SEC 13F Intelligence

Managers / Q2 2019 · view latest →

KNOTT DAVID M

CIK 0000808722

Reported Value
$237M
Q2 2019
Positions
148
Filings on Record
12
2019–present window
Filed
Aug 12, 2019
original filing

Summary

Knott David M reported $237M in U.S.-listed holdings across 148 positions for Q2 2019.

Its largest position, LGND, represents 17.0% of the portfolio.

Compared with Q1 2019, the fund opened 12 new positions and exited 11.

Portfolio Metrics

Turnover
+10.0%
vs prior filed quarter
Top-10 Concentration
+59.3%
share of reported value
Largest Position
+17.0%
Ligand Pharmaceuticals Incorporated
New / Exited
12 / 11
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $213MQ4 ’18Q1 ’19: $251MQ2 ’19: $237MQ2 ’19Q3 ’19: $238MQ4 ’19: $247MQ4 ’19Q1 ’20: $158MQ2 ’20: $183MQ2 ’20Q3 ’20: $170MQ4 ’20: $221MQ4 ’20Q1 ’21: $234MQ2 ’21: $281MQ2 ’21Q3 ’21: $275Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 74.9%MLP: 8.5%Other: 7.7%Ltd Part: 5.6%REIT: 2.0%Other: 1.4%
  • Common Stock · 74.9% · $177M
  • MLP · 8.5% · $20M
  • Other · 7.7% · $18M
  • Ltd Part · 5.6% · $13M
  • REIT · 2.0% · $5M
  • Other · 1.4% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
Fannie Mae 8.25 Series TNEW+85.0K85.0K+$996,000$996,000
DDDupont DE Nemours Inc.NEW+12.5K12.5K+$942,000$942,000
Freddie Mac 8.375 Series ZNEW+53.4K53.4K+$662,000$662,000
DOWDow Inc.NEW+12.5K12.5K+$619,000$619,000
CTVACorteva Inc.NEW+12.5K12.5K+$371,000$371,000
GILDGilead Sciences, Inc.NEW+3.5K3.5K+$236,000$236,000
Cidara Therapeutics, Inc.NEW+128.5K128.5K+$216,000$216,000
CymaBay Therapeutics, Inc.NEW+21.0K21.0K+$150,000$150,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2019

