SEC 13F Intelligence

Managers / Q4 2022 · view latest →

ST GERMAIN D J CO INC

CIK 0000831571 · PO BOX 15649, SPRINGFIELD, MA, 01115 · 8004437624

Reported Value
$298M
Q4 2022
Positions
567
Filings on Record
30
2019–present window
Filed
Feb 27, 2023
original filing

Summary

St Germain D J Co Inc reported $298M in U.S.-listed holdings across 567 positions for Q4 2022.

Its largest position, VGSH, represents 7.9% of the portfolio.

Compared with Q3 2022, the fund opened 180 new positions and exited 7.

Portfolio Metrics

Turnover
+10.4%
vs prior filed quarter
Top-10 Concentration
+44.9%
share of reported value
Largest Position
+7.9%
Vanguard Short Term Treasury Etf
New / Exited
180 / 7
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $843MQ4 ’18Q1 ’19: $918MQ2 ’19: $918MQ3 ’19: $930MQ4 ’19: $1.2BQ4 ’19Q1 ’20: $1.0BQ2 ’20: $1.1BQ3 ’20: $1.2BQ4 ’20: $1.4BQ4 ’20Q1 ’21: $1.5BQ2 ’21: $1.6BQ3 ’21: $1.6BQ4 ’21: $1.8BQ4 ’21Q1 ’22: $1.8BQ2 ’22: $1.5BQ3 ’22: $1.5BQ4 ’22: $298MQ4 ’22Q3 ’23: $1.8BQ4 ’23: $1.9BQ1 ’24: $2.0BQ2 ’24: $2.1BQ2 ’24Q3 ’24: $2.2BQ4 ’24: $2.2BQ1 ’25: $2.1BQ2 ’25: $2.3BQ2 ’25Q3 ’25: $2.5BQ4 ’25: $2.6BQ1 ’26: $2.5Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 60.9%ETP: 37.9%Other: 0.7%ADR: 0.3%REIT: 0.1%Other: 0.0%
  • Common Stock · 60.9% · $181M
  • ETP · 37.9% · $113M
  • Other · 0.7% · $2M
  • ADR · 0.3% · $985,100
  • REIT · 0.1% · $254,432
  • Other · 0.0% · $19,923

Quarter-over-Quarter Changes full breakdown →

vs Q3 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
VGSHVANGUARD SHORT-TERM TREASURY ETFNEW+816.5K816.5K+$24M$24M
CGGOUSDCAPITAL GROUP GLOBAL GROWTH EQUITY ETFNEW+1.39M1.39M+$15M$15M
SPDR Ser TR Barclays Conv SECSNEW+422.5K422.5K+$14M$14M
ISHARES CORE MSCI EMERGING MARKETS ETFNEW+470.7K470.7K+$11M$11M
VUSBVANGUARD ULTRA-SHORT BOND ETFNEW+307.5K307.5K+$8M$8M
Capital Group US Multi-SectorNEW+556.2K556.2K+$7M$7M
ISHARES TR NATL MUN BD ETF FDNEW+110.1K110.1K+$5M$5M
IShares USA ESG SLC ETFNEW+28.6K28.6K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2022

