SEC 13F Intelligence

Managers / Q2 2021 · view latest →

HARBOUR INVESTMENTS, INC.

CIK 0000810121 · 575 D'ONOFRIO DRIVE, SUITE 300, MADISON, WI, 53719 · (608) 662-6100

Reported Value
$2.8B
Q2 2021
Positions
3,808
Filings on Record
21
2019–present window
Filed
Aug 17, 2021
amendment (RESTATEMENT)

Summary

Harbour Investments, Inc. reported $2.8B in U.S.-listed holdings across 3,808 positions for Q2 2021.

Its largest position, Ishares Tr, represents 2.8% of the portfolio.

Compared with Q1 2021, the fund opened 2365 new positions and exited 12.

Portfolio Metrics

Turnover
+0.0%
vs prior filed quarter
Top-10 Concentration
+20.2%
share of reported value
Largest Position
+2.8%
Ishares Tr
New / Exited
2365 / 12
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’21: $155MQ1 ’21Q2 ’21: $2.8BQ3 ’21: $3.1BQ4 ’21: $1.7BQ4 ’21Q2 ’22: $1.5BQ3 ’22: $1.5BQ4 ’22: $1.6BQ4 ’22Q1 ’23: $1.8BQ2 ’23: $2.0BQ3 ’23: $2.0BQ3 ’23Q4 ’23: $2.4BQ2 ’24: $3.0BQ3 ’24: $3.3BQ3 ’24Q4 ’24: $3.5BQ1 ’25: $3.5BQ2 ’25: $3.9BQ2 ’25Q3 ’25: $4.4BQ4 ’25: $4.9BQ1 ’26: $6.5BQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 68.0%Common Stock: 27.6%Closed-End Fund: 1.4%Other: 1.4%REIT: 0.7%Other: 0.9%
  • ETP · 68.0% · $1.9B
  • Common Stock · 27.6% · $767M
  • Closed-End Fund · 1.4% · $39M
  • Other · 1.4% · $38M
  • REIT · 0.7% · $21M
  • Other · 0.9% · $24M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
XNEAXNUVEEN AMT FREE QLTY MUN INCNEW+145.8K145.8K+$2M$2M
INVESCO ACTIVELY MANAGED ETFNEW+37.3K37.3K+$2M$2M
PROSHARES TRNEW+17.6K17.6K+$2M$2M
JRINUVEEN REAL ASSET INCOME & GNEW+111.8K111.8K+$2M$2M
FIRST TR EXCHANGE-TRADED FDNEW+95.5K95.5K+$2M$2M
INNOVATOR ETFS TRNEW+48.2K48.2K+$1M$1M
ISHARES TRNEW+31.5K31.5K+$1M$1M
INVESCO EXCHANGE TRADED FD TNEW+7.8K7.8K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2021

29 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TRCORE S&P MCP ETF · CORE S&P SCP ETF · CORE US AGGBD ET · S&P 500 VAL ETF · S&P 500 GRWT ETF · CORE S&P500 ETF · CORE MSCI EAFE · MSCI USA MIN VOL · ESG AWR MSCI USA12.31%$342M2.81M
2SCHWAB STRATEGIC TRUS DIVIDEND EQ · US LCAP GR ETF · SHT TM US TRES · US MID-CAP ETF · INTL EQTY ETF4.97%$138M1.97M
3RDVYFIRST TR EXCHANGE-TRADED FDhistory →CAP STRENGTH ETF · FST LOW OPPT EFT · DJ INTERNT IDX · US EQTY OPPT ETF · INTL EQUITY OPP · RISNG DIVD ACHIV4.47%$124M1.75M
4VUGVANGUARD INDEX FDShistory →S&P 500 ETF SHS · TOTAL STK MKT · GROWTH ETF3.87%$107M367.0K
5AAPLAPPLE INChistory →COM2.18%$61M496.5K
6PGPROCTER AND GAMBLE COhistory →COM1.91%$53M391.3K
7FIRST TR EXCHNG TRADED FD VITCW OPPORTUNIS1.81%$50M950.2K
8NDQINVESCO QQQ TRhistory →UNIT SER 11.68%$47M146.4K
9VANGUARD BD INDEX FDSINTERMED TERM · TOTAL BND MRKT1.53%$43M489.5K
10GOLDMAN SACHS ETF TRACTIVEBETA US LG1.18%$33M415.5K
11FIDELITY COVINGTON TRUSTMSCI HLTH CARE I · TOTAL BD ETF1.17%$33M577.4K
12FIRST TR VALUE LINE DIVID INSHS1.10%$31M806.2K
13AMZNAMAZON COM INChistory →COM0.97%$27M8.7K
14SPDR SER TRBLOOMBERG SRT TR0.88%$24M895.1K
15PIMCO ETF TRINV GRD CRP BD0.84%$23M208.9K
16VANGUARD WORLD FDMEGA GRWTH IND0.77%$21M103.7K
17MSFTMICROSOFT CORPhistory →COM0.74%$20M86.9K
18VANGUARD SPECIALIZED FUNDSDIV APP ETF0.71%$20M133.6K
19VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD0.65%$18M217.7K
20INVESCO EXCHANGE TRADED FD TS&P500 EQL TEC0.52%$14M53.1K
21WISDOMTREE TREM EX ST-OWNED0.49%$14M337.2K
22SPDR S&P 500 ETF TRTR UNIT0.48%$13M33.8K
23FSKFS KKR CAP CORPhistory →COM0.45%$13M635.8K
24INVESCO EXCH TRADED FD TR IIPFD ETF0.45%$13M840.4K
25DEDEERE & COhistory →COM0.41%$11M30.1K
26SYKSTRYKER CORPORATIONhistory →COM0.39%$11M44.3K
27HDHOME DEPOT INChistory →COM0.39%$11M35.3K
28FIRST TR EXCH TRADED FD IIIPFD SECS INC ETF0.38%$11M521.1K
29PYPLPAYPAL HLDGS INChistory →COM0.38%$10M43.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$6.5B4,673May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$4.9B3,866Feb 9, 202613F-HRchanges · EDGAR ↗
Q3 2025$4.4B3,746Nov 12, 202513F-HRchanges · EDGAR ↗
Q2 2025$3.9B3,607Jul 28, 202513F-HRchanges · EDGAR ↗
Q1 2025$3.5B3,559May 8, 202513F-HRchanges · EDGAR ↗
Q4 2024$3.5B3,491Feb 10, 202513F-HRchanges · EDGAR ↗
Q3 2024$3.3B3,396Nov 4, 202413F-HRchanges · EDGAR ↗
Q2 2024$3.0B3,291Jul 26, 202413F-HRchanges · EDGAR ↗
Q4 2023$2.4B3,130Feb 16, 202413F-HRchanges · EDGAR ↗
Q3 2023$2.0B2,998Nov 15, 202313F-HRchanges · EDGAR ↗
Q2 2023$2.0B3,028Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.8B2,998May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.6B2,999Feb 16, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.5B2,899Nov 15, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.5B2,899Aug 15, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.7B2,724Feb 16, 202213F-HRchanges · EDGAR ↗
Q3 2021$3.1B3,978Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.8B3,808Aug 17, 2021RESTATEMENTchanges · EDGAR ↗
Q1 2021$155M1,495May 12, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.