SEC 13F Intelligence

Managers / Q4 2019 · view latest →

PVG ASSET MANAGEMENT CORP

CIK 0000820434 · 24918 GENESEE TRAIL ROAD, GOLDEN, CO, 80401 · 3038747478

Reported Value
$72M
Q4 2019
Positions
61
Filings on Record
25
2019–present window
Filed
Feb 26, 2020
original filing

Summary

Pvg Asset Management Corp reported $72M in U.S.-listed holdings across 61 positions for Q4 2019.

Its largest position, RSP, represents 17.9% of the portfolio.

Compared with Q3 2019, the fund opened 26 new positions and exited 43.

Portfolio Metrics

Turnover
+43.1%
vs prior filed quarter
Top-10 Concentration
+56.9%
share of reported value
Largest Position
+17.9%
Invesco Etf Tr S P Equal Weighted Rsp
New / Exited
26 / 43
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $102MQ4 ’18Q1 ’19: $111MQ2 ’19: $95MQ4 ’19: $72MQ4 ’19Q1 ’20: $42MQ1 ’21: $32MQ2 ’21: $32MQ2 ’21Q3 ’21: $33MQ4 ’21: $27MQ3 ’22: $26MQ3 ’22Q2 ’23: $23MQ3 ’23: $15MQ1 ’24: $21MQ1 ’24Q2 ’24: $25MQ3 ’24: $25MQ4 ’24: $21MQ4 ’24Q2 ’25: $23MQ3 ’25: $29MQ4 ’25: $47MQ4 ’25Q2 ’26: $173Mfilingsflow.com

Portfolio Composition

By security type
ETP: 41.3%Other: 26.4%Common Stock: 26.0%ADR: 5.1%REIT: 1.2%
  • ETP · 41.3% · $30M
  • Other · 26.4% · $19M
  • Common Stock · 26.0% · $19M
  • ADR · 5.1% · $4M
  • REIT · 1.2% · $868,148

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
RSPInvesco ETF Tr S&P Equal Weighted (rsp)NEW+110.7K110.7K+$13M$13M
Broadmark Realty Capital Inc. (brmk)NEW+205.8K205.8K+$3M$3M
ROYAL DUTCH SHELL PLC SPONSORED (rds b)NEW+29.0K29.0K+$2M$2M
IWMISHARES ETF RUSSELL 2000 (iwm)NEW+7.2K7.2K+$1M$1M
IXCiShares Tr S&P Global Energy (ixc)NEW+29.8K29.8K+$919,505$919,505
AMC Entertainment Holdings Inc (amc)NEW+125.7K125.7K+$909,778$909,778
Industrial Select Sector (xli)NEW+9.8K9.8K+$794,333$794,333
BOTZGlobal X Robotics&Artificial Int ETF(botz)NEW+36.0K36.0K+$786,598$786,598

