SEC 13F Intelligence

Managers / Q3 2021 · view latest →

CARRET ASSET MANAGEMENT, LLC

CIK 0000791490 · 360 MADISON AVENUE, 20TH FLOOR, NEW YORK, NY, 10017 · 2125933800

Reported Value
$838M
Q3 2021
Positions
296
Filings on Record
31
2019–present window
Filed
Oct 27, 2021
original filing

Summary

Carret Asset Management, LLC reported $838M in U.S.-listed holdings across 296 positions for Q3 2021.

Its largest position, AAPL, represents 6.9% of the portfolio.

Compared with Q2 2021, the fund opened 7 new positions and exited 9.

Portfolio Metrics

Turnover
+2.4%
vs prior filed quarter
Top-10 Concentration
+30.8%
share of reported value
Largest Position
+6.9%
Apple
New / Exited
7 / 9
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $555MQ4 ’18Q1 ’19: $613MQ2 ’19: $629MQ3 ’19: $630MQ4 ’19: $686MQ4 ’19Q1 ’20: $521MQ2 ’20: $617MQ3 ’20: $661MQ1 ’21: $743MQ1 ’21Q2 ’21: $854MQ3 ’21: $838MQ4 ’21: $903MQ1 ’22: $874MQ1 ’22Q2 ’22: $721MQ3 ’22: $670MQ2 ’23: $754MQ3 ’23: $718MQ3 ’23Q4 ’23: $785MQ1 ’24: $849MQ2 ’24: $857MQ3 ’24: $922MQ3 ’24Q4 ’24: $913MQ1 ’25: $885MQ2 ’25: $936MQ3 ’25: $1.0BQ3 ’25Q4 ’25: $1.1BQ1 ’26: $1.0Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 77.9%Other: 9.2%ETP: 8.0%REIT: 1.7%Open-End Fund: 1.4%Other: 1.8%
  • Common Stock · 77.9% · $653M
  • Other · 9.2% · $77M
  • ETP · 8.0% · $67M
  • REIT · 1.7% · $14M
  • Open-End Fund · 1.4% · $12M
  • Other · 1.8% · $15M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
GENERAL ELECTRIC CONEW+6.0K6.0K+$622,000$622,000
MGM GROWTH PROPERTIES LLC. - ANEW+13.3K13.3K+$511,000$511,000
DAIMLER AG REG SHSNEW+3.4K3.4K+$303,000$303,000
CHARGEPOINT HOLDINGS INCNEW+14.1K14.1K+$281,000$281,000
BIOHAVEN PHARMACEUTICAL HOLDINNEW+1.7K1.7K+$234,000$234,000
VIACOMCBS INCNEW+5.8K5.8K+$230,000$230,000
GREENLANE HOLDINGS INCNEW+13.0K13.0K+$31,000$31,000
NVDANVIDIA CORPADDED+4.4K6.0K−$40,000$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

