SEC 13F Intelligence

Managers / Q3 2023 · view latest →

L.M. KOHN & COMPANY

CIK 0000870260 · 10151 CARVER RD., SUITE 100, CINCINNATI, OH, 45242 · (513)792-0301 X1

Reported Value
$274M
Q3 2023
Positions
238
Filings on Record
15
2022–present window
Filed
Nov 6, 2023
original filing

Summary

L.m. Kohn & Company reported $274M in U.S.-listed holdings across 238 positions for Q3 2023.

Its largest position, AAPL, represents 11.6% of the portfolio.

Compared with Q2 2023, the fund opened 22 new positions and exited 20.

Portfolio Metrics

Turnover
+13.1%
vs prior filed quarter
Top-10 Concentration
+41.5%
share of reported value
Largest Position
+11.6%
Apple Inc Com
New / Exited
22 / 20
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’22: $259MQ1 ’22Q2 ’22: $214MQ3 ’22: $204MQ3 ’22Q4 ’22: $214MQ1 ’23: $241MQ1 ’23Q2 ’23: $265MQ3 ’23: $274MQ3 ’23Q4 ’23: $313MQ1 ’24: $356MQ1 ’24Q2 ’24: $369MQ3 ’24: $394MQ3 ’24Q4 ’24: $386MQ1 ’25: $383MQ1 ’25Q2 ’25: $371MQ3 ’25: $83MQ3 ’25filingsflow.com

Portfolio Composition

By security type
Common Stock: 66.3%ETP: 30.9%Closed-End Fund: 1.2%REIT: 0.7%Other: 0.6%Other: 0.3%
  • Common Stock · 66.3% · $182M
  • ETP · 30.9% · $85M
  • Closed-End Fund · 1.2% · $3M
  • REIT · 0.7% · $2M
  • Other · 0.6% · $2M
  • Other · 0.3% · $835,386

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
GABCGERMAN AMERN BANCORP INC COMNEW+569.6K569.6K+$15M$15M
BILSPDR SER TR BLOOMBERG 1-3 MONEW+121.8K121.8K+$11M$11M
GOOGALPHABET INC CAP STK CL CNEW+6.7K6.7K+$881,549$881,549
INDAISHARES TR MSCI INDIA ETFNEW+14.4K14.4K+$636,414$636,414
PROSHARES TR II VIX SH TRM FUTRSNEW+24.0K24.0K+$559,200$559,200
UUPINVESCO DB US DLR INDEX TR BULLISH FDNEW+18.7K18.7K+$556,516$556,516
EPIWISDOMTREE TR INDIA ERNGS FDNEW+11.4K11.4K+$419,689$419,689
METAMETA PLATFORMS INC CL ANEW+1.3K1.3K+$386,070$386,070

