SEC 13F Intelligence

Managers / Q1 2021 · view latest →

LEVEL FOUR FINANCIAL, LLC

CIK 0000857602 · 12400 COIT ROAD, SUITE 700, DALLAS, TX, 75251 · 972-284-5478

Reported Value
$216M
Q1 2021
Positions
284
Filings on Record
4
2019–present window
Filed
May 10, 2021
original filing

Summary

Level Four Financial, LLC reported $216M in U.S.-listed holdings across 284 positions for Q1 2021.

Its largest position, ISTB, represents 12.1% of the portfolio.

Compared with Q4 2020, the fund opened 54 new positions and exited 80.

Portfolio Metrics

Turnover
+19.4%
vs prior filed quarter
Top-10 Concentration
+38.1%
share of reported value
Largest Position
+12.1%
Ishares Tr
New / Exited
54 / 80
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $232MQ4 ’20Q1 ’21: $216MQ1 ’21Q2 ’21: $237MQ2 ’21Q3 ’21: $229MQ3 ’21filingsflow.com

Portfolio Composition

By security type
ETP: 48.1%Common Stock: 46.6%Closed-End Fund: 2.0%Other: 1.6%ADR: 1.0%Other: 0.8%
  • ETP · 48.1% · $104M
  • Common Stock · 46.6% · $100M
  • Closed-End Fund · 2.0% · $4M
  • Other · 1.6% · $3M
  • ADR · 1.0% · $2M
  • Other · 0.8% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
BLOKAMPLIFY ETF TRNEW+88.9K88.9K+$5M$5M
KRANESHARES TRNEW+57.8K57.8K+$2M$2M
VNLAJANUS DETROIT STR TRNEW+24.4K24.4K+$1M$1M
AMATAPPLIED MATLS INCNEW+7.6K7.6K+$1M$1M
ARK ETF TRNEW+18.7K18.7K+$954,000$954,000
FXZFIRST TR EXCHANGE TRADED FDNEW+4.7K4.7K+$774,000$774,000
MSTRMICROSTRATEGY INCNEW+1.0K1.0K+$684,000$684,000
APOLLO STRATEGIC GROWTH CAPTNEW+68.5K68.5K+$678,000$678,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

