SEC 13F Intelligence

Managers / Q1 2021 · view latest →

OPPENHEIMER & CO INC

CIK 0000822581 · 85 BROAD ST, NEW YORK, NY, 10004 · 2126675421

Reported Value
$5.0B
Q1 2021
Positions
1,432
Filings on Record
30
2019–present window
Filed
May 10, 2021
original filing

Summary

Oppenheimer & Co Inc reported $5.0B in U.S.-listed holdings across 1,432 positions for Q1 2021.

Its largest position, AAPL, represents 4.0% of the portfolio.

Compared with Q4 2020, the fund opened 202 new positions and exited 110.

Portfolio Metrics

Turnover
+9.0%
vs prior filed quarter
Top-10 Concentration
+17.0%
share of reported value
Largest Position
+4.0%
Apple
New / Exited
202 / 110
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $3.2BQ4 ’18Q1 ’19: $3.7BQ2 ’19: $3.7BQ3 ’19: $3.7BQ4 ’19: $4.0BQ4 ’19Q1 ’20: $3.3BQ2 ’20: $3.9BQ3 ’20: $4.0BQ4 ’20: $4.7BQ4 ’20Q1 ’21: $5.0BQ2 ’21: $5.6BQ3 ’21: $5.3BQ4 ’21: $5.7BQ4 ’21Q1 ’22: $5.5BQ2 ’22: $4.6BQ3 ’22: $4.3BQ4 ’22: $4.4BQ4 ’22Q1 ’23: $4.7BQ2 ’23: $5.0BQ3 ’23: $4.8BQ4 ’23: $5.4BQ4 ’23Q1 ’24: $6.0BQ2 ’24: $6.3BQ3 ’24: $6.6BQ4 ’24: $6.7BQ4 ’24Q1 ’25: $6.6BQ2 ’25: $7.6BQ3 ’25: $8.2BQ4 ’25: $7.0BQ4 ’25Q1 ’26: $8.2Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 70.7%ETP: 19.1%Other: 3.5%ADR: 2.8%REIT: 2.1%Other: 1.8%
  • Common Stock · 70.7% · $3.5B
  • ETP · 19.1% · $956M
  • Other · 3.5% · $177M
  • ADR · 2.8% · $140M
  • REIT · 2.1% · $104M
  • Other · 1.8% · $92M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ABNBAIRBNB INCNEW+46.3K46.3K+$9M$9M
AWIARMSTRONG WORLD INDS INC NEWNEW+81.9K81.9K+$7M$7M
INVESCO EXCHANGE TRADED FD TNEW+81.2K81.2K+$7M$7M
INVESCO DB MULTI-SECTOR COMMNEW+386.3K386.3K+$7M$7M
LUMNLUMEN TECHNOLOGIES INCNEW+408.7K408.7K+$5M$5M
FBINFORTUNE BRANDS HOME & SEC INNEW+35.8K35.8K+$3M$3M
MPLXMPLX LPNEW+105.8K105.8K+$3M$3M
OBDCOWL ROCK CAPITAL CORPORATIONNEW+175.6K175.6K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