49 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →COM6.89%$58M407.8K
2GOOGALPHABET INC CL CCOM5.30%$44M16.7K
3MSFTMICROSOFT CORPhistory →COM4.84%$41M143.7K
4PENPENUMBRA, INC.history →COM3.37%$28M106.1K
5JPMORGAN CHASE & COCOM3.22%$27M164.9K
6JNJJOHNSON & JOHNSONhistory →COM2.05%$17M106.4K
7BRK/BBERKSHIRE HATHAWAY INC CL Bhistory →COM1.82%$15M55.9K
8METAFACEBOOK INC Ahistory →COM1.65%$14M40.7K
9DYHTARGET CORPhistory →COM1.62%$14M59.4K
10DISWALT DISNEY COhistory →COM1.60%$13M79.3K
11CISCO SYS INCCOM1.43%$12M219.6K
12PEPPEPSICO INChistory →COM1.30%$11M72.5K
13INTCINTEL CORPhistory →COM1.29%$11M203.5K
14AMZNAMAZON.COM, INChistory →COM1.27%$11M3.2K
15CVSCVS HEALTH CORPORATIONhistory →COM1.21%$10M119.4K
16AXPAMERICAN EXPRESS COhistory →COM1.21%$10M60.5K
17BACVERIZON COMMUNICATIONShistory →COM1.16%$10M179.9K
18CHVCHEVRON CORPhistory →COM1.07%$9M88.3K
19ORCLORACLE CORPhistory →COM1.05%$9M100.9K
20PGPROCTER & GAMBLE COCOM0.92%$8M54.9K
21BACBANK OF AMERICA CORPCOM0.90%$8M176.9K
22ABBVABBVIE INCCOM0.87%$7M68.0K
23ISHARES S&P 100 INDEXETF0.85%$7M36.1K
24ISHARES RUSSELL 2000 INDEX FUNETF0.84%$7M32.1K
25BXBLACKSTONE INCCOM0.83%$7M59.5K
26NFLXNETFLIX COM INC COMCOM0.80%$7M11.0K
27MRKMERCK & CO INCCOM0.79%$7M87.9K
28ABTABBOTT LABORATORIESCOM0.77%$6M54.8K
29TRVTRAVELERS COMPANIES INCCOM0.77%$6M42.6K
30ALSALLSTATE CORPCOM0.77%$6M50.4K
31WMTWALMART INCCOM0.76%$6M45.7K
32GSGOLDMAN SACHS GROUP INCCOM0.75%$6M16.7K
33BRK/ABERKSHIRE HATHAWAY - ACOM0.74%$6M15
34WELLWELLTOWER INCCOM0.74%$6M74.8K
35CNRCANADIAN NATL RAILWAY COADR0.73%$6M53.1K
36FDXFEDEX CORPORATIONCOM0.73%$6M27.9K
37AEPAMERICAN ELEC PWRCOM0.71%$6M73.5K
38PNCPNC FINANCIAL SERVICES GROUPCOM0.71%$6M30.2K
39MAMASTERCARD INC CL A COMCOM0.71%$6M17.0K
40COMCAST CORP CL ACOM0.69%$6M103.8K
41CHDCHURCH & DWIGHT CO INCCOM0.67%$6M67.7K
42LRCXEURLAM RESEARCH CORP COMCOM0.66%$6M9.7K
43SOSOUTHERN COCOM0.66%$6M89.2K
44EATON CORPCOM0.65%$5M36.6K
45SPDR S&P 500 INDEXETF0.65%$5M12.6K
46HIGHARTFORD FINANCIAL SERVICES GRCOM0.64%$5M76.5K
47TMOTHERMO FISHER SCIENTIFIC INCCOM0.64%$5M9.4K
48VVISA INC COM CL ACOM0.64%$5M24.1K
49HDHOME DEPOT INCCOM0.64%$5M16.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$1.0B293May 15, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.1B295Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.0B287Nov 13, 202513F-HRchanges · EDGAR ↗
Q2 2025$936M279Aug 4, 202513F-HRchanges · EDGAR ↗
Q1 2025$885M275Apr 22, 202513F-HRchanges · EDGAR ↗
Q4 2024$913M283Feb 10, 202513F-HRchanges · EDGAR ↗
Q3 2024$922M286Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$857M276Aug 1, 202413F-HRchanges · EDGAR ↗
Q1 2024$849M279Apr 19, 202413F-HRchanges · EDGAR ↗
Q4 2023$785M278Feb 2, 202413F-HRchanges · EDGAR ↗
Q3 2023$718M273Oct 12, 202313F-HRchanges · EDGAR ↗
Q2 2023$754M275Jul 25, 202313F-HRchanges · EDGAR ↗
Q1 2023Under review271May 11, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review275Jan 10, 202313F-HRchanges · EDGAR ↗
Q3 2022$670M271Nov 14, 2022RESTATEMENTchanges · EDGAR ↗
Q2 2022$721M278Aug 4, 202213F-HRchanges · EDGAR ↗
Q1 2022$874M297Apr 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$903M297Jan 10, 202213F-HRchanges · EDGAR ↗
Q3 2021$838M296Oct 27, 202113F-HRchanges · EDGAR ↗
Q2 2021$854M298Jul 14, 202113F-HRchanges · EDGAR ↗
Q1 2021$743M275Mar 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$661M260Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$617M253Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$521M233May 18, 202013F-HRchanges · EDGAR ↗
Q4 2019$686M272Feb 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$630M266Nov 13, 201913F-HRchanges · EDGAR ↗
Q2 2019$629M272Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$613M265May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$555M258Feb 13, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.