202 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISTBISHARES TRCORE 1 5 YR USD · CORE S&P500 ETF · CORE US AGGBD ET · CORE DIV GRWTH · INTL SEL DIV ETF · RUS 1000 VAL ETF · CORE S&P TTL STK · MSCI USA MMENTM · RUS 1000 GRW ETF · IBOXX INV CP ETF · SELECT DIVID ETF · RUSSELL 2000 ETF · S&P 500 GRWT ETF · CORE S&P MCP ETF · CORE S&P SCP ETF · RUS 2000 VAL ETF · MSCI USA MIN VOL · CORE MSCI EAFE · MSCI EAFE ETF · U.S. MED DVC ETF · S&P 100 ETF · 0-5YR INVT GR CP · NATIONAL MUN ETF · TIPS BD ETF · 0-5YR HI YL CP · CORE MSCI TOTAL · MSCI PHILIPS ETF · MSCI EMG MKT ETF · CONV BD ETF · MRGSTR MD CP GRW · MSCI EAFE MIN VL · EAFE SML CP ETF · RUSSELL 3000 ETF · IBOXX HI YD ETF12.11%$26M302.9K
2VTIVANGUARD INDEX FDSTOTAL STK MKT · S&P 500 ETF SHS · GROWTH ETF · VALUE ETF · EXTEND MKT ETF · SMALL CP ETF · MID CAP ETF5.11%$11M50.7K
3AAPLAPPLE INChistory →COM4.28%$9M75.5K
4CDCVICTORY PORTFOLIOS IIVCSHS US 500 VOL · VCSHS US EQ INCM · VCSHS US 500 ENH3.28%$7M107.0K
5SCHDSCHWAB STRATEGIC TRhistory →US DIVIDEND EQ2.62%$6M77.7K
6JOEST JOE COhistory →COM2.35%$5M118.4K
7BLOKAMPLIFY ETF TRhistory →BLOCKCHAIN LDR2.30%$5M88.9K
8XLKSELECT SECTOR SPDR TRTECHNOLOGY · SBI INT-FINL · SBI HEALTHCARE · SBI INT-INDS · COMMUNICATION · SBI MATERIALS · ENERGY2.04%$4M59.5K
9BSVVANGUARD BD INDEX FDSSHORT TRM BOND · TOTAL BND MRKT · INTERMED TERM1.99%$4M51.9K
10MSFTMICROSOFT CORPhistory →COM1.98%$4M18.1K
11AMZNAMAZON COM INChistory →COM1.78%$4M1.2K
12TDIVFIRST TR EXCHANGE-TRADED FDNASD TECH DIV · MATERIALS ALPH · RISNG DIVD ACHIV · NASDAQ BK ETF · DORSEYWRIGHT MOM · TECH ALPHADEX · NAS CLNEDG GREEN1.51%$3M48.3K
13VCITVANGUARD SCOTTSDALE FDSINT-TERM CORP · SHRT TRM CORP BD · VNG RUS2000IDX · VNG RUS1000VAL · SHORT TERM TREAS · VNG RUS1000IDX1.47%$3M31.1K
14MGCVANGUARD WORLD FDMEGA CAP INDEX · MEGA GRWTH IND1.46%$3M20.3K
15VFHVANGUARD WORLD FDSFINANCIALS ETF · INF TECH ETF · HEALTH CAR ETF · ENERGY ETF1.38%$3M23.8K
16ARKWARK ETF TRNEXT GNRTN INTER · FINTECH INNOVA · INNOVATION ETF · GENOMIC REV ETF1.31%$3M33.7K
17EXMOCEXXON MOBIL CORPhistory →COM1.14%$2M43.9K
18MOATVANECK VECTORS ETF TRhistory →MORNINGSTAR WIDE1.09%$2M34.0K
19QQQINVESCO QQQ TRhistory →UNIT SER 11.05%$2M7.1K
20SOSOUTHERN COhistory →COM1.04%$2M36.0K
21METAFACEBOOK INCCL A0.99%$2M7.2K
22RSPINVESCO EXCHANGE TRADED FD TS&P500 EQL WGT · DYNMC LEISURE · WILDERHIL CLAN0.93%$2M22.9K
23VIGVANGUARD SPECIALIZED FUNDSDIV APP ETF0.90%$2M13.3K
24ABBVABBVIE INCCOM0.90%$2M18.0K
25TAT&T INCCOM0.87%$2M62.2K
26JPMJPMORGAN CHASE & COCOM0.85%$2M12.1K
27VZVERIZON COMMUNICATIONS INCCOM0.84%$2M31.2K
28WMTWALMART INCCOM0.82%$2M13.0K
29SPYSPDR S&P 500 ETF TRTR UNIT0.79%$2M4.3K
30GNRCGENERAC HLDGS INCCOM0.77%$2M5.1K
31SICPSILVERGATE CAP CORPCL A0.77%$2M11.6K
32KRANESHARES TRQUADRTC INT RT0.77%$2M57.8K
33CVXCHEVRON CORP NEWCOM0.75%$2M15.5K
34HDHOME DEPOT INCCOM0.74%$2M5.3K
35HAILSPDR SER TRS&P KENSHO SMART · S&P HOMEBUILD · S&P OILGAS EXP · AEROSPACE DEF0.73%$2M21.5K
36GOOGALPHABET INCCAP STK CL C · CAP STK CL A0.73%$2M759
37VYMVANGUARD WHITEHALL FDSHIGH DIV YLD · INTL DVD ETF0.69%$1M15.3K
38TSLATESLA INCCOM0.69%$1M2.2K
39VWOVANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF · FTSE PACIFIC ETF0.63%$1M22.3K
