  • Other · 0.1% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
FW2NBANNER CORPORATIONNEW+289.7K289.7K+$16M$16M
HWCHANCOCK WHITNEY CORPORATIONNEW+300.4K300.4K+$14M$14M
UNFIUNITED NATURAL FOODS, INC.NEW+250.1K250.1K+$12M$12M
SWCHEURSWITCH, INC. CLASS ANEW+415.3K415.3K+$11M$11M
CALAVO GROWERS, INC.NEW+253.1K253.1K+$10M$10M
ENRENERGIZER HOLDINGS, INC.NEW+229.5K229.5K+$9M$9M
GPROGOPRO, INC. CLASS ANEW+751.0K751.0K+$7M$7M
LIVANOVA PLCNEW+61.7K61.7K+$5M$5M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1PACWUSDPACWEST BANCORPhistory →COM0.99%$44M975.9K
2SFSTIFEL FINANCIAL CORP.history →COM0.88%$39M575.9K
3RRXREGAL BELOIT CORPhistory →COM0.85%$38M253.1K
4WF2WINTRUST FINANCIAL CORPORATIONhistory →COM0.76%$34M423.3K
5MXLMAXLINEAR INC.history →COM0.71%$32M640.9K
6UPBDRENT-A-CENTER INC.history →COM0.67%$30M529.5K
7TCBITEXAS CAPITAL BANCSHARES, INC.history →COM0.64%$29M476.0K
8AATAMERICAN ASSETS TRUST, INC.history →COM0.64%$28M759.8K
9CADEEURCADENCE BANCORPORATION CLASS Ahistory →CLA0.63%$28M1.28M
10OMCLOMNICELL, INC.history →COM0.63%$28M188.1K
11HPHELMERICH & PAYNE, INC.history →COM0.61%$27M995.8K
12NBHCNATIONAL BANK HOLDINGS CORPORATION CLASS Ahistory →CLA0.59%$26M650.8K
13UFPIUFP INDUSTRIES, INC.history →COM0.58%$26M383.9K
14PINNACLE FINANCIAL PARTNERS, INC.COM0.57%$26M272.1K
15ELFE.L.F. BEAUTY, INC.history →COM0.56%$25M858.4K
16SPARUSDSHYFT GROUP, INC.history →COM0.55%$25M647.5K
17CVCOCAVCO INDUSTRIES, INC.history →COM0.55%$25M103.6K
1862CPIPER SANDLER COMPANIEShistory →COM0.53%$24M170.7K
19CRMTAMERICA'S CAR-MART, INC.history →COM0.52%$23M199.9K
20LMATLEMAITRE VASCULAR, INC.history →COM0.52%$23M438.8K
21AVNTAVIENT CORPORATIONhistory →COM0.51%$23M494.6K
22EPRTESSENTIAL PROPERTIES REALTY TRUST, INC.history →COM0.51%$23M811.3K
23WNSNWNS (HOLDINGS) LIMITED SPONSORED ADRhistory →ADR0.50%$22M273.3K
24HALOHALOZYME THERAPEUTICS, INC.history →COM0.50%$22M548.6K
25NXRTNEXPOINT RESIDENTIAL TRUST, INC.history →COM0.50%$22M359.2K
26LADLITHIA MOTORS, INC.history →COM0.49%$22M69.5K
27CNOBCONNECTONE BANCORP, INC.history →COM0.49%$22M726.4K
28RG6ROGERS CORPORATIONhistory →COM0.48%$21M114.8K
29ICUIICU MEDICAL, INC.history →COM0.48%$21M91.2K
30QSIIEURNEXTGEN HEALTHCARE, INC.history →COM0.48%$21M1.51M
31GTGOODYEAR TIRE & RUBBER COMPANYhistory →COM0.47%$21M1.20M
32NOGNORTHERN OIL AND GAS, INC.history →COM0.47%$21M985.9K
33CHCTCOMMUNITY HEALTHCARE TRUST INCORPORATEDhistory →COM0.47%$21M465.0K
34MCBMETROPOLITAN BANK HOLDING CORP.history →COM0.47%$21M249.0K
35PDCEUSDPDC ENERGY, INC.history →COM0.46%$21M436.3K
36CALYCALLAWAY GOLF COMPANYhistory →COM0.45%$20M728.8K
37IRTINDEPENDENCE REALTY TRUST, INC.history →COM0.45%$20M987.0K
38LCUTLIFETIME BRANDS, INC.history →COM0.45%$20M1.10M
39TBBKBANCORP INC.history →COM0.45%$20M783.8K
40TRONOX HOLDINGS PLCCOM0.45%$20M807.8K
41PFGCPERFORMANCE FOOD GROUP COMPANYhistory →COM0.45%$20M428.0K
42SSPE. W. SCRIPPS COMPANY CLASS Ahistory →CLA0.44%$20M1.09M
43SMART GLOBAL HOLDINGS, INC.COM0.44%$20M441.0K
44OZKBANK OZKhistory →COM0.44%$19M452.0K
45WSCWILLSCOT MOBILE MINI HOLDINGS CORP. CLASS Ahistory →CLA0.43%$19M607.3K
46QCRHQCR HOLDINGS, INC.history →COM0.43%$19M373.6K
47AELUSDAMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANYhistory →COM0.42%$19M639.8K
48BLUEGREEN VACATIONS HOLDING CORPORATION CLASS ACLA0.42%$19M718.7K
49CWSTCASELLA WASTE SYSTEMS, INC. CLASS Ahistory →CLA0.41%$18M241.0K
50FFWMFIRST FOUNDATION, INC.history →COM0.41%$18M690.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$4.7B535May 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$4.7B531Feb 13, 202613F-HRchanges · EDGAR ↗
Q3 2025$4.5B555Nov 13, 202513F-HRchanges · EDGAR ↗
Q2 2025$4.2B581Aug 13, 202513F-HRchanges · EDGAR ↗
Q1 2025$4.2B642May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$4.5B669Feb 13, 202513F-HRchanges · EDGAR ↗
Q3 2024$4.5B687Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$4.7B695Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$4.9B723May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$4.6B682Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$4.1B671Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$4.3B664Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$3.4B618May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$3.5B612Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$3.4B605Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$3.6B600Aug 10, 202213F-HRchanges · EDGAR ↗
Q1 2022$4.2B599May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$4.7B611Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$4.5B627Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$4.7B626Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$5.0B654May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$4.4B658Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$3.5B648Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$3.5B650Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$2.7B660May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$4.1B683Feb 28, 2020RESTATEMENTchanges · EDGAR ↗
Q3 2019$4.0B681Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019$4.2B685Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019REVEALED$8.4B1,365May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$4.0B687Feb 12, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.