45 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →COM3.96%$198M1.62M
2MSFTMICROSOFT CORPhistory →COM3.67%$184M779.9K
3ISHARES TRCORE S&P500 ETF · SHORT TREAS BD · MSCI USA MMENTM · CORE S&P SCP ETF · CORE S&P MCP ETF2.80%$140M819.3K
4AMZNAMAZON COM INChistory →COM1.98%$99M32.1K
5GOOGLALPHABET INCCAP STK CL A · CAP STK CL C1.69%$85M40.9K
6METAFACEBOOK INChistory →CL A1.31%$66M223.4K
7BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW1.26%$63M246.5K
8HDHOME DEPOT INChistory →COM1.04%$52M170.6K
9JPMJPMORGAN CHASE & COhistory →COM0.96%$48M314.5K
10JNJJOHNSON & JOHNSONhistory →COM0.95%$48M290.0K
11KMXCARMAX INChistory →COM0.95%$47M357.0K
12VVISA INChistory →COM CL A0.93%$46M219.5K
13PYPLPAYPAL HLDGS INChistory →COM0.78%$39M159.9K
14BABAALIBABA GROUP HLDG LTDhistory →SPONSORED ADS0.73%$37M161.3K
15NVDANVIDIA CORPORATIONhistory →COM0.70%$35M66.1K
16TSLATESLA INChistory →COM0.69%$34M51.6K
17BACVERIZON COMMUNICATIONS INChistory →COM0.67%$34M578.1K
18NDQINVESCO QQQ TRhistory →UNIT SER 10.66%$33M104.2K
19COSTCOSTCO WHSL CORP NEWhistory →COM0.64%$32M91.5K
20DISDISNEY WALT COhistory →COM0.57%$29M155.0K
21SBUXSTARBUCKS CORPhistory →COM0.53%$27M244.2K
22ILMNILLUMINA INChistory →COM0.52%$26M68.4K
23TAT&T INChistory →COM0.52%$26M863.2K
24BACBK OF AMERICA CORPhistory →COM0.50%$25M649.0K
25HONGBPHONEYWELL INTL INChistory →COM0.47%$24M109.4K
26PFEPFIZER INChistory →COM0.47%$24M654.6K
27CSCOCISCO SYS INChistory →COM0.47%$24M458.3K
28BMYBRISTOL-MYERS SQUIBB COhistory →COM0.47%$24M372.6K
29AMGNAMGEN INChistory →COM0.46%$23M92.5K
30NEENEXTERA ENERGY INChistory →COM0.46%$23M303.9K
31PGPROCTER AND GAMBLE COhistory →COM0.46%$23M169.5K
32WMTWALMART INChistory →COM0.46%$23M168.8K
33GILDGILEAD SCIENCES INChistory →COM0.45%$23M350.8K
34SPDR S&P 500 ETF TRTR UNIT0.45%$23M57.0K
35PEPPEPSICO INChistory →COM0.44%$22M156.7K
36SPDR SER TRBLMBRG BRC CNVRT0.43%$22M258.0K
37MRKMERCK & CO. INChistory →COM0.41%$20M264.9K
38UNHUNITEDHEALTH GROUP INChistory →COM0.40%$20M54.3K
39MAMASTERCARD INCORPORATEDhistory →CL A0.40%$20M56.7K
40INVESCO EXCH TRADED FD TR IIS&P 500 HB ETF0.40%$20M288.2K
41ABBVABBVIE INChistory →COM0.40%$20M183.1K
42LOWLOWES COS INChistory →COM0.39%$20M102.9K
43MEDTRONIC PLCSHS0.39%$20M165.3K
44TMOTHERMO FISHER SCIENTIFIC INChistory →COM0.39%$19M42.7K
45INTCINTEL CORPhistory →COM0.39%$19M304.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$8.2B1,683Apr 24, 202613F-HRchanges · EDGAR ↗
Q4 2025$7.0B1,523Feb 2, 202613F-HRchanges · EDGAR ↗
Q3 2025$8.2B1,646Nov 6, 202513F-HRchanges · EDGAR ↗
Q2 2025$7.6B1,603Jul 31, 202513F-HRchanges · EDGAR ↗
Q1 2025$6.6B1,564Apr 23, 202513F-HRchanges · EDGAR ↗
Q4 2024$6.7B1,548Feb 5, 202513F-HRchanges · EDGAR ↗
Q3 2024$6.6B1,506Nov 5, 202413F-HRchanges · EDGAR ↗
Q2 2024$6.3B1,430Aug 8, 202413F-HRchanges · EDGAR ↗
Q1 2024$6.0B1,436May 7, 202413F-HRchanges · EDGAR ↗
Q4 2023$5.4B1,383Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$4.8B1,375Nov 8, 202313F-HRchanges · EDGAR ↗
Q2 2023$5.0B1,411Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$4.7B1,378May 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$4.4B1,348Feb 8, 202313F-HRchanges · EDGAR ↗
Q3 2022$4.3B1,360Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$4.6B1,403Aug 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$5.5B1,463May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$5.7B1,485Feb 2, 202213F-HRchanges · EDGAR ↗
Q3 2021$5.3B1,485Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$5.6B1,502Aug 3, 202113F-HRchanges · EDGAR ↗
Q1 2021$5.0B1,432May 10, 202113F-HRchanges · EDGAR ↗
Q4 2020$4.7B1,340Feb 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$4.0B1,275Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$3.9B1,252Aug 11, 202013F-HRchanges · EDGAR ↗
Q1 2020$3.3B1,191May 8, 202013F-HRchanges · EDGAR ↗
Q4 2019$4.0B1,273Feb 7, 202013F-HRchanges · EDGAR ↗
Q3 2019$3.7B1,252Oct 31, 201913F-HRchanges · EDGAR ↗
Q2 2019$3.7B1,299Aug 9, 201913F-HRchanges · EDGAR ↗
Q1 2019$3.7B1,344Apr 24, 201913F-HRchanges · EDGAR ↗
Q4 2018$3.2B1,237Jan 29, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.