SEC 13F Intelligence

Managers / Q3 2021 · view latest →

AMERIPRISE FINANCIAL INC

CIK 0000820027 · 1099 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN, 55474 · 612-671-8001

Reported Value
$313.0B
Q3 2021
Positions
10,219
Filings on Record
26
2019–present window
Filed
Nov 15, 2021
original filing

Summary

Ameriprise Financial Inc reported $313.0B in U.S.-listed holdings across 10,219 positions for Q3 2021.

Its largest position, MSFT, represents 2.3% of the portfolio.

Compared with Q2 2021, the fund opened 180 new positions and exited 210.

Portfolio Metrics

Turnover
+5.9%
vs prior filed quarter
Top-10 Concentration
+11.7%
share of reported value
Largest Position
+2.3%
Microsoft
New / Exited
180 / 210
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’20: $190.5BQ1 ’20Q2 ’20: $233.4BQ3 ’20: $245.8BQ4 ’20: $281.9BQ1 ’21: $300.9BQ1 ’21Q2 ’21: $323.4BQ3 ’21: $313.0BQ4 ’21: $361.6BQ1 ’22: $338.9BQ1 ’22Q2 ’22: $286.7BQ3 ’22: $270.4BQ4 ’22: $291.7BQ1 ’23: $304.9BQ1 ’23Q2 ’23: $319.0BQ3 ’23: $304.6BQ4 ’23: $334.0BQ1 ’24: $363.4BQ1 ’24Q2 ’24: $369.6BQ3 ’24: $389.9BQ4 ’24: $389.7BQ1 ’25: $370.5BQ1 ’25Q2 ’25: $405.7BQ3 ’25: $435.4BQ4 ’25: $442.5BQ1 ’26: $431.8BQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 75.6%ETP: 15.7%Other: 4.7%REIT: 2.0%ADR: 1.2%Other: 0.8%
  • Common Stock · 75.6% · $236.7B
  • ETP · 15.7% · $49.0B
  • Other · 4.7% · $14.8B
  • REIT · 2.0% · $6.3B
  • ADR · 1.2% · $3.8B
  • Other · 0.8% · $2.4B

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
GENERAL ELECTRIC CONEW+1.53M1.53M+$158M$158M
TWKSEURTHOUGHTWORKS HOLDING INCNEW+2.97M2.97M+$85M$85M
STEVANATO GROUP SPANEW+2.57M2.57M+$65M$65M
ENDEAVOR GROUP HOLD-CLASS ANEW+2.14M2.14M+$61M$61M
ROYAL CARIBBEAN CRUISES LTDNEW+42.90M42.90M+$60M$60M
NCL CORPORATION LTDNEW+32.30M32.30M+$55M$55M
SHCRUSDSHARECARE INCNEW+6.25M6.25M+$51M$51M
NCINO INCNEW+662.3K662.3K+$47M$47M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