40ABTABBOTT LABSCOM0.60%$1M10.8K
41CVSCVS HEALTH CORPCOM0.57%$1M16.4K
42DISDISNEY WALT COCOM0.57%$1M6.6K
43VNLAJANUS DETROIT STR TRHENDRSN SHRT ETF0.57%$1M24.4K
44FTECFIDELITY COVINGTON TRUSTMSCI INFO TECH I · MSCI INDL INDX · CONSMR STAPLES0.56%$1M19.2K
45SFBSSERVISFIRST BANCSHARES INCCOM0.51%$1M18.0K
46FUBOTV INCCOM0.49%$1M47.5K
47BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.47%$1M4.0K
48AMATAPPLIED MATLS INCCOM0.47%$1M7.6K
49SHOPSHOPIFY INCCL A0.46%$996,000900
50PERSHING SQUARE TONTINE HLDGCOM CL A0.45%$975,00040.6K
51TTDTHE TRADE DESK INCCOM CL A0.44%$959,0001.5K
52COSTCOSTCO WHSL CORP NEWCOM0.44%$944,0002.7K
53NVDANVIDIA CORPORATIONCOM0.43%$935,0001.8K
54JNJJOHNSON & JOHNSONCOM0.42%$903,0005.5K
55BABAALIBABA GROUP HLDG LTDSPONSORED ADS0.41%$892,0003.9K
56BNDXVANGUARD CHARLOTTE FDSINTL BD IDX ETF0.41%$877,00015.4K
57NCINO INCCOM0.40%$853,00012.8K
58PPLPPL CORPCOM0.40%$853,00029.6K
59OKEONEOK INC NEWCOM0.39%$843,00016.6K
60AVGOBROADCOM INCCOM0.39%$839,0001.8K
61EMREMERSON ELEC COCOM0.38%$816,0009.0K
62COPCONOCOPHILLIPSCOM0.37%$801,00015.1K
63PFEPFIZER INCCOM0.37%$789,00021.8K
64BABOEING COCOM0.36%$771,0003.0K
65PEPPEPSICO INCCOM0.35%$753,0005.3K
66MSTRMICROSTRATEGY INCCL A NEW0.32%$684,0001.0K
67APOLLO STRATEGIC GROWTH CAPTSHS CL A0.31%$678,00068.5K
68PMPHILIP MORRIS INTL INCCOM0.31%$673,0007.6K
69PGPROCTER AND GAMBLE COCOM0.31%$666,0004.9K
70QYLDGLOBAL X FDSNASDAQ 100 COVER · LITHIUM BTRY ETF0.31%$666,00023.6K
71ASPIRATIONAL CONSUMER LIFESTCOM0.31%$665,00066.4K
72EWAISHARES INCMSCI AUST ETF0.30%$657,00026.5K
73BACBK OF AMERICA CORPCOM0.30%$643,00016.6K
74CDWCDW CORPCOM0.28%$614,0003.7K
75MRKMERCK & CO. INCCOM0.28%$608,0007.9K
76CATCATERPILLAR INCCOM0.28%$599,0002.6K
77NEENEXTERA ENERGY INCCOM0.28%$595,0007.9K
78NOBLPROSHARES TRS&P 500 DV ARIST0.27%$581,0006.7K
79DEDEERE & COCOM0.25%$547,0001.5K
80MOALTRIA GROUP INCCOM0.25%$547,00010.7K
81PTBDPACER FDS TRPACER US SMALL · TRENDPILOT US BD0.25%$547,00016.1K
82MPCMARATHON PETE CORPCOM0.25%$545,00010.2K
83DGDOLLAR GEN CORP NEWCOM0.24%$518,0002.6K
84XRNPXCOHEN & STEERS REIT & PFD &COM0.24%$513,00021.1K
85SBLKSTAR BULK CARRIERS CORP.SHS PAR0.24%$509,00034.7K
86PYPLPAYPAL HLDGS INCCOM0.23%$506,0002.1K
87LAM RESEARCH CORPCOM0.23%$497,000836
88ANTARES PHARMA INCCOM0.23%$493,000120.0K
89VIACOMCBS INCCL B0.22%$485,00010.7K
90IVOOVANGUARD ADMIRAL FDS INCMIDCP 400 IDX0.22%$484,0002.7K
91MMM3M COCOM0.22%$480,0002.5K
92INTCINTEL CORPCOM0.22%$478,0007.5K
93UTFCOHEN & STEERS INFRASTRUCTURCOM0.22%$475,00017.0K
94AFLAFLAC INCCOM0.22%$474,0009.3K
95CSCOCISCO SYS INCCOM0.22%$471,0009.1K
96XYZSQUARE INCCL A0.22%$469,0002.1K
97ETF MANAGERS GRP COMMDTY TRBREAKWAVE DRY0.22%$466,00027.6K
98VVISA INCCOM CL A0.22%$464,0002.2K
99FVDFIRST TR VALUE LINE DIVID INSHS0.21%$458,00012.1K
100WISDOMTREE TRFLOATNG RAT TREA0.21%$453,00018.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2021$229M301Oct 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$237M327Aug 9, 202113F-HRchanges · EDGAR ↗
Q1 2021$216M284May 10, 202113F-HRchanges · EDGAR ↗
Q4 2020$232M328Feb 12, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.