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

61 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1RSPInvesco ETF Tr S&P Equal Weighted (rsp)history →ETF17.86%$13M110.7K
2ProShares UltraShort S&P 500 (sds)ETF6.57%$5M189.6K
3VOOVanguard Index S&P 500 (voo)history →ETF6.07%$4M14.7K
4IVVS&P 500 INDX (ivv)history →ETF5.97%$4M13.2K
5ProShares TR UltraShort QQQ New (qid)ETF4.93%$4M150.5K
6ALPS ALERIAN MLP ETF (amlp)ETF3.99%$3M336.4K
7Broadmark Realty Capital Inc. (brmk)COM3.66%$3M205.8K
8CENTURYLINK INC (ctl)COM2.93%$2M158.9K
9AT&T, Inc.(t)COM2.55%$2M46.7K
10ROYAL DUTCH SHELL PLC SPONSORED (rds b)COM2.43%$2M29.0K
11BMYBristol Myers-Squibb (bmy)history →COM2.15%$2M24.0K
12OLNOlin Corp. (oln)history →COM1.92%$1M79.8K
13JNJJOHNSON & JOHNSON (jnj)history →COM1.87%$1M9.2K
14IVWISHARES S&P 500 ETF GROWTH (ivw)history →ETF1.82%$1M6.7K
15IWMISHARES ETF RUSSELL 2000 (iwm)history →ETF1.67%$1M7.2K
16EXMOCExxon Mobil Corporation (xom)history →COM1.54%$1M15.8K
17BPBP PLC SPONS ADR (bp)history →COM1.42%$1M27.0K
18IXCiShares Tr S&P Global Energy (ixc)history →ETF1.28%$919,50529.8K
19AMC Entertainment Holdings Inc (amc)COM1.27%$909,778125.7K
20PENNSYLVANIA REAL ESTATE INV TRUST (pei)COM1.25%$896,613168.2K
21PFEPfizer Inc. (pfe)history →COM1.21%$868,62122.2K
22Cedar Realty Tr Com (cdr)COM1.13%$813,477275.8K
23MMACY'S INC (m)history →COM1.12%$800,44547.1K
24Industrial Select Sector (xli)ETF1.11%$794,3339.8K
25BOTZGlobal X Robotics&Artificial Int ETF(botz)history →ETF1.10%$786,59836.0K
26WestRock Company (wrk)COM1.05%$750,53917.5K
27CCITIGROUP INC COM (c)history →COM1.04%$744,9749.3K
28CVSCVS Health Corp (cvs)COM1.00%$716,9739.7K
29ViacomCBS Inc Class B (viac)COM0.99%$713,44817.0K
30FITBFIFTH THIRD BANCORP (fitb)COM0.96%$687,13122.4K
31GILDGilead Sciences Inc (gild)COM0.88%$628,4229.7K
32JNPJUNIPER NETWORKS INC (jnpr)COM0.87%$626,09525.4K
33KOFCoca-Cola Femsa (kof)COM0.85%$611,29210.1K
34Global X SuperDividend ETF (sdiv)ETF0.81%$580,17932.8K
35GLWCORNING INC (glw)COM0.80%$576,37819.8K
36OXYOCCIDENTAL PETROLEUM CORP (oxy)COM0.79%$568,20313.8K
37TRGPTarga Resources Corp. (trgp)COM0.79%$566,02613.9K
38ORCLORACLE CORPORATION (orcl)COM0.77%$555,65410.5K
39Service Properties Trust Reit (svc)COM0.72%$519,32421.3K
40SPYSPDR S&P 500 TRUST ETF (spy)COM0.72%$518,1951.6K
41LBEURL Brands Inc. (lb)COM0.64%$462,33225.5K
42ViacomCBS Inc Class A (viaca)COM0.64%$459,87310.2K
43NEW RESIDENTIAL INVESTMENT CORP (nrz)COM0.60%$431,02326.8K
44Accelerate Diagnostics Inc. (axdx)COM0.46%$332,93019.7K
45SLBSchlumberger LTD (slb)COM0.46%$329,3598.2K
46Tremont Mortgage Trust (trmt)COM0.46%$327,31066.0K
47HONHoneywell International Inc. (hon)COM0.44%$314,8831.8K
48LOWLOWES COMPANIES INC (low)COM0.41%$297,1252.5K
49HAYNES INTL INC (hayn)COM0.41%$295,7578.3K
50IPInternational Paper Company (ip)COM0.40%$284,5896.2K
51IPHIINPHI Corp (iphi)COM0.40%$284,3113.8K
52FNDFloor & Decor Holdings, Inc. (fnd)COM0.39%$282,6565.6K
53NTESNetease.com, Inc. (ntes)COM0.39%$278,122907
54INGERSOLL-RAND PLC SHARES (ir)COM0.39%$276,6072.1K
55Iron Mountain Inc. (irm)COM0.38%$271,4378.5K
56AZTABrooks Automation, Inc. (brks)COM0.38%$271,2716.5K
57RPDRapid7, Inc. (rpd)COM0.37%$268,8964.8K
58ProShares UltaShort Dow30 (dxd)ETF0.31%$220,0819.8K
59SACHSachem Capital Corp. (sach)COM0.08%$54,67112.6K
60Surface Oncology, Inc. (surf)COM0.07%$51,02727.1K
61Vascular Biogenics Ltd. (vblt)COM0.07%$48,03640.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$173M132Jul 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$47M91Jan 30, 202613F-HRchanges · EDGAR ↗
Q3 2025$29M58Sep 2, 202513F-HRchanges · EDGAR ↗
Q2 2025$23M46Jun 4, 202513F-HRchanges · EDGAR ↗
Q4 2024$21M46Feb 21, 202513F-HRchanges · EDGAR ↗
Q3 2024$25M44Nov 25, 202413F-HRchanges · EDGAR ↗
Q2 2024$25M36Aug 22, 202413F-HRchanges · EDGAR ↗
Q1 2024$21M33Mar 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$15M25Oct 27, 202313F-HRchanges · EDGAR ↗
Q2 2023$23M39Jul 31, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review36Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$26M37Oct 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$27M50Feb 2, 202213F-HRchanges · EDGAR ↗
Q3 2021$33M42Nov 10, 202113F-HRchanges · EDGAR ↗
Q2 2021$32M54Aug 17, 202113F-HRchanges · EDGAR ↗
Q1 2021$32M49May 14, 202113F-HRchanges · EDGAR ↗
Q1 2020$42M56May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$72M61Feb 26, 202013F-HRchanges · EDGAR ↗
Q3 2019Under review78Nov 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$95M68Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$111M66May 14, 201913F-HRchanges · EDGAR ↗
Q4 2018$102M59Feb 15, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.