45 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1MSFTMICROSOFT CORPhistory →COM2.68%$8.4B29.76M
2GOOGLALPHABET INC-CL ACOM2.24%$7.0B2.63M
3AAPLAPPLE INChistory →COM2.11%$6.6B46.65M
4AMZNAMAZON.COM INChistory →COM1.68%$5.3B1.60M
5JNJJOHNSON & JOHNSONhistory →COM0.95%$3.0B18.33M
6JPMJPMORGAN CHASE & COhistory →COM0.94%$2.9B17.88M
7METAFACEBOOK INC-CLASS Ahistory →COM0.89%$2.8B8.21M
8AVGOBROADCOM INChistory →COM0.85%$2.7B5.52M
9CSCOCISCO SYSTEMS INChistory →COM0.83%$2.6B47.56M
10BACBANK OF AMERICA CORPhistory →COM0.82%$2.6B60.49M
11ISHARES CORE S&P 500 ETFCOM0.78%$2.4B5.68M
12LRCXEURLAM RESEARCH CORPhistory →COM0.76%$2.4B4.20M
13CMCSACOMCAST CORP-CLASS Ahistory →COM0.69%$2.2B38.73M
14HDHOME DEPOT INChistory →COM0.55%$1.7B5.25M
15NVDANVIDIA CORPhistory →COM0.55%$1.7B8.32M
16PGPROCTER & GAMBLE CO/THEhistory →COM0.54%$1.7B11.98M
174I1PHILIP MORRIS INTERNATIONALhistory →COM0.53%$1.7B17.66M
18LLYELI LILLY & COhistory →COM0.53%$1.7B7.24M
19DYHTARGET CORPhistory →COM0.52%$1.6B7.09M
20UNPUNION PACIFIC CORPhistory →COM0.50%$1.6B8.05M
21ADBEADOBE INChistory →COM0.49%$1.5B2.67M
22MEDTRONIC PLCCOM0.49%$1.5B12.13M
23VVISA INC-CLASS A SHAREShistory →COM0.45%$1.4B6.33M
24ABTABBOTT LABORATORIEShistory →COM0.41%$1.3B10.96M
25BMYBRISTOL-MYERS SQUIBB COhistory →COM0.41%$1.3B21.65M
26EBAEBAY INChistory →COM0.40%$1.3B18.05M
27NDQINVESCO QQQ TRUST SERIES 1history →COM0.40%$1.2B3.47M
28ACCENTURE PLC-CL ACOM0.39%$1.2B3.85M
29CHVCHEVRON CORPhistory →COM0.39%$1.2B11.98M
30TRANE TECHNOLOGIES PLCCOM0.38%$1.2B6.91M
31AMATAPPLIED MATERIALS INChistory →COM0.38%$1.2B9.22M
32ISHARES IBOXX INVESTMENT GRACOM0.37%$1.2B8.77M
33MAMASTERCARD INC - Ahistory →COM0.37%$1.2B3.36M
34BACVERIZON COMMUNICATIONS INChistory →COM0.37%$1.2B21.53M
35HONGBPHONEYWELL INTERNATIONAL INChistory →COM0.37%$1.2B5.47M
36TXNTEXAS INSTRUMENTS INChistory →COM0.37%$1.2B6.03M
37RTXRAYTHEON TECHNOLOGIES CORPhistory →COM0.37%$1.2B13.39M
38UPSUNITED PARCEL SERVICE-CL Bhistory →COM0.35%$1.1B5.97M
39VANGUARD S&P 500 ETFCOM0.35%$1.1B2.74M
40BLKCHFBLACKROCK INChistory →COM0.34%$1.1B1.27M
41TE CONNECTIVITY LTDCOM0.34%$1.1B7.70M
42DWDMORGAN STANLEYhistory →COM0.34%$1.1B10.85M
43UNHUNITEDHEALTH GROUP INChistory →COM0.34%$1.1B2.69M
44ADIANALOG DEVICES INChistory →COM0.33%$1.0B6.22M
45ALSALLSTATE CORPhistory →COM0.33%$1.0B8.08M

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$431.8B11,197May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$442.5B11,224Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$435.4B11,107Nov 14, 202513F-HRchanges · EDGAR ↗
Q2 2025$405.7B10,976Aug 14, 202513F-HRchanges · EDGAR ↗
Q1 2025$370.5B11,118May 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$389.7B11,410Feb 14, 202513F-HRchanges · EDGAR ↗
Q3 2024$389.9B11,059Nov 14, 202413F-HRchanges · EDGAR ↗
Q2 2024$369.6B10,891Aug 14, 202413F-HRchanges · EDGAR ↗
Q1 2024$363.4B10,814May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$334.0B11,153Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$304.6B11,163Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$319.0B11,158Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$304.9B11,222May 22, 2023RESTATEMENTchanges · EDGAR ↗
Q4 2022$291.7B11,204Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$270.4B11,425Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$286.7B11,251Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$338.9B11,604May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$361.6B11,639Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$313.0B10,219Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$323.4B10,387Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$300.9B10,124May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$281.9B9,929Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$245.8B9,226Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$233.4B9,177Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$190.5B9,130May 15, 202013F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 9 additional managers.

  • Columbia Management Investment Advisers, LLC028-10477
  • Ameriprise Trust Co028-10458
  • Ameriprise Certificate Co028-00140
  • RiverSource Life Insurance Co028-00143
  • RiverSource Life Insurance Co of New York028-10460
  • Threadneedle Asset Management Holdings LTD028-10644
  • Ameriprise Financial Services, LLC028-14918
  • Columbia Wanger Asset Management, LLC028-03639
  • Ameriprise Bank, FSB028-18942

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.