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VGSHVANGUARD SHORT-TERM TREASURY ETFhistory →ETF7.93%$24M408.2K
2AAPLAPPLE INChistory →Stock6.95%$21M159.1K
3CGGOUSDCAPITAL GROUP GLOBAL GROWTH EQUITY ETFhistory →ETF4.92%$15M696.9K
4SPDR BLOOMBERG CONVERTIBLE SECURITIES ETFETF4.57%$14M211.2K
5MSFTMICROSOFT CORPhistory →Stock4.24%$13M52.6K
6JNJJOHNSON & JOHNSONhistory →Stock3.76%$11M63.4K
7ISHARES CORE MSCI EMERGING MARKETS ETFETF3.69%$11M234.8K
8ABBVABBVIE INChistory →Stock3.21%$10M59.0K
9PGPROCTER AND GAMBLEhistory →Stock2.84%$8M55.8K
10CVSCVS HEALTH CORPhistory →Stock2.78%$8M88.9K
11PFEPFIZER INC COMhistory →Stock2.60%$8M150.8K
12WMTWALMART INChistory →Stock2.55%$8M53.5K
13GOOGLALPHABET INC CL Ahistory →Stock2.54%$8M85.5K
14JPMJPMORGAN CHASE & COhistory →Stock2.53%$8M56.2K
15VUSBVANGUARD ULTRA-SHORT BOND ETFhistory →ETF2.53%$8M153.7K
16BXBLACKSTONE INChistory →Stock2.45%$7M98.1K
17AMZNAMAZON.COMhistory →Stock2.44%$7M86.3K
18CAPITAL GROUP U.S. MULTI-SECTOR INCOME ETFETF2.40%$7M278.1K
19BDXBECTON DICKINSON & COhistory →Stock2.27%$7M26.6K
20BKNGBOOKING HOLDINGS INC COMhistory →Stock2.19%$7M3.2K
21ISHARES NATIONAL MUNI BOND ETFETF1.56%$5M43.9K
22CB1ACONSTELLATION BRANDS INC CL Ahistory →Stock1.50%$4M19.3K
23HEALTH CARE SELECT SECTOR SPDR FUNDETF1.28%$4M28.0K
24EXMOCEXXON MOBIL CORP COMhistory →Stock1.17%$3M31.6K
25VANGUARD DIVIDEND APPREC INDEX FUNDETF1.15%$3M22.6K
26ISHARES ESG AWARE 1-5 YEAR USD CORPORATE BOND ETFETF1.04%$3M129.6K
27PIMCO ENHANCED SHORT MATURITY ACTIVE ESG ETFETF0.81%$2M24.9K
28CRMSALESFORCE COMStock0.81%$2M18.1K
29LULULULULEMON ATHLETICA INC COMStock0.75%$2M6.9K
30NUVEEN ESG LARGE-CAP VALUE ETFETF0.73%$2M63.3K
31INTCINTEL CORPStock0.65%$2M73.0K
32HDHOME DEPOT INC COMStock0.59%$2M5.6K
33GOOGALPHABET INC CAP STK CL CStock0.59%$2M19.6K
34SPDR ICE PREFERRED SECURITIES ETFETF0.56%$2M51.2K
35MRKMERCK & CO INC COMStock0.54%$2M14.4K
36ISHARES CORE S&P 500 ETFETF0.50%$1M3.9K
37PEPPEPSICO INC COMStock0.48%$1M8.0K
38ISHARES PREFERRED AND INCOME SECURITIES ETFETF0.48%$1M46.5K
39UNPUNION PAC CORP COMStock0.47%$1M6.8K
40CHVCHEVRON CORP NEW COMStock0.47%$1M7.8K
41VANGUARD ESG U.S. STOCK ETFETF0.43%$1M19.3K
42DISDISNEY WALT COStock0.42%$1M14.3K
43ISHARES MSCI KLD 400 SOCIAL ETFETF0.42%$1M17.3K
44ISHARES MSCI USA ESG SELECT ETFETF0.40%$1M14.3K
45GISGENERAL MLS INC COMStock0.37%$1M13.3K
46BACVERIZON COMMUNICATIONSStock0.37%$1M27.9K
47METAMETA PLATFORMS INC CL AStock0.36%$1M9.0K
48AXPAMERICAN EXPRESS CO COMStock0.33%$986,5276.7K
49BMYBRISTOL-MYERS SQUIBB CO COMStock0.30%$905,70712.6K
50VANGUARD ESG INTERNATIONAL STOCK ETFETF0.30%$905,68618.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$2.5B901Apr 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$2.6B924Jan 29, 202613F-HRchanges · EDGAR ↗
Q3 2025$2.5B899Oct 7, 202513F-HRchanges · EDGAR ↗
Q2 2025$2.3B882Jul 16, 202513F-HRchanges · EDGAR ↗
Q1 2025$2.1B812Apr 9, 202513F-HRchanges · EDGAR ↗
Q4 2024$2.2B837Jan 10, 202513F-HRchanges · EDGAR ↗
Q3 2024$2.2B776Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$2.1B784Jul 8, 202413F-HRchanges · EDGAR ↗
Q1 2024$2.0B801Apr 2, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.9B803Jan 2, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.8B763Oct 23, 202313F-HRchanges · EDGAR ↗
Q4 2022$298M567Feb 27, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.5B233Nov 21, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.5B233Aug 15, 2022RESTATEMENTchanges · EDGAR ↗
Q1 2022$1.8B241May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.8B246Feb 11, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.6B239Nov 3, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.6B241Jul 28, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.5B232May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.4B233Feb 4, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.2B223Nov 10, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.1B215Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.0B214May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.2B213Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$930M188Oct 17, 201913F-HRchanges · EDGAR ↗
Q2 2019$918M179Jul 24, 201913F-HRchanges · EDGAR ↗
Q1 2019$918M178May 2, 201913F-HRchanges · EDGAR ↗
Q4 2018$843M178Feb 5, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.