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

237 positions (from 238 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INC COMhistory →COM11.58%$32M185.4K
2GABCGERMAN AMERN BANCORP INC COMhistory →COM5.63%$15M569.6K
3BILSPDR SER TR BLOOMBERG 1-3 MOhistory →BLOOMBERG 1-3 MO4.08%$11M121.8K
4AMZNAMAZON COM INC COMhistory →COM4.07%$11M87.7K
5COSTCOSTCO WHSL CORP NEW COMhistory →COM3.18%$9M15.4K
6SPYSPDR S&P 500 ETF TR TR UNIThistory →TR UNIT3.06%$8M19.6K
7NVDANVIDIA CORPORATION COMhistory →COM2.80%$8M17.6K
8GOOGLALPHABET INC CAP STK CL ACAP STK CL A · CAP STK CL C2.50%$7M52.3K
9MSFTMICROSOFT CORP COMhistory →COM2.48%$7M21.6K
10USFRWISDOMTREE TR FLOATNG RAT TREAhistory →FLOATNG RAT TREA2.10%$6M114.2K
11BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWhistory →CL B NEW1.94%$5M15.2K
12VVISA INC COM CL Ahistory →COM CL A1.57%$4M18.7K
13MAMASTERCARD INCORPORATED CL Ahistory →CL A1.34%$4M9.2K
14VTIVANGUARD INDEX FDS TOTAL STK MKThistory →TOTAL STK MKT1.26%$3M16.2K
15VOOVANGUARD INDEX FDS S&P 500 ETF SHShistory →S&P 500 ETF SHS1.06%$3M7.4K
16PGPROCTER AND GAMBLE CO COMhistory →COM1.05%$3M19.6K
17HDHOME DEPOT INC COMhistory →COM1.01%$3M9.1K
18PEPPEPSICO INC COMCOM0.96%$3M15.6K
19JPMJPMORGAN CHASE & CO COMCOM0.80%$2M15.1K
20JNJJOHNSON & JOHNSON COMCOM0.80%$2M14.0K
21ABBVABBVIE INC COMCOM0.74%$2M13.6K
22UNHUNITEDHEALTH GROUP INC COMCOM0.72%$2M3.9K
23TSLATESLA INC COMCOM0.71%$2M7.8K
24UPSUNITED PARCEL SERVICE INC CL BCL B0.67%$2M11.7K
25CRMSALESFORCE INC COMCOM0.64%$2M8.7K
26ADBEADOBE INC COMCOM0.64%$2M3.4K
27ORCLORACLE CORP COMCOM0.61%$2M15.9K
28RDVYFIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIVRISNG DIVD ACHIV0.60%$2M35.7K
29BKNGBOOKING HOLDINGS INC COMCOM0.59%$2M523
30DEDEERE & CO COMCOM0.58%$2M4.2K
31QLCFLEXSHARES TR US QUALITY CAPUS QUALITY CAP0.57%$2M32.9K
32EXMOCEXXON MOBIL CORP COMCOM0.57%$2M13.3K
33CWBSPDR SER TR BBG CONV SEC ETFBBG CONV SEC ETF0.56%$2M22.6K
34RSPINVESCO EXCHANGE TRADED FD T S&P500 EQL WGTS&P500 EQL WGT0.56%$2M10.8K
35FITBFIFTH THIRD BANCORP COMCOM0.54%$1M58.9K
36LULULULULEMON ATHLETICA INC COMCOM0.54%$1M3.9K
37SPTSSPDR SER TR PORTFOLIO SH TSRPORTFOLIO SH TSR0.53%$1M50.7K
38DISDISNEY WALT CO COMCOM0.52%$1M17.5K
39MDYSPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRPUTSER1 S&PDCRP0.51%$1M3.1K
40SPDR SER TR PRTFLO S&P500 VLPRTFLO S&P500 VL0.51%$1M34.1K
41WMTWALMART INC COMCOM0.51%$1M8.7K
42BF/BBROWN FORMAN CORP CL BCL B0.50%$1M23.8K
43CVSCVS HEALTH CORP COMCOM0.49%$1M19.3K
44VIGVANGUARD SPECIALIZED FUNDS DIV APP ETFDIV APP ETF0.47%$1M8.3K
45MCDMCDONALDS CORP COMCOM0.46%$1M4.8K
46GLDSPDR GOLD TR GOLD SHSGOLD SHS0.46%$1M7.3K
47XLESELECT SECTOR SPDR TR ENERGYENERGY0.45%$1M13.5K
48LMTLOCKHEED MARTIN CORP COMCOM0.44%$1M3.0K
49BXBLACKSTONE INC COMCOM0.44%$1M11.2K
50QQQINVESCO QQQ TR UNIT SER 1UNIT SER 10.41%$1M3.2K
51SPYGSPDR SER TR PRTFLO S&P500 GWPRTFLO S&P500 GW0.41%$1M18.9K
52QCOMQUALCOMM INC COMCOM0.41%$1M10.1K
53CVXCHEVRON CORP NEW COMCOM0.40%$1M6.5K
54FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQCBOE VEST US EQ0.38%$1M42.5K
55LLYELI LILLY & CO COMCOM0.38%$1M1.9K
56CSXCSX CORP COMCOM0.38%$1M33.8K
57WDFCWD 40 CO COMCOM0.37%$1M5.1K
58SOSOUTHERN CO COMCOM0.37%$1M15.7K
59ISHARES TR IBONDS DEC23 ETFIBONDS DEC23 ETF0.36%$983,41038.8K