111 positions
#IssuerClass% PortfolioValueShares
1LGNDLigand Pharmaceuticals Incorporatedhistory →Common17.00%$40M353.0K
2Upland Software, Inc.Common8.41%$20M438.0K
3Fortress Trans & Infrastructure Inv. LLCCommon5.56%$13M873.5K
4Stericycle, Inc.Common5.42%$13M269.1K
5Apollo Global Management, LLCCommon4.67%$11M322.7K
6MPLXMPLX LPhistory →Common4.47%$11M329.6K
7GOOGAlphabet Inc-Cl Chistory →Common3.60%$9M7.9K
8Calumet Specialty Products Partners, LPCommon3.41%$8M1.93M
9The Stars Group Inc.Common3.39%$8M470.8K
10LKQLKQ Corporationhistory →Common3.37%$8M300.0K
11BRSLInternational Gaming Technologieshistory →Common3.32%$8M607.5K
12Macquarie Infrastructure CorporationCommon3.01%$7M175.9K
13PFEPfizer Inc.history →Common2.65%$6M145.0K
14AAPLApple Inc.history →Common2.09%$5M25.1K
15LOWLowe's Companies, Inc.history →Common1.92%$5M45.0K
16American Outdoor Brands CorporationCommon1.48%$4M390.0K
17DALDelta Air Lines, Inc.history →Common1.38%$3M57.5K
18The Michaels Companies, Inc.Common1.10%$3M300.0K
19JPMJP Morgan & Chasehistory →Common1.09%$3M23.1K
20CHCTCommunity Healthcare Trust IncorporatedCommon1.00%$2M60.0K
21Eiger BioPharmaceuticals, Inc.Common0.97%$2M217.0K
22BioDelivery Sciences International, Inc.Common0.89%$2M452.8K
23Radius Health Inc.Common0.79%$2M77.3K
24VKTXViking Therapeutics, Inc.Common0.76%$2M218.1K
25XENEXenon Pharmaceuticals Inc.Common0.75%$2M179.4K
26The Howard Hughes CorporationCommon0.68%$2M13.0K
27Quotient LimitedCommon0.67%$2M170.0K
28Stemline Therapeutics, Inc.Common0.65%$2M100.6K
29ABAllianceBernstein Holdings PL Unit LtdCommon0.63%$2M50.5K
30CELGCelgene CorporationCommon0.62%$1M15.8K
31CHRSCoherus Biosciences, Inc.Common0.58%$1M62.4K
32CN2Catalyst Pharmaceuticals, Inc.Common0.56%$1M343.3K
33BMYBristol-Myers Squibb CompanyCommon0.52%$1M27.1K
34Horizon Therapeutics Public Ltd. CompanyCommon0.51%$1M50.0K
35AIMTAimmune Therapeutics, Inc.Common0.50%$1M57.5K
36Intec Pharma Ltd.Common0.47%$1M259.4K
37Anadarko Petroleum CorporationCommon0.47%$1M16.0K
38Arena Pharmaceuticals, Inc.Common0.45%$1M18.3K
39VZVerizon Communications Inc.Common0.44%$1M18.3K
40JNJJohnson & JohnsonCommon0.43%$1M7.3K
41RHPRyman Hospitality Ppty Inc.Common0.42%$1M12.4K
42Fannie Mae 8.25 Series TCommon0.42%$996,00085.0K
43DDDupont DE Nemours Inc.Common0.40%$942,00012.5K
44Global Medical REIT, Inc. Ser A Cum Pfd.Common0.39%$918,00035.0K
45Foamix Pharmaceuticals Ltd.Common0.37%$883,000371.0K
46CNQCanadian Natural Resources Inc.Common0.37%$873,00032.4K
47MDLZMondelez Int'l Inc.Common0.36%$857,00015.9K
48ABBVAbbVie Inc.Common0.34%$808,00011.1K
49EPRTEssential Properties Realty Trust, Inc.Common0.34%$802,00040.0K
50KMBKimberly Clark CorporationCommon0.34%$800,0006.0K
51TAT&T Inc.Common0.31%$739,00022.1K
52XLRNAcceleron Pharma, Inc.Common0.31%$731,00017.8K
53KOCoca ColaCommon0.29%$682,00013.4K
54Freddie Mac 8.375 Series ZCommon0.28%$662,00053.4K
55Hospitality Properties TrustCommon0.26%$625,00025.0K
56DOWDow Inc.Common0.26%$619,00012.5K
57IBMInternational Business MachinesCommon0.25%$591,0004.3K
58WPCWP CareyCommon0.21%$487,0006.0K
59Check Cap Ltd. 7.50Common0.20%$482,00064.3K
60Bellicum Pharmaceuticals, Inc.Common0.18%$435,000255.7K
61Alimera Sciences, Inc.Common0.17%$396,000444.4K
62AUPHAurinia Pharmaceuticals Inc.Common0.16%$382,00058.0K
63CTVACorteva Inc.Common0.16%$371,00012.5K
64CLBKColumbia Financial, Inc.Common0.15%$353,00023.4K
65DELLDell Technologies Inc.Common0.14%$326,0006.4K
66Entegra Financial CorporationCommon0.13%$308,00010.3K
67TTENTotol SACommon0.12%$294,0005.3K
68KHCThe Kraft Heinz CompanyCommon0.12%$276,0008.9K
69NVSNovartis AGCommon0.12%$274,0003.0K
70CAGConagra BrandsCommon0.11%$265,00010.0K
71GILDGilead Sciences, Inc.Common0.10%$236,0003.5K
72KRYSKrystal Biotech, Inc.Common0.10%$233,0005.8K
73Cidara Therapeutics, Inc.Common0.09%$216,000128.5K
74Wheeler Real Estate Investment Trust, Inc.Common0.09%$215,00014.3K
75GMGeneral MotorsCommon0.08%$193,0005.0K
76LXRXLexicon Pharmaceuticals, Inc.Common0.08%$189,00030.0K
77MSFTMicrosoft CorporationCommon0.08%$188,0001.4K
78FSBWFS Bancorp Inc.Common0.08%$186,0003.6K
79Centerstate Banks CorpCommon0.07%$160,0006.9K
80HRGGHeritage NOLA Bancorp Inc.Common0.06%$153,00012.0K
81CymaBay Therapeutics, Inc.Common0.06%$150,00021.0K
82ORITOritani Financial CorpCommon0.06%$137,0007.8K
83CFFNCapitol Federal Financial Inc.Common0.06%$135,0009.8K
84Verrica Pharmaceuticals, Inc.Common0.05%$129,00011.1K
85Cousins PropertiesCommon0.05%$121,0003.4K
86LEGHLegacy Housing CorporationCommon0.05%$112,0009.0K
87Merck & Co. Inc.Common0.05%$109,0001.3K
88OFIXOrthofix Medical Inc.Common0.04%$106,0002.0K
89FNBFNB CoporationCommon0.04%$105,0008.9K
90MDTMedtronics Inc.Common0.04%$102,0001.1K
91MEI Pharma, Inc.Common0.04%$96,00038.6K
92Novelion Therapeutics, Inc.Common0.04%$85,000109.1K
93GMEDGlobus Medical, Inc.Common0.03%$80,0001.9K
94Ascendis Pharma A/SCommon0.03%$76,000656
95FFord Motor CompanyCommon0.02%$51,0005.0K
96Bellicum Pharm., Inc. 5Common0.02%$50,000100
97General ElectricCommon0.02%$50,0004.7K
98ALCAlcon, IncCommon0.02%$37,000600
99LLYEli Lilly Inc.Common0.01%$33,000300
100CCChemours Co.Common0.01%$32,0001.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2021$275M197Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$281M195Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$234M166May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$221M145Feb 12, 202113F-HRchanges · EDGAR ↗
Q3 2020$170M135Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$183M127Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$158M156May 13, 202013F-HRchanges · EDGAR ↗
Q4 2019$247M152Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$238M157Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$237M148Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$251M143May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$213M133Feb 12, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • DORSET MANAGEMENT CORP028-10281

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.