60NOWSERVICENOW INC COMCOM0.35%$967,5601.7K
61SPTISPDR SER TR PORTFLI INTRMDITPORTFLI INTRMDIT0.35%$958,95234.8K
62PFEPFIZER INC COMCOM0.35%$955,34928.8K
63XLKSELECT SECTOR SPDR TR TECHNOLOGYTECHNOLOGY0.34%$935,7125.7K
64PAYXPAYCHEX INC COMCOM0.33%$917,6678.0K
65WMWASTE MGMT INC DEL COMCOM0.33%$906,7985.9K
66LOWLOWES COS INC COMCOM0.32%$888,0254.3K
67NKENIKE INC CL BCL B0.32%$877,3249.2K
68SYKSTRYKER CORPORATION COMCOM0.32%$865,0343.2K
69MRKMERCK & CO INC COMCOM0.31%$860,7848.4K
70UNPUNION PAC CORP COMCOM0.31%$852,2864.2K
71VLOVALERO ENERGY CORP COMCOM0.31%$850,2606.0K
72XLVSELECT SECTOR SPDR TR SBI HEALTHCARESBI HEALTHCARE0.31%$846,2086.6K
73FVDFIRST TR VALUE LINE DIVID IN SHSSHS0.31%$841,92422.5K
74VNQVANGUARD INDEX FDS REAL ESTATE ETFREAL ESTATE ETF0.29%$800,93310.6K
75XLPSELECT SECTOR SPDR TR SBI CONS STPLSSBI CONS STPLS0.29%$786,18711.4K
76IWMISHARES TR RUSSELL 2000 ETFRUSSELL 2000 ETF0.29%$781,7214.4K
77BABOEING CO COMCOM0.28%$780,1844.1K
78SPHDINVESCO EXCH TRADED FD TR II S&P500 HDL VOLS&P500 HDL VOL0.28%$770,39219.7K
79CSCOCISCO SYS INC COMCOM0.28%$766,59714.3K
80LEGG MASON ETF INVT FRANKLIN INTL LWFRANKLIN INTL LW0.28%$754,97327.7K
81OREALTY INCOME CORP COMCOM0.27%$744,22314.9K
82XLUSELECT SECTOR SPDR TR SBI INT-UTILSSBI INT-UTILS0.27%$736,49112.5K
83VGSHVANGUARD SCOTTSDALE FDS SHORT TERM TREASSHORT TERM TREAS0.27%$735,55212.8K
84VEAVANGUARD TAX-MANAGED FDS VAN FTSE DEV MKTVAN FTSE DEV MKT0.27%$731,65416.7K
85FGDFIRST TR EXCHANGE TRADED FD DJ GLBL DIVIDDJ GLBL DIVID0.26%$702,90234.1K
86PMPHILIP MORRIS INTL INC COMCOM0.25%$683,7007.4K
87AMATAPPLIED MATLS INC COMCOM0.25%$680,4204.9K
88IGLDFIRST TR EXCHANGE-TRADED FD FT CBOE VEST GLDFT CBOE VEST GLD0.25%$672,86937.2K
89RTXRTX CORPORATION COMCOM0.24%$653,9479.1K
90KOCOCA COLA CO COMCOM0.24%$651,48411.6K
91INDAISHARES TR MSCI INDIA ETFETF0.23%$636,41414.4K
92BLACKROCK INC COMCOM0.23%$633,648980
93DIASPDR DOW JONES INDL AVERAGE UT SER 1UT SER 10.23%$616,6431.8K
94VZVERIZON COMMUNICATIONS INC COMCOM0.22%$608,56918.8K
95FDNFIRST TR EXCHANGE-TRADED FD DJ INTERNT IDXDJ INTERNT IDX0.22%$603,3263.8K
96IHDGWISDOMTREE TR ITL HDG QTLY DIVITL HDG QTLY DIV0.22%$597,83615.4K
97IVVISHARES TR CORE S&P500 ETFCORE S&P500 ETF0.22%$596,4781.4K
98FDLFIRST TR MORNINGSTAR DIVID L SHSSHS0.21%$589,01217.6K
99PROSHARES TR S&P MDCP 400 DIVS&P MDCP 400 DIV0.21%$588,0558.8K
100IJRISHARES TR CORE S&P SCP ETFCORE S&P SCP ETF0.21%$587,0566.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2025$83M121Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$371M280Aug 4, 202513F-HRchanges · EDGAR ↗
Q1 2025$383M275Apr 21, 202513F-HRchanges · EDGAR ↗
Q4 2024$386M260Jan 30, 202513F-HRchanges · EDGAR ↗
Q3 2024$394M285Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$369M275Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$356M273Apr 25, 202413F-HRchanges · EDGAR ↗
Q4 2023$313M246Feb 9, 202413F-HRchanges · EDGAR ↗
Q3 2023$274M238Nov 6, 202313F-HRchanges · EDGAR ↗
Q2 2023$265M236Aug 8, 202313F-HRchanges · EDGAR ↗
Q1 2023$241M222May 8, 202313F-HRchanges · EDGAR ↗
Q4 2022$214M222Feb 8, 202313F-HRchanges · EDGAR ↗
Q3 2022$204M218Oct 19, 202213F-HRchanges · EDGAR ↗
Q2 2022$214M233Aug 5, 202213F-HRchanges · EDGAR ↗
Q1 2022$259M242May 25, 202213F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.